0001570585-23-000148.txt : 20230427 0001570585-23-000148.hdr.sgml : 20230427 20230427170501 ACCESSION NUMBER: 0001570585-23-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230425 FILED AS OF DATE: 20230427 DATE AS OF CHANGE: 20230427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salvato Andrea CENTRAL INDEX KEY: 0001778743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35961 FILM NUMBER: 23858306 MAIL ADDRESS: STREET 1: 161 HAMMERSMITH ROAD CITY: LONDON STATE: X0 ZIP: W6 8BS ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global plc CENTRAL INDEX KEY: 0001570585 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 981112770 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 161 HAMMERSMITH ROAD CITY: HAMMERSMITH STATE: X0 ZIP: W6 8BS BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 1550 WEWATTA ST, STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global Corp Ltd DATE OF NAME CHANGE: 20130227 FORMER COMPANY: FORMER CONFORMED NAME: Lynx Europe Ltd. DATE OF NAME CHANGE: 20130226 4 1 wf-form4_168262948784022.xml FORM 4 X0407 4 2023-04-25 0 0001570585 Liberty Global plc LBTY 0001778743 Salvato Andrea 161 HAMMERSMITH ROAD LONDON X0 UNITED KINGDOM 0 1 0 0 EVP, Chief Development Officer 0 Share Appreciation Rights A 32.81 2023-04-25 4 D 0 30272 D 2023-05-01 Class A Ordinary Shares 30272.0 0 D Share Appreciation Rights A 32.81 2023-04-25 4 A 0 30272 A 2026-05-01 Class A Ordinary Shares 30272.0 30272 D Share Appreciation Rights A 35.69 2023-04-25 4 D 0 28480 D 2024-05-01 Class A Ordinary Shares 28480.0 0 D Share Appreciation Rights A 35.69 2023-04-25 4 A 0 28480 A 2027-05-01 Class A Ordinary Shares 28480.0 28480 D Share Appreciation Rights A 29.88 2023-04-25 4 D 0 52287 D 2025-05-01 Class A Ordinary Shares 52287.0 0 D Share Appreciation Rights A 29.88 2023-04-25 4 A 0 52287 A 2028-05-01 Class A Ordinary Shares 52287.0 52287 D Share Appreciation Rights C 31.65 2023-04-25 4 D 0 60544 D 2023-05-01 Class C Ordinary Shares 60544.0 0 D Share Appreciation Rights C 31.65 2023-04-25 4 A 0 60544 A 2026-05-01 Class C Ordinary Shares 60544.0 60544 D Share Appreciation Rights C 34.8 2023-04-25 4 D 0 56960 D 2024-05-01 Class C Ordinary Shares 56960.0 0 D Share Appreciation Rights C 34.8 2023-04-25 4 A 0 56960 A 2027-05-01 Class C Ordinary Shares 56960.0 56960 D Share Appreciation Rights C 28.94 2023-04-25 4 D 0 104574 D 2025-05-01 Class C Ordinary Shares 104574.0 0 D Share Appreciation Rights C 28.94 2023-04-25 4 A 0 104574 A 2028-05-01 Class C Ordinary Shares 104574.0 104574 D The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable. The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK. /s/ Cory Smith, Attorney-in-Fact 2023-04-27