0001140361-15-010475.txt : 20150305 0001140361-15-010475.hdr.sgml : 20150305 20150305155028 ACCESSION NUMBER: 0001140361-15-010475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150304 FILED AS OF DATE: 20150305 DATE AS OF CHANGE: 20150305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hosack Allan Robert CENTRAL INDEX KEY: 0001601053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 15677340 MAIL ADDRESS: STREET 1: W73 N397 GREYSTONE DRIVE CITY: CEDARBURG STATE: WI ZIP: 53012 4 1 doc1.xml FORM 4 X0306 4 2015-03-04 0 0001569994 Waterstone Financial, Inc. WSBF 0001601053 Hosack Allan Robert 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 CFO Common Stock 2015-03-04 4 A 0 25000 0.00 A 25000 D Common Stock 34330 I By 401(k) plan Stock Options 12.75 2015-03-04 4 A 0 40000 0.00 A 2016-03-04 2025-03-04 Common Stock 40000 40000 D Represents shares of restricted stock that vest at a rate of 20% per year commencing on March 6, 2015. Represents stock options that vest at a rate of 20% per year commencing on March 4, 2016. /s/ William F. Bruss, attorney in fact 2015-03-05