0001571042-13-000011.txt : 20131022 0001571042-13-000011.hdr.sgml : 20131022 20131022121340 ACCESSION NUMBER: 0001571042-13-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 EFFECTIVENESS DATE: 20131022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA CAPITAL LLC CENTRAL INDEX KEY: 0001571042 IRS NUMBER: 453633418 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15440 FILM NUMBER: 131163103 BUSINESS ADDRESS: STREET 1: 2750 MOORE AVENUE CITY: FULLERTON STATE: CA ZIP: 92833 BUSINESS PHONE: 714-870-0217 X604 MAIL ADDRESS: STREET 1: 2750 MOORE AVENUE CITY: FULLERTON STATE: CA ZIP: 92833 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001571042 XXXXXXXX 09-30-2013 09-30-2013 COLUMBIA CAPITAL LLC
2750 MOORE AVENUE FULLERTON CA 92833
13F HOLDINGS REPORT 028-15440 N
Pat O'Malley Manager 714-870-0217 x604 Pat O'Malley Fullerton CA 10-22-2013 0 177 111362 false
INFORMATION TABLE 2 ColumbiaCapital13F09302013.xml COLUMBIA CAPITAL Q3 13F REPORT ALTRIA GROUP INC COMMON 02209S103 7 196 SH SOLE 196 0 0 ALTRIA GROUP INC COMMON 02209S103 255 7360 SH SOLE 7360 0 0 ALTRIA GROUP INC COMMON 02209S103 1998 57551 SH SOLE 57551 0 0 AMAZON.COM INC COMMON 23135106 162 514 SH SOLE 514 0 0 AMAZON.COM INC COMMON 23135106 343 1086 SH SOLE 1086 0 0 AMAZON.COM INC COMMON 23135106 1157 3662 SH SOLE 3662 0 0 APPLE INC COMMON 37833100 203 421 SH SOLE 421 0 0 APPLE INC COMMON 37833100 491 1018 SH SOLE 1018 0 0 APPLE INC COMMON 37833100 1326 2747 SH SOLE 2747 0 0 AT&T INC COMMON 00206R102 122 3583 SH SOLE 3583 0 0 AT&T INC COMMON 00206R102 145 4261 SH SOLE 4261 0 0 AT&T INC COMMON 00206R102 1187 34943 SH SOLE 34943 0 0 AUTOMATIC DATA PROCESSING INC COMMON 53015103 139 1920 SH SOLE 1920 0 0 AUTOMATIC DATA PROCESSING INC COMMON 53015103 441 6073 SH SOLE 6073 0 0 AUTOMATIC DATA PROCESSING INC COMMON 53015103 1178 16232 SH SOLE 16232 0 0 BECTON DICKINSON CO COMMON 75887109 132 1319 SH SOLE 1319 0 0 BECTON DICKINSON CO COMMON 75887109 187 1869 SH SOLE 1869 0 0 BECTON DICKINSON CO COMMON 75887109 1258 12589 SH SOLE 12589 0 0 BERKSHIRE HATHAWAY INC COMMON 84670702 51 448 SH SOLE 448 0 0 BERKSHIRE HATHAWAY INC COMMON 84670702 129 1124 SH SOLE 1124 0 0 BERKSHIRE HATHAWAY INC COMMON 84670702 1375 11975 SH SOLE 11975 0 0 BP PLC ADR COMMON 55622104 93 2169 SH SOLE 2169 0 0 BP PLC ADR COMMON 55622104 97 2277 SH SOLE 2277 0 0 BP PLC ADR COMMON 55622104 197 4604 SH SOLE 4604 0 0 CALAMOS CONV & HIGH INCOME COMMON 12811P108 207 16682 SH SOLE 16682 0 0 CALAMOS CONV & HIGH INCOME COMMON 12811P108 411 33077 SH SOLE 33077 0 0 CALAMOS CONV & HIGH INCOME COMMON 12811P108 1113 89576 SH SOLE 89576 0 0 CHART INDS INC COMMON 16115Q308 92 748 SH SOLE 748 0 0 CHART INDS INC COMMON 16115Q308 138 1124 SH SOLE 1124 0 0 CHART INDS INC COMMON 16115Q308 910 7435 SH SOLE 7435 0 0 CHESAPEAKE ENERGY CORP COMMON 165167107 287 10950 SH SOLE 10950 0 0 CHESAPEAKE ENERGY CORP COMMON 165167107 342 13055 SH SOLE 13055 0 0 CHESAPEAKE ENERGY CORP COMMON 165167107 665 23390 SH SOLE 23390 0 0 CHEVRON CORP NEW COMMON 166764100 172 1405 SH SOLE 1405 0 0 CHEVRON CORP NEW COMMON 166764100 319 2598 SH SOLE 2598 0 0 CHEVRON CORP NEW COMMON 166764100 1411 11504 SH SOLE 11504 0 0 CISCO SYS INC COMMON 17275R102 268 11471 SH SOLE 11471 0 0 CISCO SYS INC COMMON 17275R102 294 12612 SH SOLE 12612 0 0 CISCO SYS INC COMMON 17275R102 1212 51948 SH SOLE 51948 0 0 CLEARANT INC COMMON 184690204 0 1428 SH SOLE 1428 0 0 COCA COLA CO COMMON 191216100 266 6923 SH SOLE 6923 0 0 COCA COLA CO COMMON 191216100 1178 30690 SH SOLE 30690 0 0 COCA COLA CO COMMON 191216100 1200 31262 SH SOLE 31262 0 0 CUMMINS INC COMMON 231021106 266 1990 SH SOLE 1990 0 0 CUMMINS INC COMMON 231021106 287 2146 SH SOLE 2146 0 0 CUMMINS INC COMMON 231021106 1044 7820 SH SOLE 7820 0 0 CYBERKINETICS NEURO COMMON 23247T101 0 1000 SH SOLE 1000 0 0 DECODE GENETICS INC COMMON 243586104 0 1000 SH SOLE 1000 0 0 DOW CHEMICAL CO COMMON 260543103 193 4942 SH SOLE 4942 0 0 DOW CHEMICAL CO COMMON 260543103 236 6056 SH SOLE 6056 0 0 DOW CHEMICAL CO COMMON 260543103 1378 35321 SH SOLE 35321 0 0 DU PONT E I DE NEMOURS & CO COMMON 263534109 87 1472 SH SOLE 1472 0 0 DU PONT E I DE NEMOURS & CO COMMON 263534109 148 2513 SH SOLE 2513 0 0 DU PONT E I DE NEMOURS & CO COMMON 263534109 503 8524 SH SOLE 8524 0 0 EQT CORP COM COMMON 26884L109 66 730 SH SOLE 730 0 0 EQT CORP COM COMMON 26884L109 72 792 SH SOLE 792 0 0 EQT CORP COM COMMON 26884L109 719 7958 SH SOLE 7958 0 0 EXXON MOBIL CORP COMMON 30231G102 213 2457 SH SOLE 2457 0 0 EXXON MOBIL CORP COMMON 30231G102 874 1061 SH SOLE 1061 0 0 EXXON MOBIL CORP COMMON 30231G102 1669 19207 SH SOLE 19207 0 0 FALCON NATURAL GAS COMMON 306067109 0 20000 SH SOLE 20000 0 0 FIDELITY STRATEGIC DIVIDEND COMMON 316145887 26 1933 SH SOLE 1933 0 0 FIDELITY STRATEGIC DIVIDEND COMMON 316145887 127 9244 SH SOLE 9244 0 0 GLAXOSMITHKLINE ADR COMMON 37733W105 43 845 SH SOLE 845 0 0 GLAXOSMITHKLINE ADR COMMON 37733W105 91 1812 SH SOLE 1812 0 0 GLOBAL RES CORP COM NEW COMMON 37945C202 0 1000 SH SOLE 1000 0 0 GREEN ENDEAVORS INC COMMON 39303M301 0 250 SH SOLE 250 0 0 HARMONIC ENERGY INC COMMON 413159104 1 23500 SH SOLE 23500 0 0 HERSHEY CO COMMON 427866108 294 3159 SH SOLE 3159 0 0 HERSHEY CO COMMON 427866108 357 3835 SH SOLE 3835 0 0 HERSHEY CO COMMON 427866108 1231 13240 SH SOLE 13240 0 0 INNOFONE COM INC COMMON 45768R305 0 1000 SH SOLE 1000 0 0 INTEL CORP COMMON 458140100 322 14025 SH SOLE 14025 0 0 INTEL CORP COMMON 458140100 758 33004 SH SOLE 33004 0 0 INTEL CORP COMMON 458140100 1271 55294 SH SOLE 55294 0 0 INTL BUSINESS MACH COMMON 459200101 238 1275 SH SOLE 1275 0 0 INTL BUSINESS MACH COMMON 459200101 532 2847 SH SOLE 2847 0 0 INTL BUSINESS MACH COMMON 459200101 1311 7013 SH SOLE 7013 0 0 ISHARES GLOBAL INFRASTRUCTURE COMMON 464288372 780 20580 SH SOLE 20580 0 0 ISHARES GLOBAL INFRASTRUCTURE COMMON 464288372 3142 82936 SH SOLE 82936 0 0 ISHARES MSCI ACWI EX US ETF COMMON 464288240 1034 22878 SH SOLE 22878 0 0 ISHARES MSCI ACWI EX US ETF COMMON 464288240 4168 92223 SH SOLE 92223 0 0 ISHARES MSCI CANADA ETF COMMON 464286509 969 34090 SH SOLE 34090 0 0 ISHARES MSCI CANADA ETF COMMON 464286509 3914 137676 SH SOLE 137676 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF COMMON 464287556 20 93 SH SOLE 93 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF COMMON 464287556 27 129 SH SOLE 129 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF COMMON 464287556 185 880 SH SOLE 880 0 0 ISHARES SILVER TR ISHARES COMMON 46428Q109 11 536 SH SOLE 536 0 0 ISHARES SILVER TR ISHARES COMMON 46428Q109 57 2708 SH SOLE 2708 0 0 ISHARES SILVER TR ISHARES COMMON 46428Q109 314 14966 SH SOLE 14966 0 0 ISHARES SILVER TR ISHARES COMMON 46428Q109 454 21650 SH SOLE 21650 0 0 ISHARES TRANSPORTATION AVG ETF COMMON 464287192 149 1260 SH SOLE 1260 0 0 JOHNSON & JOHNSON COMMON 478160104 206 2372 SH SOLE 2372 0 0 JOHNSON & JOHNSON COMMON 478160104 216 2492 SH SOLE 2492 0 0 JOHNSON & JOHNSON COMMON 478160104 1143 13174 SH SOLE 13174 0 0 KRAFT FOODS GROUP INC COMMON 50076Q106 194 3660 SH SOLE 3660 0 0 KRAFT FOODS GROUP INC COMMON 50076Q106 220 4152 SH SOLE 4152 0 0 KRAFT FOODS GROUP INC COMMON 50076Q106 1223 23126 SH SOLE 23126 0 0 LILLY ELI & CO COMMON 532457108 142 2820 SH SOLE 2820 0 0 LILLY ELI & CO COMMON 532457108 322 6380 SH SOLE 6380 0 0 LILLY ELI & CO COMMON 532457108 1208 23927 SH SOLE 23927 0 0 MAGNUM HUNTER RESOURCES CORP COMMON 55973B995 0 8 SH SOLE 8 0 0 MARKET VECTORS ETF PHARMACEUTICAL COMMON 57060U217 279 5815 SH SOLE 5815 0 0 MARKET VECTORS ETF PHARMACEUTICAL COMMON 57060U217 381 7931 SH SOLE 7931 0 0 MARKET VECTORS ETF PHARMACEUTICAL COMMON 57060U217 1818 37886 SH SOLE 37886 0 0 MARKET VECTORS ETF TR AFRICA ETF COMMON 57060U787 127 4235 SH SOLE 4235 0 0 MARKET VECTORS ETF TR AFRICA ETF COMMON 57060U787 159 5300 SH SOLE 5300 0 0 MARKET VECTORS ETF TR AGRIBUSINESS COMMON 57060U605 180 3490 SH SOLE 3490 0 0 MARKET VECTORS ETF TR AGRIBUSINESS COMMON 57060U605 682 13210 SH SOLE 13210 0 0 MARKET VECTORS ETF TR AGRIBUSINESS COMMON 57060U605 775 15015 SH SOLE 15015 0 0 MARKET VECTORS ETF TRUST OIL SVCS COMMON 57060U191 1027 21700 SH SOLE 21700 0 0 MARKET VECTORS ETF TRUST OIL SVCS COMMON 57060U191 4141 87500 SH SOLE 87500 0 0 MCDONALDS CORP COMMON 580135101 243 2506 SH SOLE 2506 0 0 MCDONALDS CORP COMMON 580135101 293 3016 SH SOLE 3016 0 0 MCDONALDS CORP COMMON 580135101 1251 12881 SH SOLE 12881 0 0 MICROSOFT CORP COMMON 594918104 25 758 SH SOLE 758 0 0 MICROSOFT CORP COMMON 594918104 402 12087 SH SOLE 12087 0 0 MICROSOFT CORP COMMON 594918104 1984 59634 SH SOLE 59634 0 0 MONDELEZ INTL INC COMMON 609207105 143 4499 SH SOLE 4499 0 0 MONDELEZ INTL INC COMMON 609207105 216 6792 SH SOLE 6792 0 0 MONDELEZ INTL INC COMMON 609207105 1280 40248 SH SOLE 40248 0 0 PEPSICO INC COMMON 713448108 265 3300 SH SOLE 3300 0 0 PEPSICO INC COMMON 713448108 1030 12843 SH SOLE 12843 0 0 PEPSICO INC COMMON 713448108 1106 13787 SH SOLE 13787 0 0 POWERSHARES ETF TRADED FD TR WATER COMMON 73935X575 770 32120 SH SOLE 32120 0 0 POWERSHARES ETF TRADED FD TR WATER COMMON 73935X575 3117 130084 SH SOLE 130084 0 0 POWERSHARES GLOBAL EXCHANGE COMMON 73936T623 301 14183 SH SOLE 14183 0 0 POWERSHARES GLOBAL EXCHANGE COMMON 73936T623 1274 60053 SH SOLE 60053 0 0 PROCTER & GAMBLE CO COMMON 742718109 334 4325 SH SOLE 4325 0 0 PROCTER & GAMBLE CO COMMON 742718109 573 7415 SH SOLE 7415 0 0 PROCTER & GAMBLE CO COMMON 742718109 1209 15658 SH SOLE 15658 0 0 RANGE RESOURCES CORP COMMON 75281A109 82 1064 SH SOLE 1064 0 0 RANGE RESOURCES CORP COMMON 75281A109 126 1626 SH SOLE 1626 0 0 RANGE RESOURCES CORP COMMON 75281A109 800 10350 SH SOLE 10350 0 0 SCHLUMBERGER LIMITED COMMON 806857108 266 2990 SH SOLE 2990 0 0 SCHLUMBERGER LIMITED COMMON 806857108 444 5004 SH SOLE 5004 0 0 SCHLUMBERGER LIMITED COMMON 806857108 1460 16434 SH SOLE 16434 0 0 SECTOR SPDR TR SHS BEN INT FINANCIAL COMMON 81369Y605 176 8784 SH SOLE 8784 0 0 SECTOR SPDR TR SHS BEN INT FINANCIAL COMMON 81369Y605 200 9991 SH SOLE 9991 0 0 SECTOR SPDR TR SHS BEN INT FINANCIAL COMMON 81369Y605 1180 58876 SH SOLE 58876 0 0 SPDR GOLD TR GOLD SHS COMMON 78463V107 81 629 SH SOLE 629 0 0 SPDR GOLD TR GOLD SHS COMMON 78463V107 142 1103 SH SOLE 1103 0 0 SPDR GOLD TR GOLD SHS COMMON 78463V107 884 6857 SH SOLE 6857 0 0 SPDR SER TR S&P HOMEBUILDERS ETF COMMON 78464A888 256 8353 SH SOLE 8353 0 0 SPDR SER TR S&P HOMEBUILDERS ETF COMMON 78464A888 319 10416 SH SOLE 10416 0 0 SPDR SER TR S&P HOMEBUILDERS ETF COMMON 78464A888 1420 46340 SH SOLE 46340 0 0 SPDR SER TR S&P OIL & GAS EXPL & PROD COMMON 78464A730 1071 16155 SH SOLE 16155 0 0 SPDR SER TR S&P OIL & GAS EXPL & PROD COMMON 78464A730 4312 65020 SH SOLE 65020 0 0 SPDR SER TR S&P PHARMACEUTICALS ETF COMMON 78464A722 94 1223 SH SOLE 1223 0 0 SPDR SER TR S&P PHARMACEUTICALS ETF COMMON 78464A722 133 1727 SH SOLE 1727 0 0 TARGET CORP COMMON 87612E106 253 3958 SH SOLE 3958 0 0 TARGET CORP COMMON 87612E106 438 6845 SH SOLE 6845 0 0 TARGET CORP COMMON 87612E106 1224 19145 SH SOLE 19145 0 0 UNITEDHEALTH GROUP COMMON 91324P102 228 3174 SH SOLE 3174 0 0 UNITEDHEALTH GROUP COMMON 91324P102 369 5125 SH SOLE 5125 0 0 UNITEDHEALTH GROUP COMMON 91324P102 1434 19921 SH SOLE 19921 0 0 VANGUARD SPECIALIZED PORTFOLIOS COMMON 921908844 70 995 SH SOLE 995 0 0 VANGUARD SPECIALIZED PORTFOLIOS COMMON 921908844 104 1491 SH SOLE 1491 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 102 2169 SH SOLE 2169 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 128 2729 SH SOLE 2729 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 1228 26132 SH SOLE 26132 0 0 WALGREEN COMPANY COMMON 931422109 295 5403 SH SOLE 5403 0 0 WALGREEN COMPANY COMMON 931422109 357 6548 SH SOLE 6548 0 0 WALGREEN COMPANY COMMON 931422109 1312 24067 SH SOLE 24067 0 0 WALMART STORES INC COMMON 931142103 321 4321 SH SOLE 4321 0 0 WALMART STORES INC COMMON 931142103 552 7419 SH SOLE 7419 0 0 WALMART STORES INC COMMON 931142103 1254 16860 SH SOLE 16860 0 0 WELLS FARGO & CO NEW COMMON 949746101 189 4536 SH SOLE 4536 0 0 WELLS FARGO & CO NEW COMMON 949746101 320 7690 SH SOLE 7690 0 0 WELLS FARGO & CO NEW COMMON 949746101 1643 39495 SH SOLE 39495 0 0 YAHOO INC COMMON 984332106 152 4523 SH SOLE 4523 0 0 YAHOO INC COMMON 984332106 285 8501 SH SOLE 8501 0 0 YAHOO INC COMMON 984332106 1442 42985 SH SOLE 42985 0 0 YNOT EDUK8 INC COMMON 984992156 0 100 SH SOLE 100 0 0 YUM BRANDS INC COMMON 988498101 41 565 SH SOLE 565 0 0 YUM BRANDS INC COMMON 988498101 46 640 SH SOLE 640 0 0 YUM BRANDS INC COMMON 988498101 1131 15681 SH SOLE 15681 0 0