0001181431-13-041323.txt : 20130724 0001181431-13-041323.hdr.sgml : 20130724 20130724204817 ACCESSION NUMBER: 0001181431-13-041323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130724 FILED AS OF DATE: 20130724 DATE AS OF CHANGE: 20130724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rexford Industrial Realty, Inc. CENTRAL INDEX KEY: 0001571283 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462024407 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD, SUITE 300 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1680 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD, SUITE 300 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Rexford Industrial, Inc. DATE OF NAME CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwimmer Howard CENTRAL INDEX KEY: 0001581296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36008 FILM NUMBER: 13984717 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD, SUITE 300 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 rrd386555.xml FORM 4 X0306 4 2013-07-24 0 0001571283 Rexford Industrial Realty, Inc. NSYE: REXR 0001581296 Schwimmer Howard 11620 WILSHIRE BOULEVARD, SUITE 300 LOS ANGELES CA 90025 1 1 0 0 Co-CEO, Co-President Common Stock, par value $0.01 2013-07-24 4 J 0 10564 14.00 A 10564 D Common Stock, par value $0.01 2013-07-24 4 J 0 8665 14.00 A 19229 I See Footnote Common Stock, par value $0.01 2013-07-24 4 P 0 24209 14.00 A 43438 D Common Stock, par value $0.01 2013-07-24 4 P 0 4472 14.00 A 47910 I See Footnote Common Stock, par value $0.01 2013-07-24 4 A 0 285715 0.00 A 333625 D Operating Partnership Units 2013-07-24 4 J 0 31501 A 2014-09-24 Common Stock, par value $0.01 31501 31501 I See Footnotes Operating Partnership Units 2013-07-24 4 J 0 7275 A 2014-09-24 Common Stock, par value $0.01 7275 38776 I See Footnotes Operating Partnership Units 2013-07-24 4 J 0 814691 A 2014-09-24 Common Stock, par value $0.01 814691 853467 D Represents shares of common stock issued at $14.00 per share in transactions relating to the formation of Rexford Industrial Realty, Inc. ("Issuer") and its operating partnership subsidiary, Rexford Industrial Realty, L.P. (the "Operating Partnership") either pursuant to contribution or merger agreements where certain entities (interests in which are directly or indirectly owned by the Reporting Person and other parties) that directly or indirectly own properties were contributed or merged with and into the Issuer, the Operating Partnership or their respective subsidiaries. Represents shares of common stock held by the Schwimmer Family Irrevocable Trust, for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein. Represents shares of common stock purchased in a private placement concurrent with the Issuer's initial public offering at the initial public offering price of $14.00 per share. Represents shares of restricted common stock issued pursuant to the Rexford Industrial Realty, Inc. and Rexford Industrial Realty, L.P. 2013 Equity Incentive Award Plan, dated July 24, 2013 by and between the Issuer, the Operating Partnership and the Reporting Person. Represents common units of limited partnership interest ("OP Units") in the Operating Partnership. The Issuer is the general partner of the Operating Partnership. OP Units are redeemable fourteen months from the Transaction Date for cash equal to the then-current market value of one share of common stock, or at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are exchangeable for common stock of the Issuer on a one-for-one basis. Represents OP Units issued at $14.00 per unit in transactions relating to the formation of the Issuer and the Operating Partnership either pursuant to contribution or merger agreements where certain entities (interests in which are directly or indirectly owned by the Reporting Person and other parties) that directly or indirectly own properties were contributed or merged with and into the Issuer, the Operating Partnership or their respective subsidiaries. Represents OP Units held by the Schwimmer Family Irrevocable Trust, for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein. Represents OP Units held by the Howard Schwimmer Living Trust, for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein. N/A /s/ Marie Ly, as attorney-in-fact 2013-07-24