0001437749-24-007179.txt : 20240308 0001437749-24-007179.hdr.sgml : 20240308 20240308162641 ACCESSION NUMBER: 0001437749-24-007179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240306 FILED AS OF DATE: 20240308 DATE AS OF CHANGE: 20240308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Ryan J CENTRAL INDEX KEY: 0001972558 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 24734774 MAIL ADDRESS: STREET 1: 11200 WEST PLANK CT. CITY: WAUWATOSA STATE: WI ZIP: 53226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 rdgdoc.xml FORM 4 X0508 4 2024-03-06 0001569994 Waterstone Financial, Inc. WSBF 0001972558 Gordon Ryan J 11200 WEST PLANK CT. WAUWATOSA WI 53226 1 EVP/Chief Credit Officer 0 Common Stock 2024-03-06 4 A 0 1380 0 A 1380 D Common Stock 17699 I By ESOP Common Stock 15191 I By Trust Stock Options 17.2000 2019-01-24 2028-01-24 Common Stock 10000 10000 D Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended On March 6, 2021 the reporting person was granted 1,590 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. On March 6, 2024, 1,380 shares vested and were transferred to the executive. /s/ William F. Bruss , pursuant to power of attorney 2024-03-08