0001068238-13-000174.txt : 20130513 0001068238-13-000174.hdr.sgml : 20130513 20130513140559 ACCESSION NUMBER: 0001068238-13-000174 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 EFFECTIVENESS DATE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Overlook Holdings Ltd CENTRAL INDEX KEY: 0001569857 IRS NUMBER: 981031622 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15402 FILM NUMBER: 13836573 BUSINESS ADDRESS: STREET 1: P.O. BOX 438, PALM GROVE HOUSE STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 852-2912-0800 MAIL ADDRESS: STREET 1: 22/F RUTTONJEE HOUSE STREET 2: 11 DUDDELL STREET CITY: HONG KONG STATE: K3 ZIP: 00000 13F-HR 1 overlookholdingslimited13f.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2013 Check here if Amendment: [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: OVERLOOK HOLDINGS LIMITED Address: P.O. Box 438, Palm Grove House, Road Town Tortola, British Virgin Islands, VG1110 Form 13F File Number: 028-15402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL LONERGAN Title: DIRECTOR Phone: 852 2912 0805 Signature, Place, and Date of Signing /s/ MICHAEL LONERGAN HONG KONG MAY 13, 2013 [Signature] [City, State] [Date] FORM 13F NOTES The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities. OVERLOOK HOLDINGS LIMITED disclaims status as an institutional investment manager and makes this filing in its capacity as the parent entity of investment advisers. OVERLOOK HOLDINGS LIMITED or its subsidiaries act as general partner, investment advisers, or members of various entities and therefore may exercise investment or voting discretion for them. OVERLOOK HOLDINGS LIMITED disclaims that it exercises investment or voting discretion for such entities, but includes the holdings of all such entities in this form. Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 4 Form 13F Information Table Value Total: 392,116 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 028-15394 OVERLOOK INVESTMENTS (BVI) LIMITED 2 028-15422 OVERLOOK INVESTMENTS, L.P. 3. 028-15395 OVERLOOK INVESTMENTS LIMITED COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF TITLE OF CUSIP VALUE SHRS OR SH/PRN PUT/CALL INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT DISCRETION MANAGER SOLE SHARED NONE CTRIP COMINT INC. ADS 22943F100 73,250 3,426,103 SH - DEFINED 1, 2, 3 3,426,103 0 0 GIANT INTERACTIVE GROUP INC. ADR 374511103 36,246 5,593,585 SH - DEFINED 1, 2, 3 5,593,585 0 0 NETEASE INC. ADR 64110W102 164,220 3,000,000 SH - DEFINED 1, 2, 3 3,000,000 0 0 Q1H00 360 TECHNOLOGY CO. LTD. ADS 74734M109 118,400 4,000,000 SH - DEFINED 1, 2, 3 4,000,000 0 0