0001062993-21-008543.txt : 20210913 0001062993-21-008543.hdr.sgml : 20210913 20210913182656 ACCESSION NUMBER: 0001062993-21-008543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210913 DATE AS OF CHANGE: 20210913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neumann Karl-Thomas CENTRAL INDEX KEY: 0001569823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 211250732 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: M/C: 482-C25-A36 CITY: DETROIT STATE: MI ZIP: 48265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CF Finance Acquisition Corp. III CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-938-5000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-08-16 0001818644 CF Finance Acquisition Corp. III LIDR 0001569823 Neumann Karl-Thomas 300 RENAISSANCE CENTER M/C: 482-C25-A36 DETROIT MI 48265 1 0 0 0 Stock Option (Right to Buy) 7.0008 2021-08-16 4 A 0 7441 37.2080 A 2021-08-16 2031-04-05 Common Stock 7441 7441 D Received in exchange for stock options to acquire 2,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 5, 2023. /s/ Karl-Thomas Neumann 2021-09-13