0000943663-17-000002.txt : 20170103 0000943663-17-000002.hdr.sgml : 20170103 20170103141659 ACCESSION NUMBER: 0000943663-17-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 EFFECTIVENESS DATE: 20170103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO COMMODITY ALPHA FUND LLC CENTRAL INDEX KEY: 0001570965 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-192684 FILM NUMBER: 17501298 BUSINESS ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 D/A 1 primary_doc.xml X0707 D/A LIVE 0001570965 PIMCO COMMODITY ALPHA FUND LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 DELAWARE None None Limited Liability Company true 2013 n/a n/a Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Promoter Manager of the Issuer ("Manager") David L. Braun 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Jennifer S. Bridwell 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Richard H. Clarida 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager William G. De Leon 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Edward Delvin 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Jennifer E. Durham 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Mohsen Fahmi 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Joachim Fels 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager David Fisher 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager David C. Flattum 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Michael A. Gomez 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Brent Richard Harris 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Douglas M. Hodge 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Jonathan Lane Horne 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Daniel Hyman 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Daniel J. Ivascyn 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Lew W. Jacobs, IV 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Andrew R. Jessop 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Nicholas J. Johnson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Mark R. Kiesel 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Kimberley G. Korinke 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Richard R. LeBrun 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Sudesh N. Mariappa 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Scott A. Mather 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Ravi K. Mattu 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Mohit Mittal 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager James F. Moore 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Alfred T. Murata 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager John W. Murray 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Thomas J. Otterbein 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Stephen A. Rodosky 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Jerome M. Schneider 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Marc P. Seidner 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Robin C. Nabors Shanahan 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Thibault C. Stracke 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Peter G. Strelow 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Eric M. Sutherland 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Joshua T. Thimons 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Andrew T. Vaden 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Qi Wang 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Candice Stack Whitten 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Susan L. Wilson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Mihir P. Worah 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Robert O. Young 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Manager Mihir P. Worah 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Director Managing Director of the Investment Manager Robert Young 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Director Managing Director of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-14-000168 2013-03-01 true true false 5000000 PIMCO Investments LLC 154957 PIMCO Investments LLC 154957 1345 Avenue of the Americas New York NY NEW YORK 10105-4800 All States false Indefinite 283902314 Indefinite false 44 0 0 0 false PIMCO COMMODITY ALPHA FUND LLC /s/ Ryan Korinke Ryan Korinke Executive Vice President of the Investment Manager 2017-01-03