0001567619-20-005071.txt : 20200228
0001567619-20-005071.hdr.sgml : 20200228
20200228094818
ACCESSION NUMBER: 0001567619-20-005071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200227
FILED AS OF DATE: 20200228
DATE AS OF CHANGE: 20200228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerke Mark Raymond
CENTRAL INDEX KEY: 0001601016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36271
FILM NUMBER: 20666045
MAIL ADDRESS:
STREET 1: 5749 N. KENT AVENUE
CITY: WHITEFISH BAY
STATE: WI
ZIP: 53217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Financial, Inc.
CENTRAL INDEX KEY: 0001569994
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
BUSINESS PHONE: (414) 761-1000
MAIL ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
4
1
doc1.xml
FORM 4
X0306
4
2020-02-27
0
0001569994
Waterstone Financial, Inc.
WSBF
0001601016
Gerke Mark Raymond
11200 W PLANK COURT
WAUWATOSA
WI
53226
0
1
0
0
CFO / Sr. Vice President
Common Stock
2020-02-27
4
M
0
3292
1.73
A
31741
D
Common Stock
20791
I
By ESOP
Common Stock
1258
I
By 401(k)
Stock Options
12.75
2016-03-04
2025-03-04
Common Stock
10000
10000
D
Stock Options
14.98
2016-06-21
2026-06-20
Common Stock
10000
10000
D
Employee Stock Option (right to buy)
1.73
2020-02-27
4
M
0
3292
1.73
D
2014-01-27
2022-01-04
Common Stock
3292
0
D
/s/ William F. Bruss, attorney-in-fact
2020-02-28