0001570296-23-000006.txt : 20230809 0001570296-23-000006.hdr.sgml : 20230809 20230809121453 ACCESSION NUMBER: 0001570296-23-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 EFFECTIVENESS DATE: 20230809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fernwood Investment Management, LLC CENTRAL INDEX KEY: 0001570296 IRS NUMBER: 300156397 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15739 FILM NUMBER: 231154211 BUSINESS ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 BUSINESS PHONE: 617-376-4750 MAIL ADDRESS: STREET 1: 400 CROWN COLONY STREET 2: SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001570296 XXXXXXXX 06-30-2023 06-30-2023 Fernwood Investment Management, LLC

400 CROWN COLONY SUITE 101 QUINCY MA 02169

13F HOLDINGS REPORT 028-15739 N Collette B Rajotte 6173764750 Collette B Rajotte Quincy MA 08-09-2023 0 191 282023002 false INFORMATION TABLE 2 13FAssetData20230630.xml 13F 2023.06.30 AMAZON.COM INC Stock 023135106 6105873 47545 SH SOLE 0 47545 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 942321 5420 SH SOLE 0 5420 0 0 STARBUCKS CORP Stock 855244109 345439 3480 SH SOLE 0 3480 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF ETF 381430107 1183469 37750 SH SOLE 0 37750 0 0 JOHN HANCOCK MULTIFACTOR LARGE CAP ETF ETF 47804J107 541819 9871 SH SOLE 0 9871 0 0 JOHNSON & JOHNSON COM Stock 478160104 3705490 22592 SH SOLE 0 22591 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 276441 857 SH SOLE 0 857 0 0 SCOTTS MIRACLE-GRO CO CL A Stock 810186106 324170 5171 SH SOLE 0 5171 0 0 VERINT SYS INC COM Stock 92343X100 883512 25200 SH SOLE 0 25200 0 0 YUM BRANDS INC COM Stock 988498101 1468630 10600 SH SOLE 0 10600 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 1169642 21624 SH SOLE 0 21624 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 231032 1523 SH SOLE 0 1522 0 0 DREYFUS HI YIELD STRATEGIC FD CEF 09660L105 36408 16400 SH SOLE 0 16400 0 0 COCA COLA CO COM Stock 191216100 372400 6184 SH SOLE 0 6184 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 889618 4963 SH SOLE 0 4963 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 261953 3224 SH SOLE 0 3223 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 944828 10090 SH SOLE 0 10090 0 0 BIOGEN IDEC INC Stock 09062X103 877338 3080 SH SOLE 0 3080 0 0 MEDTRONIC PLC SHS Stock G5960L103 1773367 20146 SH SOLE 0 20146 0 0 NETFLIX COM INC Stock 64110L106 486962 1106 SH SOLE 0 1105 0 0 QURATE RETAIL INC COM SER A Stock 74915M100 19796 20000 SH SOLE 0 20000 0 0 WATERS CP Stock 941848103 539744 2025 SH SOLE 0 2025 0 0 VAN KAMPEN SENIOR INCOME TRUST CEF 46131H107 63140 16400 SH SOLE 0 16400 0 0 WELLS FARGO CO NEW PERP PFD CNV A Convertible Preferred 949746804 557568 484 SH SOLE 0 484 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 1542149 197890 SH SOLE 0 197889 0 0 MASTERCARD INC Stock 57636Q104 446175 1139 SH SOLE 0 1139 0 0 SBA COMMUNICATIONS CP REIT 78410G104 1222534 5275 SH SOLE 0 5275 0 0 YUM CHINA HLDGS INC COM Stock 98850P109 1864500 33000 SH SOLE 0 33000 0 0 SAFETY INSURANCE GROUP IN Stock 78648T100 1227703 17118 SH SOLE 0 17118 0 0 MARVELL TECHNOLOGY INC COM Stock 573874104 3257711 54495 SH SOLE 0 54495 0 0 HONEYWELL INTL INC COM Stock 438516106 514600 2480 SH SOLE 0 2480 0 0 TRANE TECHNOLOGIES PLC SHS Stock G8994E103 420007 2196 SH SOLE 0 2196 0 0 FORD MOTOR COMPANY Stock 345370860 190387 12585 SH SOLE 0 12585 0 0 SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF ETF 78464A359 272175 3891 SH SOLE 0 3891 0 0 HOME DEPOT Stock 437076102 740984 2802 SH SOLE 0 2802 0 0 DUPONT DE NEMOURS INC COM Stock 26614N102 429426 6011 SH SOLE 0 6011 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 1645852 12400 SH SOLE 0 12400 0 0 GOLDMAN SACHS ACTIVEBETA U.S. SMALL CAP EQUITY ETF ETF 381430602 210751 3650 SH SOLE 0 3650 0 0 SPDR GOLD ETF ETF 78463V107 260274 1460 SH SOLE 0 1460 0 0 AMERISOURCEBERGEN CORP COM Stock 03073E105 2241810 11650 SH SOLE 0 11650 0 0 MONGODB INC CL A Stock 60937P106 9673265 23640 SH SOLE 0 23639 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 630713 2292 SH SOLE 0 2292 0 0 SPDR PORTFOLIO S&P 400 MID CAP ETF ETF 78464A847 604693 13177 SH SOLE 0 13177 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1251373 3689 SH SOLE 0 3689 0 0 WEYERHAEUSER CO MTN BE COM NEW REIT 962166104 530128 15820 SH SOLE 0 15820 0 0 ALPHABET INC CLASS A Stock 02079K305 5686306 48386 SH SOLE 0 48386 0 0 O REILLY AUTOMOTIVE INC Stock 67103H107 1881941 1970 SH SOLE 0 1970 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 2070021 8410 SH SOLE 0 8410 0 0 MICROSOFT Stock 594918104 5604568 17704 SH SOLE 0 17704 0 0 CERIDIAN HCM HLDG INC COM Stock 15677J108 1713762 25590 SH SOLE 0 25590 0 0 CVS HEALTH CORP COM Stock 126650100 3723367 53860 SH SOLE 0 53860 0 0 ARES CAPITAL CORP COM CEF 04010L103 4701258 250200 SH SOLE 0 250200 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1553430 3 SH SOLE 0 3 0 0 CBOE GLOBAL MKTS INC COM Stock 12503M108 1124782 8150 SH SOLE 0 8150 0 0 BOEING CO COM Stock 097023105 202105 957 SH SOLE 0 957 0 0 VANGUARD SMALL CAP ETF ETF 922908751 222359 1118 SH SOLE 0 1118 0 0 ALIGN TECHNOLOGY INC Stock 016255101 397845 1125 SH SOLE 0 1125 0 0 TESLA MOTORS INC Stock 88160R101 1754759 6719 SH SOLE 0 6719 0 0 MSCI INC COM Stock 55354G100 4547478 9662 SH SOLE 0 9662 0 0 NORFOLK SOUTHERN CRP Stock 655844108 226760 1000 SH SOLE 0 1000 0 0 HARLEY DAVIDSON INC COM Stock 412822108 570402 16200 SH SOLE 0 16200 0 0 DOLLAR TREE STORES INC Stock 256746108 421890 2940 SH SOLE 0 2940 0 0 DOW INC COM Stock 260557103 353806 6643 SH SOLE 0 6643 0 0 CONAGRA BRANDS INC COM Stock 205887102 678312 20116 SH SOLE 0 20116 0 0 LYONDELLBASELL Stock N53745100 456854 4975 SH SOLE 0 4975 0 0 GLOBAL X CLOUD COMPUTING ETF ETF 37954Y442 1133856 57150 SH SOLE 0 57150 0 0 ILLUMINA INC Stock 452327109 853080 4550 SH SOLE 0 4550 0 0 CORTEVA INC COM Stock 22052L104 673218 11749 SH SOLE 0 11749 0 0 CROWDSTRIKE HLDGS INC CL A Stock 22788C105 1075088 7320 SH SOLE 0 7320 0 0 BRIDGEBIO PHARMA INC COM Stock 10806X102 4126194 239895 SH SOLE 0 239895 0 0 SPDR S&P 400 MID CAP GROWTH ETF ETF 78464A821 205349 2866 SH SOLE 0 2866 0 0 ELI LILLY & CO COM Stock 532457108 5751102 12263 SH SOLE 0 12263 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 2580987 14000 SH SOLE 0 14000 0 0 TWILIO INC CL A Stock 90138F102 201039 3160 SH SOLE 0 3160 0 0 INVESCO SENIOR LOAN ETF ETF 46138G508 671218 31902 SH SOLE 0 31902 0 0 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 282313 2801 SH SOLE 0 2801 0 0 REVOLUTION MEDICINES INC COM Stock 76155X100 483854 18088 SH SOLE 0 18088 0 0 CARRIER GLOBAL CORPORATION COM Stock 14448C104 211268 4250 SH SOLE 0 4250 0 0 CHIPOTLE MEXICAN GRILL INC COM Stock 169656105 2915457 1363 SH SOLE 0 1363 0 0 SPHERE ENTERTAINMENT CO CL A Stock 55826T102 315670 11525 SH SOLE 0 11525 0 0 PLIANT THERAPEUTICS INC Stock 729139105 6898773 380727 SH SOLE 0 380727 0 0 RELAY THERAPEUTICS INC COM Stock 75943R102 2324391 185063 SH SOLE 0 185063 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 1904233 16807 SH SOLE 0 16807 0 0 MDU RES GROUP INC COM Stock 552690109 1165311 55650 SH SOLE 0 55650 0 0 ISHARES RUSSELL MIDCAP GROWTH ETF ETF 464287481 255103 2640 SH SOLE 0 2640 0 0 FIRST TRUST CLOUD COMPUTING ETF ETF 33734X192 237295 3125 SH SOLE 0 3124 0 0 PALANTIR TECHNOLOGIES INC CL A Stock 69608A108 200556 13150 SH SOLE 0 13150 0 0 VONTIER CORPORATION COM Stock 928881101 246954 7667 SH SOLE 0 7667 0 0 COGNYTE SOFTWARE LTD ORD SHS Stock M25133105 117233 19250 SH SOLE 0 19250 0 0 CTRIP.COM INTL LTD AMERICAN DEP SHS ADR 89677Q107 278950 7970 SH SOLE 0 7970 0 0 TRACTOR SUPPLY CO Stock 892356106 331650 1500 SH SOLE 0 1500 0 0 IMMUNOGEN INC COM Stock 45253H101 2428192 128680 SH SOLE 0 128680 0 0 VISA INC Stock 92826C839 3975010 16928 SH SOLE 0 16928 0 0 CISO GLOBAL INC COM Stock 15672X102 72980 410000 SH SOLE 0 410000 0 0 HERSHEY CO COM Stock 427866108 780313 3125 SH SOLE 0 3125 0 0 N-ABLE INC COMMON STOCK Stock 62878D100 217591 15100 SH SOLE 0 15100 0 0 LEXINFINTECH HLDGS LTD ADR ADR 528877103 26335 11500 SH SOLE 0 11500 0 0 JACKSON FINANCIAL INC COM CL A Stock 46817M107 348189 11375 SH SOLE 0 11375 0 0 JASPER THERAPEURITC, INC. Stock 471871103 622947 454706 SH SOLE 0 454706 0 0 KELLOGG CO COM Stock 487836108 1375682 20411 SH SOLE 0 20410 0 0 ISHARES MSCI INDIA ETF ETF 46429B598 225711 5165 SH SOLE 0 5165 0 0 CIVITAS RESOURCES INC COM NEW Stock 17888H103 476017 6862 SH SOLE 0 6862 0 0 VANGUARD VALUE ETF ETF 922908744 200929 1414 SH SOLE 0 1414 0 0 PHILLIPS 66 Stock 718546104 1667242 17480 SH SOLE 0 17480 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 299138 3057 SH SOLE 0 3057 0 0 META PLATFORMS INC CL A Stock 30303M102 6174375 21515 SH SOLE 0 21515 0 0 AMERICAN AIRLS GROUP INC COM Stock 02376R102 900660 50204 SH SOLE 0 50204 0 0 FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND ETF 33738D101 1926990 71370 SH SOLE 0 71370 0 0 Horizon Kinetics Inflation Beneficiaries ETF ETF 53656F623 635594 20791 SH SOLE 0 20791 0 0 OPENLANE INC COM Stock 48238T109 596656 39232 SH SOLE 0 39232 0 0 GENTHERM INC COM Stock 37253A103 558601 9885 SH SOLE 0 9885 0 0 WORKDAY INC COM Stock 98138H101 396472 1790 SH SOLE 0 1790 0 0 SL GREEN RLTY CORP COM REIT 78440X887 521217 17345 SH SOLE 0 17345 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 2564748 8525 SH SOLE 0 8525 0 0 NEOGENOMICS INC COM NEW Stock 64049M209 1271137 79100 SH SOLE 0 79100 0 0 SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF ETF 78468R200 1227600 40000 SH SOLE 0 40000 0 0 NVIDIA CORPORATION COM Stock 67066G104 4603252 10968 SH SOLE 0 10968 0 0 ISHARES SHORT TREASURY BOND ETF ETF 464288679 872445 7899 SH SOLE 0 7899 0 0 ABBVIE INC COM Stock 00287Y109 2030950 14720 SH SOLE 0 14720 0 0 HORIZON KINETICS ENERGY AND REMEDIATION ETF ETF 53656G514 219671 8735 SH SOLE 0 8735 0 0 MADISON SQUARE GARDEN ENTMT COM CL A Stock 558256103 393354 11700 SH SOLE 0 11700 0 0 ZOETIS INC COM CL A Stock 98978V103 232828 1352 SH SOLE 0 1352 0 0 KNIFE RIVER CORP COMMON STOCK Stock 498894104 221285 5087 SH SOLE 0 5087 0 0 MCDONALDS CORP COM Stock 580135101 1845657 6185 SH SOLE 0 6184 0 0 CISCO SYS INC Stock 17275R102 363503 7005 SH SOLE 0 7005 0 0 ISHARES RUSSELL MIDCAP ETF ETF 464287499 213248 2920 SH SOLE 0 2920 0 0 CYTOKINETICS INC COM NEW Stock 23282W605 326200 10000 SH SOLE 0 10000 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 1181307 14534 SH SOLE 0 14534 0 0 ISHARES DOW JONES US CONSUMER GOODS ETF 464287812 5269029 26307 SH SOLE 0 26307 0 0 ISHARES BIOTECHNOLOGY ETF ETF 464287556 536152 4223 SH SOLE 0 4223 0 0 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 905247 6712 SH SOLE 0 6712 0 0 UNIVERSAL DISPLAY CORP Stock 91347P105 1133582 7865 SH SOLE 0 7865 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 537109 3163 SH SOLE 0 3163 0 0 ISHARES SEMICONDUCTOR ETF ETF 464287523 210513 415 SH SOLE 0 415 0 0 SKYWORKS SOLUTIONS INC COM Stock 83088M102 1081995 9775 SH SOLE 0 9775 0 0 SPDR PORTFOLIO S&P 600 SMALL CAP ETF ETF 78468R853 343967 8856 SH SOLE 0 8856 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 610780 8666 SH SOLE 0 8666 0 0 ISHARES S&P 500 INDEX ETF 464287200 9971623 22372 SH SOLE 0 22372 0 0 TEXAS PACIFIC LAND CORPORATION COM Stock 88262P102 10598723 8051 SH SOLE 0 8050 0 0 METTLER TOLEDO INTL INCF Stock 592688105 393492 300 SH SOLE 0 300 0 0 UNION PAC CORP COM Stock 907818108 3015902 14739 SH SOLE 0 14739 0 0 MCCORMICK & CO INC COM NON VTG Stock 579780206 911554 10450 SH SOLE 0 10450 0 0 GOLAR LNG LTD SHS ISIN BMG9456A1009 Stock G9456A100 1585362 78600 SH SOLE 0 78600 0 0 CHEVRON CORP NEW COM Stock 166764100 223320 1419 SH SOLE 0 1418 0 0 ALPHATEC HLDGS INC COM NEW Stock 02081G201 1474126 81987 SH SOLE 0 81987 0 0 CONOCOPHILLIPS COM Stock 20825C104 1472402 14211 SH SOLE 0 14211 0 0 BRUNSWICK CORP COM Stock 117043109 225264 2600 SH SOLE 0 2600 0 0 DANAHER CORP Stock 235851102 827729 3896 SH SOLE 0 3896 0 0 PIMCO ENHANCED LOW DURATION ACTIVE ETF ETF 72201R718 937410 10000 SH SOLE 0 10000 0 0 HANCOCK JOHN TAX-ADVANTAGED DI COM CEF 41013V100 255296 12515 SH SOLE 0 12514 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 1959766 35999 SH SOLE 0 35998 0 0 WALMART INC COM 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