0001569709-15-000006.txt : 20151112 0001569709-15-000006.hdr.sgml : 20151112 20151112120000 ACCESSION NUMBER: 0001569709-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIQ Capital, LLC CENTRAL INDEX KEY: 0001569709 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15353 FILM NUMBER: 151222803 BUSINESS ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-937-7763 MAIL ADDRESS: STREET 1: 394 PACIFIC AVE. STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569709 XXXXXXXX 09-30-2015 09-30-2015 ICONIQ Capital, LLC

394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15353 N Jed Clark 415-937-7763 /s/ Jed Clark San Francisco CA 11-12-2015 0 46 506357 false INFORMATION TABLE 2 icq-q315.inftab.xml FORM 13F INFORMATION TABLE ACHAOGEN INCCOM0044491048214296SHSOLE 1429600ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021362112309837SHSOLE 230983700ALPS ETF TRALERIAN MLP00162Q86629923940SHSOLE 2394000BP PLCSPONSORED ADR0556221042829222SHSOLE 922200ENTERPRISE PRODS PARTNERS LCOM2937921072499994SHSOLE 999400FACEBOOK INCCL A30303M102106511843SHSOLE 1184300HEARTLAND FINL USA INCCOM42234Q10244912370SHSOLE 1237000ISHARESCNTRY MIN VL ETF4642865255548268SHSOLE 826800ISHARES GOLD TRUSTISHARES464285105606915629991SHSOLE 562999100ISHARES TRS&P 100 ETF4642871012893408SHSOLE 340800ISHARES TRSELECT DIVID ETF46428716814811203585SHSOLE 20358500ISHARES TRCORE S&P500 ETF4642872008004151SHSOLE 415100ISHARES TRMSCI EAFE ETF4642874653666391SHSOLE 639100ISHARES TRRUS MID-CAP ETF4642874995133300SHSOLE 330000ISHARES TRRUS 1000 ETF46428762236834344084SHSOLE 34408400ISHARES TRRUSSELL 2000 ETF4642876553813488SHSOLE 348800ISHARES TRCORE S&P SCP ETF4642878043132936SHSOLE 293600ISHARES TRMSCI ACWI EX US46428824089222835SHSOLE 2283500ISHARES TRMSCI ACWI ETF4642882571263042341562SHSOLE 234156200ISHARES TRINTL SEL DIV ETF46428844828410096SHSOLE 1009600ISHARES TR1-3 YR CR BD ETF4642886462152045SHSOLE 204500ISHARES TRU.S. PFD STK ETF4642886879364242601SHSOLE 24260100ISHARES TRCORE ST USDB ETF46432F8592382375SHSOLE 237500JD COM INCSPON ADR CL A47215P10612133465586SHSOLE 46558600LIMELIGHT NETWORKS INCCOM53261M104459240165SHSOLE 24016500MARKET VECTORS ETF TRGOLD MINER ETF57060U10031522921SHSOLE 2292100OCI PARTNERS LPCOM UNIT REP LP67091N10817917835SHSOLE 1783500PAR PETE CORPCOM NEW69888T207300051440428SHSOLE 144042800PIONEER NAT RES COCOM7237871073062511SHSOLE 251100ROYAL DUTCH SHELL PLCSPONS ADR A7802592062675630SHSOLE 563000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506372360832SHSOLE 6083200SPDR GOLD TRUSTGOLD SHS78463V10756795531489SHSOLE 53148900SPDR S&P 500 ETF TRTR UNIT78462F103264713739SHSOLE 1373900SPDR SERIES TRUSTDJ REIT ETF78464A6074114770SHSOLE 477000SPDR SERIES TRUSTS&P OILGAS EXP78464A73044613591SHSOLE 1359100SPDR SERIES TRUSTOILGAS EQUIP78464A74863135482SHSOLE 3548200TESLA MTRS INCCOM88160R1013731500SHSOLE 150000TOTAL S ASPONSORED ADR89151E1092054512SHSOLE 451200TRANSOCEAN LTDREG SHSH8817H10023818400SHSOLE 1840000VANGUARD INDEX FDSREIT ETF922908553183424277SHSOLE 2427700VANGUARD INDEX FDSTOTAL STK MKT9229087694964995SHSOLE 499500VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF92204274257210295SHSOLE 1029500VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858114134033SHSOLE 3403300VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088443785125SHSOLE 512500VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858123134397SHSOLE 3439700VOYA PRIME RATE TRSH BEN INT92913A1008617000SHSOLE 1700000