0001569786-13-000005.txt : 20130408 0001569786-13-000005.hdr.sgml : 20130408 20130408143757 ACCESSION NUMBER: 0001569786-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130408 DATE AS OF CHANGE: 20130408 EFFECTIVENESS DATE: 20130408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roaring Blue Lion Capital Management, L.P. CENTRAL INDEX KEY: 0001569786 IRS NUMBER: 203372356 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15347 FILM NUMBER: 13748138 BUSINESS ADDRESS: STREET 1: 8115 PRESTON ROAD STREET 2: SUITE 550 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-855-2430 MAIL ADDRESS: STREET 1: 8115 PRESTON ROAD STREET 2: SUITE 550 CITY: DALLAS STATE: TX ZIP: 75225 13F-HR 1 rblcm13ffiling033113.txt RBLCM Q1 2013 13F UNITED STATES SECURITIES AND EXCHANGE COMMISION WASHINGTON D.D. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Roaring Blue Lion Capital Management, L.P. Address: 8115 Preston Road, Suite 550 Dallas, TX 75225 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles W. Griege, Jr. Title: Managing Partner Phone: 214-855-2430 Signature, Place, and Date of Signing: Charles W. Griege, Jr. Dallas, Texas April 8, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $182,215 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manger filing this report. [If there are no entries in this list, state NONE and omit the column headings and lit entries.] FORM 13F INFORMATION TABLE VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP VALUE SHRS P/C DSCRM SOLE SHARE NONE 1St United Bancorp Inc/COM 33740N105 1698 262861SH SOLE 262861 0 0 Altisource Portfolio SoREG SHS L0175J104 4168 59752SH SOLE 59752 0 0 Bravo Brio Restaurant GCOM 10567B109 3706 234114SH SOLE 234114 0 0 Capital Bank Financial-CL A CO 139794101 3534 206321SH SOLE 206321 0 0 Chicopee Bancorp Inc COM 168565109 1574 93118SH SOLE 93118 0 0 Children'S Place COM 168905107 5067 113060SH SOLE 113060 0 0 Comerica Inc COM 200340107 1635 45490SH SOLE 45490 0 0 Comverse Inc COM 20585P105 5642 201220SH SOLE 201220 0 0 Express Inc COM 30219E103 4193 235450SH SOLE 235450 0 0 Foot Locker Inc COM 344849104 4453 130055SH SOLE 130055 0 0 Fox Chase Bancorp Inc COM 35137T108 5326 315316SH SOLE 315316 0 0 Gencorp Inc COM 368682100 6936 521470SH SOLE 521470 0 0 Hampden Bancorp Inc COM 40867E107 4307 268489SH SOLE 268489 0 0 Heritage Commerce Corp COM 426927109 8240 1224441SH SOLE 1224441 0 0 Heritage Oaks Bancorp COM 42724R107 3881 680801SH SOLE 680801 0 0 Hilltop Holdings Inc COM 432748101 6237 462318SH SOLE 462318 0 0 Johnson & Johnson COM 478160104 3523 43210SH SOLE 43210 0 0 Keycorp COM 493267108 1357 140000SH SOLE 140000 0 0 M/I Homes Inc COM 55305B101 8496 347482SH SOLE 347482 0 0 Market Vectors Jr Gold JR GOLD 57060U589 4279 255600SH SOLE 255600 0 0 Meta Financial Group InCOM 59100U108 2338 85000SH SOLE 85000 0 0 Metrocorp Bancshares InCOM 591650106 5876 582363SH SOLE 582363 0 0 Murphy Oil Corp COM 626717102 3531 55400SH SOLE 55400 0 0 Northern Dynasty MineraCOM NEW 66510M204 2018 636504SH SOLE 636504 0 0 Northrim Bancorp Inc COM 666762109 1606 71034SH SOLE 71034 0 0 Nvidia Corp COM 67066G104 3427 267100SH SOLE 267100 0 0 Oba Financial Services COM 67424G101 1991 104768SH SOLE 104768 0 0 Ocean Shore Holding Co COM 67501R103 4417 294476SH SOLE 294476 0 0 Ocwen Financial Corp COM NEW 675746309 5796 152860SH SOLE 152860 0 0 Omniamerican Bancorp InCOM 68216R107 7039 278445SH SOLE 278445 0 0 Oritani Financial Corp COM 68633D103 620 40034SH SOLE 40034 0 0 Pacific Premier BancorpCOM 69478X105 2573 195700SH SOLE 195700 0 0 Pfizer Inc COM 717081103 5019 173900SH SOLE 173900 0 0 Progress Software Corp COM 743312100 3326 145670SH SOLE 145670 0 0 Proshares Ultrashort 20PSHS UL 74347B201 2003 30480SH SOLE 30480 0 0 Proshares Ultrashort EuULTRASH 74347W882 2308 115410SH SOLE 115410 0 0 Proshares Ultrashort YeULTRASH 74347W569 3223 54630SH SOLE 54630 0 0 Provident New York BancCOM 744028101 1471 162200SH SOLE 162200 0 0 Qep Resources Inc COM 74733V100 5085 159690SH SOLE 159690 0 0 Schweitzer-Mauduit IntlCOM 808541106 4306 111170SH SOLE 111170 0 0 Select Comfort CorporatCOM 81616X103 2924 147910SH SOLE 147910 0 0 Simplicity Bancorp Inc COM 828867101 1928 128300SH SOLE 128300 0 0 Southwest Bancorp Inc/OCOM 844767103 1838 146300SH SOLE 146300 0 0 Sterling Bancorp-N Y COM 859158107 1376 135438SH SOLE 135438 0 0 Susser Holdings Corp COM 869233106 4049 79229SH SOLE 79229 0 0 Sws Group Inc COM 78503N107 605 100000SH SOLE 100000 0 0 True Religion Apparel ICOM 89784N104 4572 175110SH SOLE 175110 0 0 Viewpoint Financial GroCOM 92672A101 8756 435385SH SOLE 435385 0 0