0001140361-15-010471.txt : 20150305
0001140361-15-010471.hdr.sgml : 20150305
20150305154809
ACCESSION NUMBER: 0001140361-15-010471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150304
FILED AS OF DATE: 20150305
DATE AS OF CHANGE: 20150305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Financial, Inc.
CENTRAL INDEX KEY: 0001569994
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
BUSINESS PHONE: (414) 761-1000
MAIL ADDRESS:
STREET 1: 11200 WEST PLANK COURT
CITY: WAUWATOSA
STATE: WI
ZIP: 53226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerke Mark Raymond
CENTRAL INDEX KEY: 0001601016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36271
FILM NUMBER: 15677324
MAIL ADDRESS:
STREET 1: 5749 N. KENT AVENUE
CITY: WHITEFISH BAY
STATE: WI
ZIP: 53217
4
1
doc1.xml
FORM 4
X0306
4
2015-03-04
0
0001569994
Waterstone Financial, Inc.
WSBF
0001601016
Gerke Mark Raymond
11200 W PLANK COURT
WAUWATOSA
WI
53226
0
1
0
0
VP/Controller
Common Stock
6040
D
Common Stock
12430
I
By ESOP
Common Stock
1198
I
By 401(k)
Stock Options
16.11
2014-01-27
2017-01-05
Common Stock
8229
8229
D
Stock Options
1.73
2014-01-27
2022-01-04
Common Stock
16459
16459
D
Stock Options
12.75
2015-03-04
4
A
0
10000
0.00
A
2016-03-04
2025-03-04
Common Stock
10000
10000
D
Represents stock options that vest at a rate of 20% per year commencing on March 4, 2016.
/s/ William F. Bruss, attorney in fact
2015-03-05