0001104659-18-011150.txt : 20180221 0001104659-18-011150.hdr.sgml : 20180221 20180221185914 ACCESSION NUMBER: 0001104659-18-011150 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180207 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berlinski Milton R. CENTRAL INDEX KEY: 0001729927 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630138 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reverence Capital Partners Opportunities Fund I (AI), L.P. CENTRAL INDEX KEY: 0001621529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630131 BUSINESS ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-878-3500 MAIL ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Reverence Capital Partners Opportunities Fund I (AI),L.P. DATE OF NAME CHANGE: 20141006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reverence Capital Partners Opportunities Fund I, L.P. CENTRAL INDEX KEY: 0001621530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630133 BUSINESS ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-878-3500 MAIL ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reverence Capital Partners LLC CENTRAL INDEX KEY: 0001731602 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630137 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP GenPar HoldCo LLC CENTRAL INDEX KEY: 0001731503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630136 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP GenPar LP CENTRAL INDEX KEY: 0001731545 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630135 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP Opp Fund I GP, L.P. CENTRAL INDEX KEY: 0001731553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630134 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP Co-Invest GP LLC CENTRAL INDEX KEY: 0001731555 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630130 BUSINESS ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 804 8025 MAIL ADDRESS: STREET 1: C/O REVERENCE STREET 2: 477 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCP Lake Co-Invest, L.P. CENTRAL INDEX KEY: 0001606112 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630129 BUSINESS ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 878-3500 MAIL ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reverence Capital Partners Opportunities Fund I (Cayman), L.P. CENTRAL INDEX KEY: 0001621531 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 18630132 BUSINESS ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-878-3500 MAIL ADDRESS: STREET 1: C/O REVERENCE CAPITAL PARTNERS LLC STREET 2: 399 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Victory Capital Holdings, Inc. CENTRAL INDEX KEY: 0001570827 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4900 TIEDEMANN ROAD CITY: BROOKLYN STATE: OH ZIP: 44144 BUSINESS PHONE: 216-898-2400 MAIL ADDRESS: STREET 1: 4900 TIEDEMANN ROAD CITY: BROOKLYN STATE: OH ZIP: 44144 3/A 1 a3a.xml 3/A X0206 3/A 2018-02-07 2018-02-07 0 0001570827 Victory Capital Holdings, Inc. VCTR 0001729927 Berlinski Milton R. C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001731602 Reverence Capital Partners LLC C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001731503 RCP GenPar HoldCo LLC C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001731545 RCP GenPar LP C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001731553 RCP Opp Fund I GP, L.P. C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001621530 Reverence Capital Partners Opportunities Fund I, L.P. C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001621531 Reverence Capital Partners Opportunities Fund I (Cayman), L.P. C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001621529 Reverence Capital Partners Opportunities Fund I (AI), L.P. C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001731555 RCP Co-Invest GP LLC C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 0001606112 RCP Lake Co-Invest, L.P. C/O REVERENCE CAPITAL PARTNERS LLC 477 MADISON AVE., 23RD FLOOR NEW YORK NY 10022 1 0 1 0 See Explanation Below 0 D This amendment is being made solely for the purpose of including the CIK numbers for RCP Co-Invest GP LLC, RCP GenPar HoldCo LLC, RCP GenPar LP, RCP Opp Fund I GP, L.P. and Reverence Capital Partners LLC, which were omitted from the original Form 3. No other changes have been made. Exhibit List: Exhibit 99.1 - Joint Filer Information /s/ Milton Berlinski 2018-02-21 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Joint Filer Information

 

Each of the following joint filers has designated Milton R. Berlinski as the “Designated Filer” for purposes of the attached Form 3:

 

1.

 

Reverence Capital Partners LLC
477 Madison Ave., 23rd Floor
New York, NY 10022

 

 

 

2.

 

RCP GenPar HoldCo LLC
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

 

 

3.

 

RCP GenPar LP
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

 

 

4.

 

RCP Opp Fund I GP, L.P.
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

 

 

5.

 

Reverence Capital Partners Opportunities Fund I, L.P.
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

 

 

6.

 

Reverence Capital Partners Opportunities Fund I (Cayman) L.P.
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

 

 

7.

 

Reverence Capital Partners Opportunities Fund I (AI), L.P.
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

 

 

8.

 

RCP Co-Invest GP LLC
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

 

 

9.

 

RCP Lake Co-Invest, L.P.
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

1


 

10.

 

Milton R. Berlinski
c/o Reverence Capital Partners
477 Madison Ave., 23rd Floor
New York, NY 10022

 

2


 

REVERENCE CAPITAL PARTNERS LLC

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

 

 

 

 

 

RCP GENPAR HOLDCO, LLC

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

 

 

 

 

 

RCP GENPAR LP

 

 

By: RCP GenPar HoldCo LLC,

 

 

its general partner

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

 

 

 

 

 

RCP OPP FUND I GP, L.P.

 

 

By: RCP GenPar LP, its general partner

 

 

By: RCP GenPar HoldCo LLC, its general partner

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

 

 

 

 

 

REVERENCE CAPITAL PARTNERS

 

 

OPPORTUNITIES FUND I, L.P.

 

 

By: RCP Opp Fund I GP, L.P.,

 

 

its general partner

 

 

By: RCP GenPar LP,

 

 

its general partner

 

 

By: RCP GenPar HoldCo LLC,

 

 

its general partner

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

3


 

REVERENCE CAPITAL PARTNERS

 

 

OPPORTUNITIES FUND I (CAYMAN), L.P.

 

 

By: RCP Opp Fund I GP, L.P.,

 

 

its general partner

 

 

By: RCP GenPar LP,

 

 

its general partner

 

 

By: RCP GenPar HoldCo LLC,

 

 

its general partner

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

 

 

 

 

 

REVERENCE CAPITAL PARTNERS

 

 

OPPORTUNITIES FUND I (AI), L.P.

 

 

By: RCP Opp Fund I GP, L.P.,

 

 

its general partner

 

 

By: RCP GenPar LP,

 

 

its general partner

 

 

By: RCP GenPar HoldCo LLC,

 

 

its general partner

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

 

 

 

 

 

RCP CO-INVEST GP, LLC

 

 

By: Reverence Capital Partners LLC,

 

 

its managing member

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

 

 

 

 

 

RCP LAKE CO-INVEST, L.P.

 

 

By: RCP Lake Co-Invest GP LLC,

 

 

its general partner

 

 

By: Reverence Capital Partners LLC,

 

 

its managing member

 

 

 

 

 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

4


 

/s/ Milton Berlinski

 

February 21, 2018

** Signature of Reporting Person

 

Date

 

5