0000950170-24-072458.txt : 20240612
0000950170-24-072458.hdr.sgml : 20240612
20240612161507
ACCESSION NUMBER: 0000950170-24-072458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240611
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLOBAL VALUE INVESTMENT CORP.
CENTRAL INDEX KEY: 0001569866
ORGANIZATION NAME:
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038581
BUSINESS ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 262-478-0640
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER NAME:
FORMER CONFORMED NAME: MILWAUKEE PRIVATE WEALTH MANAGEMENT, INC.
DATE OF NAME CHANGE: 20130215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilke Stacy
CENTRAL INDEX KEY: 0001865363
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038576
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEYGAN JEFFREY RICHART
CENTRAL INDEX KEY: 0001733547
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038578
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER NAME:
FORMER CONFORMED NAME: GEYGAN JEFFREY RICHART GEYGAN
DATE OF NAME CHANGE: 20180306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEYGAN JAMES
CENTRAL INDEX KEY: 0001734726
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038577
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rice Shawn G
CENTRAL INDEX KEY: 0002007274
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038574
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geygan Kathleen
CENTRAL INDEX KEY: 0001865425
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038575
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 549
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GVP 2021-A, L.P.
CENTRAL INDEX KEY: 0001955705
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038580
BUSINESS ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 2624780640
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GVP 2021-A, LLC
CENTRAL INDEX KEY: 0001955706
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 241038579
BUSINESS ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 12624780640
MAIL ADDRESS:
STREET 1: 1433 N WATER STREET
STREET 2: SUITE 400
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc.
CENTRAL INDEX KEY: 0001616262
STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 471535633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0229
BUSINESS ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
BUSINESS PHONE: (970) 259-0554
MAIL ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Brands, Inc.
DATE OF NAME CHANGE: 20140808
4
1
ownership.xml
4
X0508
4
2024-06-11
0001616262
Rocky Mountain Chocolate Factory, Inc.
RMCF
0001569866
GLOBAL VALUE INVESTMENT CORP.
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
false
false
true
false
0001955705
GVP 2021-A, L.P.
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
false
false
false
true
GVIC-Controlled Entity
0001955706
GVP 2021-A, LLC
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
false
false
false
true
GVIC-Controlled Entity
0001733547
GEYGAN JEFFREY RICHART
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
true
true
true
false
Interim CEO
0001734726
GEYGAN JAMES
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
false
false
false
true
Director and Officer of GVIC
0001865363
Wilke Stacy
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
false
false
false
true
Officer of GVIC
0001865425
Geygan Kathleen
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
false
false
false
true
Director of GVIC
0002007274
Rice Shawn G
1433 N. WATER STREET
SUITE 400
MILWAUKEE
WI
53202
false
false
false
true
Director of GVIC
false
Common Stock
2024-06-11
4
J
false
112039
A
1238308
I
See footnotes.
Common Stock
2024-06-11
4
J
false
9705
D
1228603
I
See footnotes.
Common Stock
6213
D
Represents a restricted stock unit award granted to Jeffrey R. Geygan, the controlling shareholder of Global Value Investement Corporation, under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on May 16, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock.
In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
As of June 11, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.
/s/ James P. Geygan, Interim Chief Executive Officer
2024-06-12