0001209191-23-042769.txt : 20230719
0001209191-23-042769.hdr.sgml : 20230719
20230719173922
ACCESSION NUMBER: 0001209191-23-042769
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230717
FILED AS OF DATE: 20230719
DATE AS OF CHANGE: 20230719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown David Craig
CENTRAL INDEX KEY: 0001730370
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38388
FILM NUMBER: 231097651
MAIL ADDRESS:
STREET 1: 4900 TIEDEMAN ROAD
CITY: BROOKLYN
STATE: OH
ZIP: 44144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Victory Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001570827
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
BUSINESS PHONE: 216-898-2400
MAIL ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-07-17
0
0001570827
Victory Capital Holdings, Inc.
VCTR
0001730370
Brown David Craig
15935 LA CANTERA PARKWAY
SAN ANTONIO
TX
78256
0
1
0
0
Chairman and CEO
0
Common Stock
2023-07-17
4
S
0
20757
33.55
D
2054534
D
Common Stock
2023-07-18
4
S
0
127496
33.98
D
1927038
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/14/23. The Rule 10b5-1 trading plan, was established as part of the Reporting Person's long-term strategy for estate and tax planning activities over a period of time.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.50 to $33.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.59 to $34.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Nina Gupta, attorney-in-fact for Mr. Brown
2023-07-19