0001420506-17-000260.txt : 20170424 0001420506-17-000260.hdr.sgml : 20170424 20170424161111 ACCESSION NUMBER: 0001420506-17-000260 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170424 DATE AS OF CHANGE: 20170424 EFFECTIVENESS DATE: 20170424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Personal Capital Advisors Corp CENTRAL INDEX KEY: 0001571669 IRS NUMBER: 271823972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15680 FILM NUMBER: 17778410 BUSINESS ADDRESS: STREET 1: 500 HOWARD STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 855-855-8005 MAIL ADDRESS: STREET 1: 500 HOWARD STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001571669 XXXXXXXX 03-31-2017 03-31-2017 false PERSONAL CAPITAL ADVISORS CORP
500 Howard Street Suite 400 San Francisco CA 94105
13F HOLDINGS REPORT 028-15680 N
JOHN L. CASTELLY CHIEF COMPLIANCE OFFICER 8558558005 JOHN L. CASTELLY, CHIEF COMPLIANCE OFFICER San Francisco CA 04-24-2017 0 210 3973156 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR PERSONAL CAPITAL ADVISORS CORP 3M CO COM 88579Y101 29982 157237 SH SOLE 157237 0 0 AAON INC COM PAR $0.004 000360206 19784 566065 SH SOLE 566065 0 0 ABM INDS INC COM 000957100 2539 59042 SH SOLE 59042 0 0 AES CORP COM 00130H105 25669 2281729 SH SOLE 2281729 0 0 AETNA INC NEW COM 00817Y108 20297 161437 SH SOLE 161437 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 329 2997 SH SOLE 2997 0 0 ALLERGAN PLC SHS G0177J108 688 2852 SH SOLE 2852 0 0 ALPHABET INC CAP STK CL C 02079K107 30610 36817 SH SOLE 36817 0 0 ALPHABET INC CAP STK CL A 02079K305 972 1144 SH SOLE 1144 0 0 ALTRIA GROUP INC COM 02209S103 443 6078 SH SOLE 6078 0 0 AMAZON COM INC COM 023135106 33047 37797 SH SOLE 37797 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 547 13044 SH SOLE 13044 0 0 AMERICAN TOWER CORP NEW COM 03027X100 17919 148039 SH SOLE 148039 0 0 AMGEN INC COM 031162100 10348 63464 SH SOLE 63464 0 0 AMPLIFY SNACK BRANDS COM 03211L102 2899 340649 SH SOLE 340649 0 0 ANADARKO PETE CORP COM 032511107 5614 89890 SH SOLE 89890 0 0 APPLE INC COM 037833100 39397 273362 SH SOLE 273362 0 0 AQUA AMERICA INC COM 03836W103 16604 515657 SH SOLE 515657 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 695 15036 SH SOLE 15036 0 0 AT&T INC COM 00206R102 19995 482398 SH SOLE 482398 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 241 2355 SH SOLE 2355 0 0 BAKER HUGHES INC COM 057224107 29510 491676 SH SOLE 491676 0 0 BANK NEW YORK MELLON CORP COM 064058100 5443 116503 SH SOLE 116503 0 0 BED BATH & BEYOND INC COM 075896100 412 10458 SH SOLE 10458 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7680 46102 SH SOLE 46102 0 0 BLUE BUFFALO PET PRODS INC COM 09531U102 221 9517 SH SOLE 9517 0 0 CACI INTL INC CL A 127190304 453 3779 SH SOLE 3779 0 0 CAL MAINE FOODS INC COM NEW 128030202 12180 328742 SH SOLE 328742 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 17502 500046 SH SOLE 500046 0 0 CALPINE CORP COM NEW 131347304 394 36113 SH SOLE 36113 0 0 CATERPILLAR INC DEL COM 149123101 244 2626 SH SOLE 2626 0 0 CELGENE CORP COM 151020104 29014 233811 SH SOLE 233811 0 0 CENTURYLINK INC COM 156700106 233 10084 SH SOLE 10084 0 0 CHARLES RIV LABS INTL INC COM 159864107 12296 137491 SH SOLE 137491 0 0 CHEVRON CORP NEW COM 166764100 27605 255440 SH SOLE 255440 0 0 CISCO SYS INC COM 17275R102 924 27379 SH SOLE 27379 0 0 COCA COLA CO COM 191216100 26017 613308 SH SOLE 613308 0 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 17664 411275 SH SOLE 411275 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 204 3456 SH SOLE 3456 0 0 COLGATE PALMOLIVE CO COM 194162103 27406 372572 SH SOLE 372572 0 0 COMCAST CORP NEW CL A 20030N101 30269 813246 SH SOLE 813246 0 0 CONOCOPHILLIPS COM 20825C104 4936 107432 SH SOLE 107432 0 0 COSTCO WHSL CORP NEW COM 22160K105 27087 161783 SH SOLE 161783 0 0 CVS HEALTH CORP COM 126650100 17706 224813 SH SOLE 224813 0 0 DICKS SPORTING GOODS INC COM 253393102 9412 193031 SH SOLE 193031 0 0 DISH NETWORK CORP CL A 25470M109 5501 87325 SH SOLE 87325 0 0 DISNEY WALT CO COM DISNEY 254687106 29016 257855 SH SOLE 257855 0 0 DOLLAR TREE INC COM 256746108 376 4791 SH SOLE 4791 0 0 DORMAN PRODUCTS INC COM 258278100 19820 246950 SH SOLE 246950 0 0 DOW CHEM CO COM 260543103 690 10709 SH SOLE 10709 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 30562 373297 SH SOLE 373297 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 27553 334301 SH SOLE 334301 0 0 EAGLE BANCORP INC MD COM 268948106 1984 34154 SH SOLE 34154 0 0 EASTMAN CHEM CO COM 277432100 29248 363507 SH SOLE 363507 0 0 ENGLOBAL CORP COM 293306106 33 17537 SH SOLE 17537 0 0 EQUIFAX INC COM 294429105 18770 138337 SH SOLE 138337 0 0 EVERSOURCE ENERGY COM 30040W108 28488 482275 SH SOLE 482275 0 0 EVINE LIVE INC CL A 300487105 28 20443 SH SOLE 20443 0 0 EXXON MOBIL CORP COM 30231G102 19574 238646 SH SOLE 238646 0 0 FACEBOOK INC CL A 30303M102 16763 117509 SH SOLE 117509 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 18783 204092 SH SOLE 204092 0 0 FIRST SOLAR INC COM 336433107 9290 331437 SH SOLE 331437 0 0 FLUOR CORP NEW COM 343412102 1247 23805 SH SOLE 23805 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 408 201869 SH SOLE 201869 0 0 G-III APPAREL GROUP LTD COM 36237H101 1530 71200 SH SOLE 71200 0 0 GENERAL ELECTRIC CO COM 369604103 27190 916116 SH SOLE 916116 0 0 GENERAL MLS INC COM 370334104 4668 78525 SH SOLE 78525 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 29719 130089 SH SOLE 130089 0 0 GREAT PLAINS ENERGY INC COM 391164100 238 8222 SH SOLE 8222 0 0 GULFPORT ENERGY CORP COM NEW 402635304 2183 127159 SH SOLE 127159 0 0 HEALTHSOUTH CORP COM NEW 421924309 14523 341954 SH SOLE 341954 0 0 HERITAGE OAKS BANCORP COM 42724R107 181 14128 SH SOLE 14128 0 0 HOME DEPOT INC COM 437076102 1409 9581 SH SOLE 9581 0 0 HONEYWELL INTL INC COM 438516106 290 2312 SH SOLE 2312 0 0 IAC INTERACTIVECORP COM 44919P508 12019 162422 SH SOLE 162422 0 0 ILLINOIS TOOL WKS INC COM 452308109 17740 134444 SH SOLE 134444 0 0 INNOPHOS HOLDINGS INC COM 45774N108 5939 110646 SH SOLE 110646 0 0 INTEL CORP COM 458140100 386 10846 SH SOLE 10846 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1072 6161 SH SOLE 6161 0 0 IROBOT CORP COM 462726100 647 9957 SH SOLE 9957 0 0 ISHARES GOLD TRUST ISHARES 464285105 78215 6480099 SH SOLE 6480099 0 0 ISHARES TR LATN AMER 40 ETF 464287390 310 9614 SH SOLE 9614 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 428 3735 SH SOLE 3735 0 0 ISHARES TR IBOXX INV CP ETF 464287242 85405 723157 SH SOLE 723157 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 99037 726982 SH SOLE 726982 0 0 ISHARES TR TIPS BD ETF 464287176 110479 964126 SH SOLE 964126 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 77834 632741 SH SOLE 632741 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 48092 474322 SH SOLE 474322 0 0 ISHARES TR NATIONAL MUN ETF 464288414 2551 23379 SH SOLE 23379 0 0 ISHARES TR INTL TREA BD ETF 464288117 21806 237126 SH SOLE 237126 0 0 ISHARES TR CORE S&P MCP ETF 464287507 496 2910 SH SOLE 2910 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 298 7467 SH SOLE 7467 0 0 JOHNSON & JOHNSON COM 478160104 15876 127086 SH SOLE 127086 0 0 JPMORGAN CHASE & CO COM 46625H100 6368 72139 SH SOLE 72139 0 0 KINDER MORGAN INC DEL COM 49456B101 27617 1289901 SH SOLE 1289901 0 0 KRAFT HEINZ CO COM 500754106 782 8547 SH SOLE 8547 0 0 L3 TECHNOLOGIES INC COM 502413107 3365 20171 SH SOLE 20171 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 15608 276100 SH SOLE 276100 0 0 LINCOLN ELEC HLDGS INC COM 533900106 456 5316 SH SOLE 5316 0 0 LOWES COS INC COM 548661107 28885 351361 SH SOLE 351361 0 0 MASCO CORP COM 574599106 5762 169628 SH SOLE 169628 0 0 MASIMO CORP COM 574795100 234 2500 SH SOLE 2500 0 0 MASTERCARD INCORPORATED CL A 57636Q104 29334 261768 SH SOLE 261768 0 0 MCDONALDS CORP COM 580135101 5714 44351 SH SOLE 44351 0 0 MCKESSON CORP COM 58155Q103 650 4293 SH SOLE 4293 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 711 12458 SH SOLE 12458 0 0 MERCK & CO INC COM 58933Y105 5483 86154 SH SOLE 86154 0 0 MICROSOFT CORP COM 594918104 22534 344192 SH SOLE 344192 0 0 MONSANTO CO NEW COM 61166W101 17496 153607 SH SOLE 153607 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 221 2626 SH SOLE 2626 0 0 NETFLIX INC COM 64110L106 21368 145890 SH SOLE 145890 0 0 NEWMONT MINING CORP COM 651639106 408 12304 SH SOLE 12304 0 0 NIKE INC CL B 654106103 4758 83943 SH SOLE 83943 0 0 NORFOLK SOUTHERN CORP COM 655844108 21062 186044 SH SOLE 186044 0 0 NORTHERN TR CORP COM 665859104 18305 212557 SH SOLE 212557 0 0 NORTHWESTERN CORP COM NEW 668074305 26055 442806 SH SOLE 442806 0 0 NUCOR CORP COM 670346105 18047 301945 SH SOLE 301945 0 0 NVIDIA CORP COM 67066G104 201 1871 SH SOLE 1871 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 5063 79385 SH SOLE 79385 0 0 OCEANEERING INTL INC COM 675232102 2119 79869 SH SOLE 79869 0 0 OLD NATL BANCORP IND COM 680033107 11525 683960 SH SOLE 683960 0 0 ONEOK INC NEW COM 682680103 438 8004 SH SOLE 8004 0 0 ORACLE CORP COM 68389X105 5799 130249 SH SOLE 130249 0 0 ORMAT TECHNOLOGIES INC COM 686688102 6457 113110 SH SOLE 113110 0 0 OWENS CORNING NEW COM 690742101 227 3729 SH SOLE 3729 0 0 PEPSICO INC COM 713448108 265 2360 SH SOLE 2360 0 0 PFIZER INC COM 717081103 27299 795206 SH SOLE 795206 0 0 PG&E CORP COM 69331C108 5881 88261 SH SOLE 88261 0 0 PHILIP MORRIS INTL INC COM 718172109 334 2948 SH SOLE 2948 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 11410 508712 SH SOLE 508712 0 0 POOL CORPORATION COM 73278L105 14460 121104 SH SOLE 121104 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 10482 234541 SH SOLE 234541 0 0 POWERSHARES ACT MANG COMM FD OPT YLD DIV 73937V106 75627 4582073 SH SOLE 4582073 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 368 2780 SH SOLE 2780 0 0 PPL CORP COM 69351T106 637 17021 SH SOLE 17021 0 0 PRAXAIR INC COM 74005P104 5066 42797 SH SOLE 42797 0 0 PROCTER AND GAMBLE CO COM 742718109 28285 312192 SH SOLE 312192 0 0 QUALCOMM INC COM 747525103 4955 86392 SH SOLE 86392 0 0 RED HAT INC COM 756577102 238 2743 SH SOLE 2743 0 0 RLI CORP COM 749607107 14717 253881 SH SOLE 253881 0 0 SALESFORCE COM INC COM 79466L302 809 9823 SH SOLE 9823 0 0 SANMINA CORPORATION COM 801056102 20134 505877 SH SOLE 505877 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 14436 120518 SH SOLE 120518 0 0 SCANA CORP NEW COM 80589M102 248 3781 SH SOLE 3781 0 0 SCHLUMBERGER LTD COM 806857108 366 4648 SH SOLE 4648 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 331 7418 SH SOLE 7418 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 25091 440418 SH SOLE 440418 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 210 5205 SH SOLE 5205 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 313 5567 SH SOLE 5567 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 550785 18341153 SH SOLE 18341153 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2669 42737 SH SOLE 42737 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 29628 317350 SH SOLE 317350 0 0 SEMGROUP CORP CL A 81663A105 378 10670 SH SOLE 10670 0 0 SEMPRA ENERGY COM 816851109 301 2703 SH SOLE 2703 0 0 SEMTECH CORP COM 816850101 18856 557056 SH SOLE 557056 0 0 SOUTHERN CO COM 842587107 5780 115725 SH SOLE 115725 0 0 SOUTHERN COPPER CORP COM 84265V105 31101 860345 SH SOLE 860345 0 0 SOUTHWEST AIRLS CO COM 844741108 553 10339 SH SOLE 10339 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12719 54001 SH SOLE 54001 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 210 677 SH SOLE 677 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 87339 2375289 SH SOLE 2375289 0 0 SPHERE 3D CORP NEW COM 84841L100 2 10000 SH SOLE 10000 0 0 SPRINT CORP COM SER 1 85207U105 680 80147 SH SOLE 80147 0 0 STARBUCKS CORP COM 855244109 19684 342098 SH SOLE 342098 0 0 STEPAN CO COM 858586100 11326 145952 SH SOLE 145952 0 0 STRYKER CORP COM 863667101 267 2021 SH SOLE 2021 0 0 T MOBILE US INC COM 872590104 5015 77465 SH SOLE 77465 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 29286 765849 SH SOLE 765849 0 0 TESLA INC COM 88160R101 17777 64089 SH SOLE 64089 0 0 TESORO CORP COM 881609101 411 4946 SH SOLE 4946 0 0 TRIUMPH GROUP INC NEW COM 896818101 1667 66682 SH SOLE 66682 0 0 TYLER TECHNOLOGIES INC COM 902252105 15107 97470 SH SOLE 97470 0 0 UNDER ARMOUR INC CL C 904311206 218 11585 SH SOLE 11585 0 0 UNITED PARCEL SERVICE INC CL B 911312106 26535 250256 SH SOLE 250256 0 0 UNITED TECHNOLOGIES CORP COM 913017109 5356 47796 SH SOLE 47796 0 0 UNITEDHEALTH GROUP INC COM 91324P102 16995 103986 SH SOLE 103986 0 0 VALERO ENERGY CORP NEW COM 91913Y100 29356 437240 SH SOLE 437240 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 62916 3380753 SH SOLE 3380753 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 163102 2046710 SH SOLE 2046710 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 22649 417954 SH SOLE 417954 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 30992 255965 SH SOLE 255965 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1616 13266 SH SOLE 13266 0 0 VANGUARD INDEX FDS REIT ETF 922908553 160116 1953820 SH SOLE 1953820 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 293 2411 SH SOLE 2411 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1707 12902 SH SOLE 12902 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2349 16897 SH SOLE 16897 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 77387 1446494 SH SOLE 1446494 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 757 15721 SH SOLE 15721 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 79563 772979 SH SOLE 772979 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 246886 6133814 SH SOLE 6133814 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 202 3155 SH SOLE 3155 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 738 18673 SH SOLE 18673 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1482 15350 SH SOLE 15350 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1693 17912 SH SOLE 17912 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 322 2374 SH SOLE 2374 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 2190 19386 SH SOLE 19386 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1732 12250 SH SOLE 12250 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2069 17446 SH SOLE 17446 0 0 VARIAN MED SYS INC COM 92220P105 984 10795 SH SOLE 10795 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 25966 528512 SH SOLE 528512 0 0 VISA INC COM CL A 92826C839 928 10401 SH SOLE 10401 0 0 WAL-MART STORES INC COM 931142103 26173 369987 SH SOLE 369987 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 405 4833 SH SOLE 4833 0 0 WASTE MGMT INC DEL COM 94106L109 6364 88205 SH SOLE 88205 0 0 WEC ENERGY GROUP INC COM 92939U106 235 3864 SH SOLE 3864 0 0 WELLS FARGO & CO NEW COM 949746101 27094 486696 SH SOLE 486696 0 0 WHOLE FOODS MKT INC COM 966837106 4774 163835 SH SOLE 163835 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 10119 1909340 SH SOLE 1909340 0 0 WOODWARD INC COM 980745103 406 6000 SH SOLE 6000 0 0 YELP INC CL A 985817105 11806 360166 SH SOLE 360166 0 0