0001493152-19-009359.txt : 20190618 0001493152-19-009359.hdr.sgml : 20190618 20190618132852 ACCESSION NUMBER: 0001493152-19-009359 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190612 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190618 DATE AS OF CHANGE: 20190618 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sunnyside Bancorp, Inc. CENTRAL INDEX KEY: 0001571398 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-55005 FILM NUMBER: 19903188 BUSINESS ADDRESS: STREET 1: 56 MAIN STREET CITY: IRVINGTON STATE: NY ZIP: 10533 BUSINESS PHONE: 914-591-8000 MAIL ADDRESS: STREET 1: 56 MAIN STREET CITY: IRVINGTON STATE: NY ZIP: 10533 8-K 1 form8-k.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): June 12, 2019

 

SUNNYSIDE BANCORP, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Maryland   000-55005   46-3001280
(State or Other Jurisdiction)
of Incorporation)		   (Commission
File No.)		   (I.R.S. Employer
Identification No.)

 

56 Main Street, Irvington, New York   10533
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (914) 591-8000

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  [  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
  [  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
  [  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
  [  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company [  ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]

 

Securities registered pursuant to Section 12(b) of the Act: None

 

 

 

 
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

On June 12, 2019, the 2019 Annual Meeting of Stockholders of Sunnyside Bancorp, Inc. (the “Company”) was held at the DoubleTree by Hilton Hotel Tarrytown, located at 455 South Broadway, Tarrytown, New York at 9:30 a.m., local time. The matters listed below were submitted to a vote of the shareholders through the solicitation of proxies, and the proposals are described in detail in the Company’s Proxy Statement filed with the Securities and Exchange Commission on April 30, 2019. The final results of the shareholder votes are as follows:

 

Proposal 1 – Election of Directors

 

The shareholders elected each director nominated to serve for a term of three years as follows:

 

   For   Withheld   Broker-Non Votes 
             
Deborah J. Elliot   399,662    108,477    245,386 
                
Walter G. Montgomery   335,244    172,895    245,386 

 

Proposal 2 – Ratification of Appointment of Independent Registered Public Accounting Firm

 

The shareholders approved the ratification of the appointment of Fontanella Associates LLC, as the Company’s independent registered public accounting firm for the year ending December 31, 2019 as follows:

 

For   Against   Abstain 
             
 702,919    48,295    2,311 

 

Proposal 3 – A non-binding proposal to give advisory approval regarding the compensation of the Company’s named executive officers

 

The shareholders approved the resolution regarding the compensation of the Company’s named executive officers as disclosed in the proxy statement as follows:

 

For   Against   Abstain   Broker-Non Votes 
                  
 436,472    43,398    28,269    245,386 

 

Proposal 4 – A non-binding proposal to give advisory approval on the frequency at which the Company should include an advisory vote regarding the Company’s named executive officers

 

The shareholders approved the resolution on the frequency at which the Company should include an advisory vote regarding the compensation of the Company’s named executive officers as disclosed in the proxy statement as follows:

 

One Year   Two Years   Three Years   Abstain   Broker Non-Vote 
 493,595    7,414    775    6,355    245,386 

 

 
 

 

Item 9.01Financial Statements and Exhibits

 

  (a) Financial Statements of Businesses Acquired. Not applicable.
     
  (b) Pro Forma Financial Information. Not applicable.
     
  (c) Shell Company Transactions. Not applicable.
     
  (d) Exhibits. None.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  SUNNYSIDE BANCORP, INC.
   
DATE: June 18, 2019 By: /s/ Timothy D. Sullivan
    Timothy D. Sullivan
    President and Chief Executive Officer