UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On January 26, 2023, the Board of Directors (the “Board”) of Victory Capital (the “Company”) filed a Form 8-K under Item 5.02 pursuant to which it announced that the Board of the Company had elected Vice Admiral Mary Jackson to its Board, effective as of January 26, 2023. At that time, Vice Admiral Jackson had not been appointed to any committees of the Board.
On March 22, 2023, the Board appointed Vice Admiral Jackson to the Nominating, Governance and Sustainability Committee of the Board effective after the conclusion of the Company’s 2023 Annual Stockholders’ Meeting, provided she is re-elected to the Board by stockholders at the meeting. The Board determined that Vice Admiral Jackson qualifies as “independent” in accordance with Nasdaq’s listing requirements, including those requirements specifically applicable to nominating, governance, and sustainability committee members.
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SIGNATURE(S)
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
VICTORY CAPITAL HOLDINGS, INC. | ||||||
Date: March 23, 2023 | By: | /s/ MICHAEL D. POLICARPO | ||||
Name: Michael D. Policarpo | ||||||
Title: President, Chief Financial Officer and Chief Administrative Officer |
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Document and Entity Information |
Mar. 22, 2023 |
---|---|
Cover [Abstract] | |
Amendment Flag | false |
Entity Central Index Key | 0001570827 |
Document Type | 8-K |
Document Period End Date | Mar. 22, 2023 |
Entity Registrant Name | Victory Capital Holdings, Inc. |
Entity Incorporation State Country Code | DE |
Entity File Number | 001-38388 |
Entity Tax Identification Number | 32-0402956 |
Entity Address, Address Line One | 15935 La Cantera Parkway |
Entity Address, City or Town | San Antonio |
Entity Address, State or Province | TX |
Entity Address, Postal Zip Code | 78256 |
City Area Code | (216) |
Local Phone Number | 898-2400 |
Written Communications | false |
Soliciting Material | false |
Pre Commencement Tender Offer | false |
Pre Commencement Issuer Tender Offer | false |
Security 12b Title | Common Stock, Par Value $0.01 |
Trading Symbol | VCTR |
Security Exchange Name | NASDAQ |
Entity Emerging Growth Company | true |
Entity Ex Transition Period | false |
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