0001567619-21-005702.txt : 20210305 0001567619-21-005702.hdr.sgml : 20210305 20210305114124 ACCESSION NUMBER: 0001567619-21-005702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210303 FILED AS OF DATE: 20210305 DATE AS OF CHANGE: 20210305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerke Mark Raymond CENTRAL INDEX KEY: 0001601016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 21717208 MAIL ADDRESS: STREET 1: 5749 N. KENT AVENUE CITY: WHITEFISH BAY STATE: WI ZIP: 53217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2021-03-03 0 0001569994 Waterstone Financial, Inc. WSBF 0001601016 Gerke Mark Raymond 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 CFO / Sr. Vice President Common Stock 2021-03-03 4 S 0 56 20.695 D 29082 D Common Stock 2021-03-03 4 S 0 541 20.7 D 28541 D Common Stock 2021-03-03 4 S 0 100 20.71 D 28441 D Common Stock 2021-03-03 4 S 0 200 20.73 D 28241 D Common Stock 25968 I By ESOP Common Stock 1383 I By 401(k) Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 5000 5000 D Stock Options 14.98 2016-06-21 2026-06-20 Common Stock 10000 10000 D /s/ William F. Bruss, attorney-in-fact 2021-03-05