0001968582-23-000319.txt : 20230712 0001968582-23-000319.hdr.sgml : 20230712 20230712170254 ACCESSION NUMBER: 0001968582-23-000319 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230712 DATE AS OF CHANGE: 20230712 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Victory Capital Holdings, Inc. CENTRAL INDEX KEY: 0001570827 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 231085221 BUSINESS ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 BUSINESS PHONE: 216-898-2400 MAIL ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Brown David Craig CENTRAL INDEX KEY: 0001730370 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 4900 TIEDEMAN ROAD CITY: BROOKLYN STATE: OH ZIP: 44144 144 1 primary_doc.xml 144 0001730370 XXXXXXXX LIVE 0001570827 David C. Brown 001-38388 Care of Victory Capital Holdings Inc 15935 La Cantera Parkway San Antonio TX 78256 216-898-2400 David C. Brown Affiliate Common J.P. Morgan Securities LLC

390 Madison Avenue NY NY 10013

350000 11725000 66889483 07/12/2023 Nasdaq Common 01/04/2021 Stock Award Issuer N 320600 01/04/2021 Compensation Common 11/22/2021 Purchase Open Market N 29400 11/22/2021 Cash Y This filing includes shares received as compensation during 01/4/21 - 03/31/22. 07/12/2023 02/14/2023 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for David C. Brown