0001181431-13-055794.txt : 20131030 0001181431-13-055794.hdr.sgml : 20131030 20131030204201 ACCESSION NUMBER: 0001181431-13-055794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131029 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rexford Industrial Realty, Inc. CENTRAL INDEX KEY: 0001571283 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462024407 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD, SUITE 1000 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1680 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD, SUITE 1000 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Rexford Industrial, Inc. DATE OF NAME CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwimmer Howard CENTRAL INDEX KEY: 0001581296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36008 FILM NUMBER: 131180612 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD, SUITE 300 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 rrd393856.xml FORM 4 X0306 4 2013-10-29 0 0001571283 Rexford Industrial Realty, Inc. NYSE: REXR 0001581296 Schwimmer Howard 11620 WILSHIRE BOULEVARD, SUITE 1000 LOS ANGELES CA 90025 1 1 0 0 Co-CEO, Co-President Common Stock, par value $0.01 2013-10-29 4 D 0 245744 0 D 87881 D Common Stock, par value $0.01 2013-10-29 4 J 0 595 14 A 88476 D Common Stock, par value $0.01 2013-10-29 4 J 0 438 14 A 88914 I See Footnote Operating Partnership Units 2013-10-29 4 D 0 451051 D 2014-09-24 Common Stock, par value $0.01 451051 402416 D Operating Partnership Units 2013-10-29 4 J 0 47080 A 2014-09-24 Common Stock, par value $0.01 47080 449496 D Operating Partnership Units 2013-10-29 4 J 0 10501 A 2014-09-24 Common Stock, par value $0.01 10501 459997 I See Footnote Represents shares of restricted common stock of Rexford Industrial Realty, Inc. (the "Issuer") canceled pursuant to the accommodation between the Issuer and certain pre-initial public offering investors, as more fully described in the 8-K filed by the Issuer on October 30, 2013 (the "Accommodation"). The shares of restricted common stock were initially granted pursuant to the Rexford Industrial Realty, Inc. and Rexford Industrial Realty, L.P. 2013 Equity Incentive Award Plan, dated July 24, 2013 by and between the Issuer, Rexford Industrial Realty, L.P. (the "Operating Partnership") and the Reporting Person. The shares of restricted common stock are being canceled pursuant to a Restricted Stock Cancellation Agreement entered into by and among the Reporting Person and the Issuer. Represents shares of common stock of the Issuer acquired pursuant to the Accommodation due to the Reporting Person's equity investment in the Issuer's predecessor business. For purposes of the Accommodation, shares of the common stock of the Issuer were valued at $14.00, which was the initial public offering price per share of the Issuer's common stock. Represents common units of limited partnership interests ("OP Units") in the Operating Partnership. The Issuer is the general partner of the Operating Partnership. OP Units are redeemable beginning September 24, 2014 for cash equal to the then-current market value of one share of common stock, or at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are exchangeable for common stock of the Issuer on a one-for-one basis. Represents OP Units returned to the Issuer pursuant to the Accommodation. N/A For purposes of the Accommodation, OP Units were valued at $14.00, which was the initial public offering price per share of the Issuer's common stock. Represents OP Units acquired pursuant to the Accommodation due to the Reporting Person's equity investment in the Issuer's predecessor business. Represents shares of common stock of the Issuer acquired pursuant to the Accommodation due to the Schwimmer Family Irrevocable Trust's equity investment in the Issuer's predecessor business. Represents shares of common stock acquired pursuant to the Accommodation by the Schwimmer Family Irrevocable Trust, for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein. Represents OP Units acquired pursuant to the Accommodation due to the Schwimmer Family Irrevocable Trust's equity investment in the Issuer's predecessor business. Represents OP Units acquired pursuant to the Accommodation by the Schwimmer Family Irrevocable Trust, for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein. /s/ Marie Ly, as attorney-in-fact 2013-10-30