0001144204-13-057967.txt : 20131031
0001144204-13-057967.hdr.sgml : 20131031
20131031151341
ACCESSION NUMBER: 0001144204-13-057967
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131031
DATE AS OF CHANGE: 20131031
EFFECTIVENESS DATE: 20131031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Camelot Portfolios, LLC
CENTRAL INDEX KEY: 0001569766
IRS NUMBER: 202103606
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15429
FILM NUMBER: 131182439
BUSINESS ADDRESS:
STREET 1: 1700 WOODLANDS DRIVE
STREET 2: SUITE 100
CITY: MAUMEE
STATE: OH
ZIP: 43537
BUSINESS PHONE: 419-794-0538
MAIL ADDRESS:
STREET 1: 1700 WOODLANDS DRIVE
STREET 2: SUITE 100
CITY: MAUMEE
STATE: OH
ZIP: 43537
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001569766
XXXXXXXX
09-30-2013
09-30-2013
false
Camelot Portfolios, LLC
1700 Woodlands Drive
Suite 100
Maumee
OH
43537
13F HOLDINGS REPORT
028-15429
N
Darren Munn
Chief Investment Officer
419-794-0538
/s/ Darren Munn
Maumee
OH
10-31-2013
0
143
136429
INFORMATION TABLE
2
infotable.xml
Apple Inc
COM
37833100
2550
5348
SH
SOLE
5348
0
0
Aberdeen Asia Pac Incm
COM
3009107
1592
262650
SH
SOLE
262650
0
0
Air Prod & Chemicals Inc
COM
9158106
693
6500
SH
SOLE
6500
0
0
America Movil Sab L Adrf
COM
02364W105
270
13627
SH
SOLE
13627
0
0
American Capital Agency
COM
02503X105
679
30054
SH
SOLE
30054
0
0
American Capital Ltd
COM
02503Y103
2665
193819
SH
SOLE
193819
0
0
American Select Port
COM
29570108
4455
463586
SH
SOLE
463586
0
0
Amern Capital Mtg Invt
COM
02504A104
655
33126
SH
SOLE
33126
0
0
Ampio Pharmaceuticals
COM
03209T109
368
49000
SH
SOLE
49000
0
0
Annaly Capital Mgmt
COM
35710409
1181
102002
SH
SOLE
102002
0
0
Anworth Mtg Asset Corp
COM
37347101
121
25000
SH
SOLE
25000
0
0
Apache Corp
COM
37411105
220
2585
SH
SOLE
2585
0
0
Apollo Group Inc Cl A
COM
37604105
449
21571
SH
SOLE
21571
0
0
Apollo Investment Corp
COM
03761U106
3924
481488
SH
SOLE
481488
0
0
Ares Capital Corp
COM
04010L103
698
40386
SH
SOLE
40386
0
0
Ares Coml Real Estate
COM
04013V108
149
11957
SH
SOLE
11957
0
0
Blackrock Core Bd TRUST
COM
09249e101
2263
174084
SH
SOLE
174084
0
0
Blackrock Ehncd Eqty Div
COM
09251A104
121
16096
SH
SOLE
16096
0
0
Blackrock Muni Inc Tr
COM
09250G102
859
65697
SH
SOLE
65697
0
0
Blackrock Muniyield Fund
COM
09253W104
287
21500
SH
SOLE
21500
0
0
Blackstone Group Lp
COM
09253U108
291
11700
SH
SOLE
11700
0
0
Blckrck Enhcd Cap & Incm
COM
09256A109
167
12875
SH
SOLE
12875
0
0
Blkrock Cr Allo Income
COM
92508100
482
36988
SH
SOLE
36988
0
0
Boardwalk Pipeline Ptnrs
COM
96627104
347
11413
SH
SOLE
11413
0
0
Boulder Total Return Fd
COM
101541100
286
13125
SH
SOLE
13125
0
0
Calamos Conv Opprtnty Fd
COM
128117108
960
76170
SH
SOLE
76170
0
0
Calamos Global Income Fd
COM
12811L107
540
63481
SH
SOLE
63481
0
0
Capstead Mortgage Cp New
COM
14067E506
395
33600
SH
SOLE
33600
0
0
Caterpillar Inc
COM
149123101
200
2400
SH
SOLE
2400
0
0
Cemex Sab Adr
COM
151290889
645
57718
SH
SOLE
57718
0
0
Chevron Corporation
COM
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243
1997
SH
SOLE
1997
0
0
Cimarex Energy Co
COM
171798101
1117
11591
SH
SOLE
11591
0
0
Cisco Systems Inc
COM
17275R102
583
24881
SH
SOLE
24881
0
0
Cliffs Natural Res Inc
COM
18683K101
270
13163
SH
SOLE
13163
0
0
Coca Cola Company
COM
191216100
706
18645
SH
SOLE
18645
0
0
Cohen & Steers
COM
19248A109
2160
109432
SH
SOLE
109432
0
0
Cohen & Steers REIT
COM
19247X100
5732
369557
SH
SOLE
369557
0
0
Conocophillips
COM
20825C104
1144
16460
SH
SOLE
16460
0
0
Covidien Plc
COM
G2554F105
562
9228
SH
SOLE
9228
0
0
Devon Energy Cp New
COM
25179M103
913
15810
SH
SOLE
15810
0
0
Diamond Hill Invt Gp New
COM
25264R207
257
2400
SH
SOLE
2400
0
0
Discover Financial Svcs
COM
254709108
348
6878
SH
SOLE
6878
0
0
DWS Multi Mkt Income Tr
COM
23338L108
3243
323953
SH
SOLE
323953
0
0
Dws Muni Income TRUST
COM
23338M106
266
21500
SH
SOLE
21500
0
0
Dynex Capital Inc New
COM
26817Q506
453
51650
SH
SOLE
51650
0
0
Eaton Vance Ltd Duration
COM
27828H105
5016
320743
SH
SOLE
320743
0
0
Emerson Electric Co
COM
291011104
428
6615
SH
SOLE
6615
0
0
Energy Transfer Partners
COM
29273R109
958
18406
SH
SOLE
18406
0
0
Eni S P A Spon ADR
COM
26874R108
469
10195
SH
SOLE
10195
0
0
Enterprise Prd Prtnrs LP
COM
293792107
805
13184
SH
SOLE
13184
0
0
Exelon Corporation
COM
30161N101
1230
41501
SH
SOLE
41501
0
0
Exxon Mobil Corporation
COM
30231G102
1378
16011
SH
SOLE
16011
0
0
First Tr Dow Jones Sel
COM
33718M105
882
30405
SH
SOLE
30405
0
0
First Tr High Income
COM
33738e109
9077
517526
SH
SOLE
517526
0
0
First Tr High Yield Etf
COM
33738D408
3376
67181
SH
SOLE
67181
0
0
FIRST TRUST DOW JONES GLOBAL S
COM
33734X200
231
9001
SH
SOLE
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0
0
FIRST TRUST MID CAP CORE ALPHA
COM
33735b108
234
5092
SH
SOLE
5092
0
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FIRST TRUST NORTH AMERICAN ENE
COM
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326
14278
SH
SOLE
14278
0
0
FIRST TRUST VALUE LINE EQUITY
COM
336919105
231
9798
SH
SOLE
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0
0
Firstenergy Corp
COM
337932107
718
19694
SH
SOLE
19694
0
0
Ford Motor Company New
COM
345370860
1057
62646
SH
SOLE
62646
0
0
Freeport Mcmorn Cp&Gld B
COM
35671D857
208
6283
SH
SOLE
6283
0
0
Frontier Communications
COM
35906A108
1610
385264
SH
SOLE
385264
0
0
General Electric Company
COM
369604103
974
40770
SH
SOLE
40770
0
0
Gold Standard Ventures
COM
380738104
46
75000
SH
SOLE
75000
0
0
Goldman Sachs Ser D Pfd
COM
38144G804
274
13750
SH
SOLE
13750
0
0
Google Inc Class A
COM
38259P508
572
653
SH
SOLE
653
0
0
Health Care Reit Inc
COM
42217K106
1111
17806
SH
SOLE
17806
0
0
Home Depot Inc
COM
437076102
227
2995
SH
SOLE
2995
0
0
Huntington Bancshs Inc
COM
446150104
531
64323
SH
SOLE
64323
0
0
I N G Groep N V Adr
COM
456837103
312
27468
SH
SOLE
27468
0
0
Inland Real Estate New
COM
457461200
257
25090
SH
SOLE
25090
0
0
Intel Corp
COM
458140100
979
42700
SH
SOLE
42700
0
0
Invesco Muni Incm Opptys
COM
46132X101
347
54886
SH
SOLE
54886
0
0
Investment Tech Grp New
COM
46145F105
244
15545
SH
SOLE
15545
0
0
ISHARES COHEN & STEERS REALTY
COM
464287564
205
2662
SH
SOLE
2662
0
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iShares DJ Select Div Fd
COM
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234
3520
SH
SOLE
3520
0
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COM
464288372
472
12490
SH
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COM
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493
7684
SH
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0
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COM
46625H100
311
6013
SH
SOLE
6013
0
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Johnson & Johnson
COM
478160104
2174
25073
SH
SOLE
25073
0
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Jp Morgan Exch Traded Nt
COM
46625H365
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20302
SH
SOLE
20302
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COM
48660Q102
893
31298
SH
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31298
0
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COM
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SOLE
114714
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COM
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16189
SH
SOLE
16189
0
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Lexmark Intl Inc Cl A
COM
529771107
208
6300
SH
SOLE
6300
0
0
Magellan Midstream Ptnrs
COM
559080106
531
9414
SH
SOLE
9414
0
0
Mc Donalds Corp
COM
580135101
201
2090
SH
SOLE
2090
0
0
Medivation Inc
COM
58501N101
450
7500
SH
SOLE
7500
0
0
Medtronic Inc
COM
585055106
361
6786
SH
SOLE
6786
0
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Mens Wearhouse Inc
COM
587118100
474
13922
SH
SOLE
13922
0
0
Microsoft Corp
COM
594918104
532
15996
SH
SOLE
15996
0
0
Morgan Stanley A Dep Sh
COM
61747S504
243
12450
SH
SOLE
12450
0
0
Newcastle Investment Cp
COM
65105M108
369
65669
SH
SOLE
65669
0
0
NFJ Dividend Interest Fd
COM
65337H109
956
56770
SH
SOLE
56770
0
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Norfolk Southern Corp
COM
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1047
13542
SH
SOLE
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COM
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672
72399
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SOLE
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COM
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1431
18651
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SOLE
18651
0
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COM
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235
5850
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SOLE
5850
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OFFICEMAX INC DEL COM
COM
67622P101
24
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SOLE
167265
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COM
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SH
SOLE
19681
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COM
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COM
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COM
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SOLE
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COM
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SOLE
33521
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COM
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28700
SH
SOLE
28700
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COM
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784
54534
SH
SOLE
54534
0
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COM
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9441
SH
SOLE
9441
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COM
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161
10384
SH
SOLE
10384
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COM
717081103
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40543
SH
SOLE
40543
0
0
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COM
724479100
583
32029
SH
SOLE
32029
0
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COM
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247
18015
SH
SOLE
18015
0
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COM
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226
1880
SH
SOLE
1880
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COM
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435
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SH
SOLE
5754
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COM
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334621
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Qualcomm Inc
COM
747525103
308
4571
SH
SOLE
4571
0
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COM
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454
23899
SH
SOLE
23899
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Republic Services Inc
COM
760759100
340
10186
SH
SOLE
10186
0
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Rogers Commun Inc Cl B
COM
775109200
808
18794
SH
SOLE
18794
0
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COM
23129X105
734
7600
SH
SOLE
7600
0
0
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COM
811916105
224
21400
SH
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21400
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COM
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319
2650
SH
SOLE
2650
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COM
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COM
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COM
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31871
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COM
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83550
0
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COM
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COM
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829
53087
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53087
0
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COM
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3644
694047
SH
SOLE
694047
0
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COM
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1339
16825
SH
SOLE
16825
0
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Vanguard Ftse Etf
COM
922042718
754
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SH
SOLE
7593
0
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Vanguard Growth
COM
922908736
827
9775
SH
SOLE
9775
0
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COM
922042775
767
15776
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15776
0
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COM
922908629
1221
11919
SH
SOLE
11919
0
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Vanguard S&P 500 Etf
COM
922908413
256
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3325
0
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COM
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3133
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38986
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COM
922908751
878
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SOLE
8568
0
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Vanguard Value ETF
COM
922908744
801
11478
SH
SOLE
11478
0
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COM
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205
1073
SH
SOLE
1073
0
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COM
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456
11035
SH
SOLE
11035
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COM
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77071
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77071
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COM
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1699
32863
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COM
97717w760
400
6650
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6650
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