0001209191-22-044351.txt : 20220803
0001209191-22-044351.hdr.sgml : 20220803
20220803205315
ACCESSION NUMBER: 0001209191-22-044351
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220801
FILED AS OF DATE: 20220803
DATE AS OF CHANGE: 20220803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown David Craig
CENTRAL INDEX KEY: 0001730370
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38388
FILM NUMBER: 221134286
MAIL ADDRESS:
STREET 1: 4900 TIEDEMAN ROAD
CITY: BROOKLYN
STATE: OH
ZIP: 44144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Victory Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001570827
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
BUSINESS PHONE: 216-898-2400
MAIL ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-08-01
0
0001570827
Victory Capital Holdings, Inc.
VCTR
0001730370
Brown David Craig
15935 LA CANTERA PARKWAY
SAN ANTONIO
TX
78256
0
1
0
0
Chairman and CEO
Common Stock
2022-08-01
4
M
0
385112
2.45
A
2123552
D
Common Stock
2022-08-01
4
M
0
87597
2.45
A
2211149
D
Common Stock
2022-08-01
4
M
0
40670
4.73
A
2251819
D
Common Stock
2022-08-01
4
M
0
61833
7.52
A
2313652
D
Common Stock
2022-08-01
4
M
0
257638
7.52
A
2571290
D
Common Stock
2022-08-01
4
M
0
18503
13.52
A
2589793
D
Common Stock
2022-08-01
4
F
0
421656
28.02
D
2168137
D
Stock Option (right to buy)
2.45
2022-08-01
4
M
0
385112
0.00
D
2023-07-31
Common Stock
385112
0
D
Stock Option (right to buy)
2.45
2022-08-01
4
M
0
87597
0.00
D
2024-02-05
Common Stock
87597
0
D
Stock Option (right to buy)
4.73
2022-08-01
4
M
0
40670
0.00
D
2024-12-17
Common Stock
40670
0
D
Stock Option (right to buy)
7.52
2022-08-01
4
M
0
61833
0.00
D
2026-03-11
Common Stock
61833
0
D
Stock Option (right to buy)
7.52
2022-08-01
4
M
0
257638
0.00
D
2026-04-15
Common Stock
257638
0
D
Stock Option (right to buy)
13.52
2022-08-01
4
M
0
18503
0.00
D
2027-03-10
Common Stock
18503
0
D
Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on August 1, 2022. The net settlement price was the closing stock price on August 1, 2022.
As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission (the "SEC") on May 2, 2018, 17,330 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the SEC on February 7, 2018, (the "Form 3"), 367,782 of the shares were fully vested.
As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 3,942 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 83,655 of the shares were fully vested.
As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,830 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 38,840 of the shares have vested or will vest based on the passage of time.
As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 2,782 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 59,051 of the shares have vested or will vest based on the passage of time.
As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 11,593 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 246,045 of the shares have vested or will vest based on the passage of time.
As reported on the reporting person's Form 4s filed with the SEC on May 2, 2018 and January 13, 2020, 832, 832 and 647 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018, August 31, 2019 and September 22, 2019, respectively. As reported on the Form 3, 16,192 of the shares have vested or will vest based on the passage of time.
/s/ Nina Gupta, attorney-in-fact for Mr. Brown
2022-08-03