0001209191-22-047609.txt : 20220825
0001209191-22-047609.hdr.sgml : 20220825
20220825191058
ACCESSION NUMBER: 0001209191-22-047609
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220824
FILED AS OF DATE: 20220825
DATE AS OF CHANGE: 20220825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Policarpo Michael Dennis
CENTRAL INDEX KEY: 0001730118
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38388
FILM NUMBER: 221199168
MAIL ADDRESS:
STREET 1: 4900 TIEDMAN ROAD
CITY: BROOKLYN
STATE: OH
ZIP: 44144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Victory Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001570827
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
BUSINESS PHONE: 216-898-2400
MAIL ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-08-24
0
0001570827
Victory Capital Holdings, Inc.
VCTR
0001730118
Policarpo Michael Dennis
15935 LA CANTERA PARKWAY
SAN ANTONIO
TX
78256
0
1
0
0
President, CFO & CAO
Common Stock
2022-08-24
4
M
0
179719
2.45
A
960211
D
Common Stock
2022-08-24
4
M
0
36790
2.45
A
997001
D
Common Stock
2022-08-24
4
M
0
31284
4.73
A
1028285
D
Common Stock
2022-08-24
4
M
0
46374
7.52
A
1074659
D
Common Stock
2022-08-24
4
M
0
154582
7.52
A
1229241
D
Common Stock
2022-08-24
4
M
0
66613
13.52
A
1295854
D
Common Stock
2022-08-24
4
F
0
293540
28.23
D
1002314
D
Stock Option (right to buy)
2.45
2022-08-24
4
M
0
179719
0.00
D
2023-07-31
Common Stock
179719
0
D
Stock Option (right to buy)
2.45
2022-08-24
4
M
0
36790
0.00
D
2024-02-05
Common Stock
36790
0
D
Stock Option (right to buy)
4.73
2022-08-24
4
M
0
31284
0.00
D
2024-12-17
Common Stock
31284
0
D
Stock Option (right to buy)
7.52
2022-08-24
4
M
0
46374
0.00
D
2026-03-11
Common Stock
46374
0
D
Stock Option (right to buy)
7.52
2022-08-24
4
M
0
154582
0.00
D
2026-04-15
Common Stock
154582
0
D
Stock Option (right to buy)
13.52
2022-08-24
4
M
0
66613
0.00
D
2027-03-10
Common Stock
66613
0
D
Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on August 24, 2022. The net settlement price was the closing stock price on August 24, 2022.
As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission (the "SEC") on May 2, 2018, 8,087 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the SEC on February 7, 2018, (the "Form 3"), 171,632 of the shares were fully vested.
As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,655 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 35,135 of the shares were fully vested.
As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,407 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 29,877 of the shares have vested or will vest based on the passage of time.
As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 2,087 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 44,287 of the shares have vested or will vest based on the passage of time.
As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 6,957 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 147,625 of the shares have vested or will vest based on the passage of time.
As reported on the reporting person's Form 4s filed with the SEC on May 2, 2018 and January 13, 2020, shares totaling 2,998, 2,998 and 2,331 vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018, August 31, 2019 and September 22, 2019, respectively. As reported on the Form 3, 58,286 of the shares have vested or will vest based on the passage of time.
/s/ Nina Gupta, attorney-in-fact for Mr. Policarpo
2022-08-25