0001140361-15-010471.txt : 20150305 0001140361-15-010471.hdr.sgml : 20150305 20150305154809 ACCESSION NUMBER: 0001140361-15-010471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150304 FILED AS OF DATE: 20150305 DATE AS OF CHANGE: 20150305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerke Mark Raymond CENTRAL INDEX KEY: 0001601016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 15677324 MAIL ADDRESS: STREET 1: 5749 N. KENT AVENUE CITY: WHITEFISH BAY STATE: WI ZIP: 53217 4 1 doc1.xml FORM 4 X0306 4 2015-03-04 0 0001569994 Waterstone Financial, Inc. WSBF 0001601016 Gerke Mark Raymond 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 VP/Controller Common Stock 6040 D Common Stock 12430 I By ESOP Common Stock 1198 I By 401(k) Stock Options 16.11 2014-01-27 2017-01-05 Common Stock 8229 8229 D Stock Options 1.73 2014-01-27 2022-01-04 Common Stock 16459 16459 D Stock Options 12.75 2015-03-04 4 A 0 10000 0.00 A 2016-03-04 2025-03-04 Common Stock 10000 10000 D Represents stock options that vest at a rate of 20% per year commencing on March 4, 2016. /s/ William F. Bruss, attorney in fact 2015-03-05