0000950170-24-077313.txt : 20240625 0000950170-24-077313.hdr.sgml : 20240625 20240625162544 ACCESSION NUMBER: 0000950170-24-077313 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20240508 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20240625 DATE AS OF CHANGE: 20240625 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Victory Capital Holdings, Inc. CENTRAL INDEX KEY: 0001570827 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38388 FILM NUMBER: 241069286 BUSINESS ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 BUSINESS PHONE: 216-898-2400 MAIL ADDRESS: STREET 1: 4900 TIEDEMANN ROAD STREET 2: 4TH FLOOR CITY: BROOKLYN STATE: OH ZIP: 44144 8-K/A 1 vctr-20240508.htm 8-K/A 8-K/A
0001570827false00015708272024-05-082024-05-08

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

(Amendment No. 1)

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): May 8, 2024

 

 

Victory Capital Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

Delaware

001-38388

32-0402956

(State or other jurisdiction

(Commission

(IRS Employer

of incorporation)

File Number)

Identification No.)

 

 

 

 

 

 

15935 La Cantera Parkway; San Antonio, TX

 

78256

(Address of principal executive offices)

 

(Zip Code)

 

(216) 898-2400

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

 

 

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, Par Value $0.01

VCTR

NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 


 

Explanatory Note

Victory Capital Holdings, Inc. (the “Company”) is filing this Form 8-K/A as an amendment to the Current Report on Form 8-K filed by the Company with the Securities and Exchange Commission on May 8, 2024 (the “Original Filing”). The Original Filing reported the voting results from the Company’s 2024 Annual Meeting of Stockholders. The sole purpose of this Form 8-K/A is to disclose the Company’s determination as to how frequently it will conduct stockholder advisory votes on executive compensation until the next frequency vote. No other changes have been made to the Original Filing.

Item 5.07 Submission of Matters to a Vote of Security Holders.

In light of the results with respect to the advisory resolution on the frequency of the advisory vote on executive compensation, the Company’s Board of Directors determined that the Company will include an advisory vote on executive compensation in the Company’s proxy materials every year.

 

 


 

SIGNATURE(S)

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

VICTORY CAPITAL HOLDINGS, INC.

 

 

 

 

 

 

Date: June 25, 2024

 

By:

/s/ MICHAEL D. POLICARPO

 

 

 

Name: Michael D. Policarpo

 

 

 

Title: President, Chief Financial Officer and Chief Administrative Officer

 

 


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MEHG4(BYM7,NN5L-%=-J[G-4([B(P[5W0JH1]$97VKF@+WQ!$2-JXE"U^L4BC M\:Z-"]C<1Q(1BC:N8-6?9D1$JE[%IM6K^5)182"*6_WDKRTDIS]8N;^FD9[( M_,V-Y$SR%T"._P502P$"% ,4 " U@]E89>S^Y><2 !>H0 $0 M @ $ =F-T XML 14 vctr-20240508_htm.xml IDEA: XBRL DOCUMENT 0001570827 2024-05-08 2024-05-08 0001570827 true 8-K/A 2024-05-08 Victory Capital Holdings, Inc. DE 001-38388 32-0402956 15935 La Cantera Parkway San Antonio TX 78256 (216) 898-2400 false false false false Common Stock, Par Value $0.01 VCTR NASDAQ false Victory Capital Holdings, Inc. (the “Company”) is filing this Form 8-K/A as an amendment to the Current Report on Form 8-K filed by the Company with the Securities and Exchange Commission on May 8, 2024 (the “Original Filing”). The Original Filing reported the voting results from the Company’s 2024 Annual Meeting of Stockholders. The sole purpose of this Form 8-K/A is to disclose the Company’s determination as to how frequently it will conduct stockholder advisory votes on executive compensation until the next frequency vote. No other changes have been made to the Original Filing.