0001580808-24-000018.txt : 20240131
0001580808-24-000018.hdr.sgml : 20240131
20240131161328
ACCESSION NUMBER: 0001580808-24-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240129
FILED AS OF DATE: 20240131
DATE AS OF CHANGE: 20240131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trivedi Dhrupad
CENTRAL INDEX KEY: 0001570462
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 24583052
MAIL ADDRESS:
STREET 1: 1 N. BRENTWOOD BLVD.
STREET 2: SUITE 1599
CITY: SAINT LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A10 Networks, Inc.
CENTRAL INDEX KEY: 0001580808
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 201446869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 325-8668
MAIL ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wk-form4_1706735588.xml
FORM 4
X0508
4
2024-01-29
0
0001580808
A10 Networks, Inc.
ATEN
0001570462
Trivedi Dhrupad
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
1
0
0
Chief Executive Officer
1
Common Stock
2024-01-29
4
S
0
21498
13.58
D
461507
D
Common Stock
2024-01-30
4
A
0
132549
0
A
594056
D
Performance-based Restricted Stock Units
2024-01-30
4
A
0
198821
0
A
2028-01-30
Common Stock
198821
198821
D
Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.
This is the weighted average price of the shares sold, which ranged from $13.58 to $13.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of the Vesting Commencement Date (2/1/2024), provided that the Reporting Person continues to serve through each such vesting date.
Each share is represented by a Performance-based Restricted Stock Unit ("PSU").
Grant of 198,821 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between January 30, 2024 and January 30, 2028 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, with one-half (1/2) vesting within thirty (30) days of achievement of the Performance Milestone and an additional one-fourth (1/4) vesting on each of the first and second anniversaries of the date of achievement of the corresponding Performance Milestone.
/s/ Jill Osato, Attorney-in-fact
2024-01-31