0001144204-19-030918.txt : 20190614
0001144204-19-030918.hdr.sgml : 20190614
20190614094851
ACCESSION NUMBER: 0001144204-19-030918
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190613
FILED AS OF DATE: 20190614
DATE AS OF CHANGE: 20190614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alala Joseph B III
CENTRAL INDEX KEY: 0001587346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01022
FILM NUMBER: 19897759
MAIL ADDRESS:
STREET 1: C/O CAPITALA FINANCE CORP.
STREET 2: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitala Finance Corp.
CENTRAL INDEX KEY: 0001571329
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 704-376-5502
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
4
1
tv523553_form4.xml
FORM 4
X0306
4
2019-06-13
0
0001571329
Capitala Finance Corp.
CPTA
0001587346
Alala Joseph B III
C/O CAPITALA FINANCE CORP.
4201 CONGRESS STREET, SUITE 360
CHARLOTTE
NC
28209
1
1
0
0
See Remarks
Common Stock
2019-06-13
4
P
0
2576
9.17
A
12187
D
Common Stock
534637.85
I
via Capitala Private Investments, LLC
Common Stock
360
I
via Child
Common Stock
360
I
via Child
Common Stock
21245.278
I
via Capitala Investment Advisors, LLC
Common Stock
5559.722
I
via Capitala Transaction Corp.
Common Stock
972
I
via CapitalSouth Corporation
Mr. Alala disclaims beneficial ownership of any of the Issuer's shares directly held by Capitala Private Investments, LLC, Capitala Transaction Corp., CapitalSouth Corporation and Capitala Investment Advisors, LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Alala is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose
Chairman of the Board of Directors, Chief Executive Officer and President
/s/ Richard G. Wheelahan, III, attorney-in-fact
2019-06-14