0001062993-21-008700.txt : 20210916
0001062993-21-008700.hdr.sgml : 20210916
20210916213313
ACCESSION NUMBER: 0001062993-21-008700
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210816
FILED AS OF DATE: 20210916
DATE AS OF CHANGE: 20210916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neumann Karl-Thomas
CENTRAL INDEX KEY: 0001569823
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39699
FILM NUMBER: 211259120
MAIL ADDRESS:
STREET 1: C/O AEYE TECHNOLOGIES, INC.
STREET 2: 1 PARK PLACE, SUITE 200
CITY: DUBLIN
STATE: CA
ZIP: 94568
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEye, Inc.
CENTRAL INDEX KEY: 0001818644
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 371827430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 200
CITY: DUBLIN
STATE: CA
ZIP: 94568
BUSINESS PHONE: 925-400-4366
MAIL ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 200
CITY: DUBLIN
STATE: CA
ZIP: 94568
FORMER COMPANY:
FORMER CONFORMED NAME: CF Finance Acquisition Corp. III
DATE OF NAME CHANGE: 20200717
4/A
1
form4a.xml
AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4/A
2021-08-16
2021-09-13
0001818644
AEye, Inc.
LIDR
0001569823
Neumann Karl-Thomas
C/O AEYE TECHNOLOGIES, INC.
1 PARK PLACE, SUITE 200
DUBLIN
CA
94568
1
0
0
0
Common Stock
2021-08-16
4
A
0
7441
0
A
7441
D
Received in exchange for 2,000 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over two years beginning on February 5, 2021 until February 5, 2023.
/s/ Karl-Thomas Neumann
2021-09-16