0001104659-22-121953.txt : 20221125 0001104659-22-121953.hdr.sgml : 20221125 20221125084549 ACCESSION NUMBER: 0001104659-22-121953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221125 FILED AS OF DATE: 20221125 DATE AS OF CHANGE: 20221125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reverence Capital Partners Opportunities Fund I (Cayman), L.P. CENTRAL INDEX KEY: 0001621531 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418005 BUSINESS ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-804-8025 MAIL ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP Lake Co-Invest, L.P. CENTRAL INDEX KEY: 0001606112 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418009 BUSINESS ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 878-3500 MAIL ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reverence Capital Partners Opportunities Fund I (AI), L.P. CENTRAL INDEX KEY: 0001621529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418004 BUSINESS ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-804-8025 MAIL ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Reverence Capital Partners Opportunities Fund I (AI),L.P. DATE OF NAME CHANGE: 20141006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reverence Capital Partners Opportunities Fund I, L.P. CENTRAL INDEX KEY: 0001621530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418006 BUSINESS ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-804-8025 MAIL ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reverence Capital Partners LLC CENTRAL INDEX KEY: 0001731602 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418007 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP GenPar HoldCo LLC CENTRAL INDEX KEY: 0001731503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418001 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP GenPar LP CENTRAL INDEX KEY: 0001731545 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418002 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP Opp Fund I GP, L.P. CENTRAL INDEX KEY: 0001731553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418003 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP Co-Invest GP LLC CENTRAL INDEX KEY: 0001731555 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 221418008 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Victory Capital Holdings, Inc. CENTRAL INDEX KEY: 0001570827 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 BUSINESS PHONE: 216-898-2400 MAIL ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 4 1 tm2231292-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-11-25 0 0001570827 Victory Capital Holdings, Inc. VCTR 0001606112 RCP Lake Co-Invest, L.P. C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 0001731555 RCP Co-Invest GP LLC C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 0001731602 Reverence Capital Partners LLC C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 0001621530 Reverence Capital Partners Opportunities Fund I, L.P. C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 0001621531 Reverence Capital Partners Opportunities Fund I (Cayman), L.P. C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 0001621529 Reverence Capital Partners Opportunities Fund I (AI), L.P. C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 0001731553 RCP Opp Fund I GP, L.P. C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 0001731545 RCP GenPar LP C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 0001731503 RCP GenPar HoldCo LLC C/O REVERENCE CAPITAL PARTNERS LLC 590 MADISON AVE., 29TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2022-11-25 4 J 0 137253 0 D 1483512 I SEE FOOTNOTES Common Stock 2022-11-25 4 J 0 262738 0 D 2839839 I SEE FOOTNOTES Common Stock 2022-11-25 4 J 0 218449 0 D 2361141 I SEE FOOTNOTES Common Stock 2022-11-25 4 J 0 4201 0 D 45406 I SEE FOOTNOTES Reflects a pro rata distribution of shares of Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P., REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. to their respective limited partners for no consideration. The number of shares reported do not reflect shares that remain beneficially held by REVERENCE CAPITAL PARTNERS LLC that were previously received in a distribution by RCP LAKE CO-INVEST, L.P. Such shares are not subject to this distribution. The reported securities on this line are owned directly by RCP LAKE CO-INVEST, L.P. The general partner of RCP LAKE CO-INVEST, L.P. is RCP CO-INVEST GP LLC. The managing member of RCP CO-INVEST GP LLC is REVERENCE CAPITAL PARTNERS LLC. Each of REVERENCE CAPITAL PARTNERS LLC and RCP CO-INVEST GP LLC may be deemed to have beneficial ownership of the reported securities owned directly by RCP LAKE CO-INVEST, L.P. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to RCP LAKE CO-INVEST, L.P., and accordingly, such investment committee members disclaim beneficial ownership of such shares. The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P. (and together with REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. and REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P., the "Reverence Capital Funds"). The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. The reported securities on this line are owned directly by REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. RCP OPP FUND I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GENPAR LP is the general partner of RCP OPP FUND I GP, L.P., while RCP GENPAR HOLDCO LLC is the general partner of RCP GENPAR LP. Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee with respect to the Reverence Capital Funds, and accordingly, such investment committee members disclaim beneficial ownership of such shares. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. /s/ Milton Berlinski, on behalf of RCP LAKE CO-INVEST, L.P. 2022-11-25 /s/ Milton Berlinski, on behalf of RCP CO-INVEST GP LLC 2022-11-25 /s/ Milton Berlinski, on behalf of REVERENCE CAPITAL PARTNERS LLC 2022-11-25 /s/ Milton Berlinski, on behalf of REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I, L.P. 2022-11-25 /s/ Milton Berlinski, on behalf of REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (CAYMAN), L.P. 2022-11-25 /s/ Milton Berlinski, on behalf of REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND I (AI), L.P. 2022-11-25 /s/ Milton Berlinski, on behalf of RCP OPP FUND I GP, L.P. 2022-11-25 /s/ Milton Berlinski, on behalf of RCP GENPAR LP 2022-11-25 /s/ Milton Berlinski, on behalf of RCP GENPAR HOLDCO LLC 2022-11-25