0001062993-21-008700.txt : 20210916 0001062993-21-008700.hdr.sgml : 20210916 20210916213313 ACCESSION NUMBER: 0001062993-21-008700 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210916 DATE AS OF CHANGE: 20210916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neumann Karl-Thomas CENTRAL INDEX KEY: 0001569823 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 211259120 MAIL ADDRESS: STREET 1: C/O AEYE TECHNOLOGIES, INC. STREET 2: 1 PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4/A 1 form4a.xml AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4/A 2021-08-16 2021-09-13 0001818644 AEye, Inc. LIDR 0001569823 Neumann Karl-Thomas C/O AEYE TECHNOLOGIES, INC. 1 PARK PLACE, SUITE 200 DUBLIN CA 94568 1 0 0 0 Common Stock 2021-08-16 4 A 0 7441 0 A 7441 D Received in exchange for 2,000 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over two years beginning on February 5, 2021 until February 5, 2023. /s/ Karl-Thomas Neumann 2021-09-16