0001569667-16-000008.txt : 20161110 0001569667-16-000008.hdr.sgml : 20161110 20161110113958 ACCESSION NUMBER: 0001569667-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OARSMAN CAPITAL, INC. CENTRAL INDEX KEY: 0001569667 IRS NUMBER: 392004107 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15412 FILM NUMBER: 161986729 BUSINESS ADDRESS: STREET 1: 759 N. MILWAUKEE ST., STE 605 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-221-0081 MAIL ADDRESS: STREET 1: 759 N. MILWAUKEE ST., STE 605 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569667 XXXXXXXX 09-30-2016 09-30-2016 OARSMAN CAPITAL, INC.

759 N. MILWAUKEE ST., STE 605 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-15412 N Alan Purintun 4142210060 Alan Purintun MILWAUKEE WI 11-10-2016 0 187 196088 false INFORMATION TABLE 2 inftable.xml 13F 093016 AT&T Inc COM 00206r102 2092 51511 SH SOLE 50946 0 565 AbbVie Inc. COM 00287y109 2566 40677 SH SOLE 38443 0 2234 Abbott Labs COM 002824100 481 11378 SH SOLE 9904 0 1474 Accenture COM g1151c101 954 7808 SH SOLE 7308 0 500 Air Products and Chemicals Inc COM 009158106 235 1561 SH SOLE 785 0 776 Allegheny Technologies COM 01741r102 5347 295928 SH SOLE 287183 0 8745 Alliant Energy COM 018802108 2114 55191 SH SOLE 52504 0 2687 Alphabet Inc. Class A COM 02079k305 1318 1639 SH SOLE 1281 0 358 Alphabet Inc. Class C COM 02079k107 2489 3202 SH SOLE 2728 0 474 Altria Group COM 02209s103 422 6666 SH SOLE 6586 0 80 Amazon.com COM 023135106 371 443 SH SOLE 428 0 15 American Green Group, Inc. COM 02639t200 0 50000 SH SOLE 50000 0 0 Amgen COM 031162100 1237 7413 SH SOLE 6978 0 435 Apache Corporation COM 037411105 351 5500 SH SOLE 5120 0 380 Apple Inc. COM 037833100 3110 27513 SH SOLE 26489 0 1024 Arrow Electronics COM 042735100 1208 18880 SH SOLE 18880 0 0 BP p.l.c. COM 055622104 416 11820 SH SOLE 9520 0 2300 Bank of America COM 060505104 2378 151927 SH SOLE 151736 0 191 Bank of Montreal COM 063671101 440 6709 SH SOLE 6299 0 410 Berkshire Hathaway cl. A (1/10 COM 084990175 1081 500 SH SOLE 500 0 0 Berkshire Hathaway cl. B COM 084670702 1190 8237 SH SOLE 8052 0 185 Brady Corp. COM 104674106 280 8089 SH SOLE 8089 0 0 Bristol-Myers Squibb COM 110122108 204 3775 SH SOLE 3775 0 0 Cambridge Heart COM 131910101 0 25000 SH SOLE 25000 0 0 Carnival Corporation COM 143658300 1199 24565 SH SOLE 24565 0 0 Caterpillar Inc. COM 149123101 434 4890 SH SOLE 4525 0 365 Chesapeake Energy Corporation COM 165167107 865 137975 SH SOLE 137975 0 0 Chevron Corp. COM 166764100 1453 14121 SH SOLE 12744 0 1377 Cigna Corp. COM 125509109 208 1599 SH SOLE 1599 0 0 Cisco Systems Inc. COM 17275R102 3039 95816 SH SOLE 93686 0 2130 Citigroup Inc. COM 172967424 3730 78976 SH SOLE 77396 0 1580 Coca-Cola Co. COM 191216100 384 9074 SH SOLE 6519 0 2555 Colgate-Palmolive Co. COM 194162103 1202 16211 SH SOLE 14396 0 1815 Deere & Co COM 244199105 327 3830 SH SOLE 3270 0 560 Dominion Resources Inc. COM 25746U109 496 6685 SH SOLE 6345 0 340 Dow Chemical Corp. COM 260543103 592 11417 SH SOLE 11417 0 0 Du Pont E.I. De Nemour & Co. COM 263534109 465 6950 SH SOLE 6705 0 245 Duke Energy COM 26441C204 397 4958 SH SOLE 4958 0 0 Emerson Electric Co. COM 291011104 492 9031 SH SOLE 7581 0 1450 Exxon-Mobil COM 30231G102 1170 13401 SH SOLE 13066 0 335 Facebook Inc. COM 30303m102 1323 10314 SH SOLE 9679 0 635 Fastenal Co. COM 311900104 348 8328 SH SOLE 7308 0 1020 Fiserv Inc. COM 337738108 2387 23996 SH SOLE 23406 0 590 General Dynamics COM 369550108 519 3345 SH SOLE 2945 0 400 General Electric Co. COM 369604103 5608 189345 SH SOLE 184750 0 4595 General Motors Corp. COM 37045v100 2352 74042 SH SOLE 73942 0 100 Genuine Parts COM 372460105 697 6941 SH SOLE 6741 0 200 Gilead Sciences COM 375558103 2719 34364 SH SOLE 33704 0 660 Golden Star Resources, Ltd. COM 38119t104 17 20000 SH SOLE 20000 0 0 Harley Davidson COM 412822108 307 5836 SH SOLE 5836 0 0 Helen of Troy, Ltd COM g4388n106 1097 12735 SH SOLE 12505 0 230 Home Depot Inc. COM 437076102 270 2099 SH SOLE 2099 0 0 Intel Corp. COM 458140100 2135 56554 SH SOLE 53854 0 2700 Intl Business Mach. Corp. COM 459200101 1096 6898 SH SOLE 6493 0 405 J.P. Morgan Chase COM 46625H100 2865 43022 SH SOLE 42144 0 878 Johnson & Johnson COM 478160104 3521 29806 SH SOLE 27696 0 2110 Johnson Controls Intl plc COM G51502105 3761 80831 SH SOLE 77184 0 3647 Kimberly-Clark Corp. COM 494368103 1562 12384 SH SOLE 12249 0 135 Kohl's Corp. COM 500255104 5368 122687 SH SOLE 120512 0 2175 Lockheed Martin Corp. COM 539830109 220 919 SH SOLE 919 0 0 MGE Energy COM 55277p104 2064 36533 SH SOLE 36383 0 150 MGIC Investment Corp. COM 552848103 4148 518442 SH SOLE 509582 0 8860 McDonald's COM 580135101 922 7991 SH SOLE 7806 0 185 Medtronic plc COM g5960l103 1375 15912 SH SOLE 14527 0 1385 Merck & Co. Inc. COM 58933y105 213 3412 SH SOLE 3172 0 240 Metlife Inc COM 59156R108 1431 32214 SH SOLE 32214 0 0 Microsoft Corp. COM 594918104 3113 54051 SH SOLE 51596 0 2455 Minnesota Mining & Manufacturi COM 88579Y101 376 2136 SH SOLE 2136 0 0 Modine Manufacturing COM 607828100 1328 111975 SH SOLE 111975 0 0 National HealthCare Logs COM 63633Y108 0 200000 SH SOLE 200000 0 0 Nordstrom Inc. COM 655664100 610 11755 SH SOLE 10755 0 1000 Novartis AG COM 66987v109 1250 15835 SH SOLE 15210 0 625 Occidental Petroleum COM 674599105 521 7140 SH SOLE 7140 0 0 Olin Corp COM 680665205 3311 161348 SH SOLE 158778 0 2570 Oracle Corp. COM 68389X105 984 25060 SH SOLE 22860 0 2200 Oshkosh Corp COM 688239201 244 4350 SH SOLE 4350 0 0 Owens-Illinois, Inc. COM 690768403 3977 216285 SH SOLE 215000 0 1285 Paychex COM 704326107 616 10644 SH SOLE 10524 0 120 Pepsico Inc. COM 713448108 1831 16833 SH SOLE 15668 0 1165 Pfizer Inc. COM 717081103 1580 46657 SH SOLE 45907 0 750 Philip Morris International COM 718172109 424 4363 SH SOLE 4188 0 175 Praxair COM 74005P104 530 4390 SH SOLE 4285 0 105 Procter & Gamble Co. COM 742718109 1764 19651 SH SOLE 17950 0 1701 Prudential Financial, Inc. COM 744320102 1940 23758 SH SOLE 22913 0 845 Quad/Graphics, Inc. COM 747301109 1347 50420 SH SOLE 50345 0 75 Qualcomm Inc. COM 747525103 1164 17000 SH SOLE 16100 0 900 RPM Inc. COM 749685103 1900 35359 SH SOLE 33379 0 1980 Range Resources COM 75281a109 2603 67170 SH SOLE 66365 0 805 Regal-Beloit Corp. COM 758750103 1786 30023 SH SOLE 28913 0 1110 Rockwell Automation COM 773903109 477 3898 SH SOLE 3898 0 0 Samex Mining Corp. COM 795912104 0 79000 SH SOLE 65000 0 14000 Sandspring Resources Ltd. COM 800110504 6 13000 SH SOLE 13000 0 0 Schlumberger Ltd. COM 806857108 888 11297 SH SOLE 9987 0 1310 Sensient Technologies COM 81725T100 303 4000 SH SOLE 0 0 4000 Sprott Inc. COM 852066109 62 34000 SH SOLE 11500 0 22500 Stanley Black & Decker, Inc. COM 854502101 1388 11284 SH SOLE 11029 0 255 Target Corp. COM 87612E106 586 8538 SH SOLE 8538 0 0 Teva Pharmaceutical Ind. COM 881624209 1833 39839 SH SOLE 38584 0 1255 U.S. Bancorp COM 902973304 482 11247 SH SOLE 10437 0 810 UnitedHealth Group Inc COM 91324p102 1035 7393 SH SOLE 7353 0 40 VF Corp COM 918204108 981 17500 SH SOLE 16485 0 1015 Vectren Corp. COM 92240G101 232 4624 SH SOLE 0 0 4624 Verizon COM 92343V104 3863 74315 SH SOLE 72705 0 1610 WD 40 Company COM 929236107 214 1900 SH SOLE 1900 0 0 WEC Energy Group, Inc. COM 92939u106 2009 33547 SH SOLE 31792 0 1755 Wal-Mart Stores Inc. COM 931142103 279 3875 SH SOLE 3825 0 50 Walgreens Boots Alliance COM 931427108 3288 40786 SH SOLE 21862 0 18924 Walt Disney Productions COM 254687106 470 5062 SH SOLE 5062 0 0 Weatherford International COM g48833100 2132 379340 SH SOLE 374810 0 4530 Wells Fargo & Co. COM 949746101 814 18388 SH SOLE 16128 0 2260 YUM! Brands, Inc. COM 988498101 323 3560 SH SOLE 3340 0 220 Dow Jones Utility Index (iShar ETF 464287697 216 1760 SH SOLE 1760 0 0 Duff & Phelps Select Income Fu ETF 23325P104 384 37423 SH SOLE 35398 0 2025 Guggenheim S&P 500 Pure Growth ETF 78355w403 580 6886 SH SOLE 6817 0 69 Madison Covered Call&Equity St ETF 557437100 555 71295 SH SOLE 67245 0 4050 MidCap SPDRs ETF 78467y107 422 1494 SH SOLE 1494 0 0 NASDAQ 100 Index Tracker ETF 73935A104 214 1799 SH SOLE 1799 0 0 S&P 500/Barra Value (iShares) ETF 464287408 224 2363 SH SOLE 1713 0 650 S&P Dep Receipts ETF 78462f103 639 2953 SH SOLE 2953 0 0 S&P High Yield Dividend Aristo ETF 78464a763 225 2666 SH SOLE 2666 0 0 SPDR Dow Jones Industrial Aver ETF 78467x109 470 2573 SH SOLE 2573 0 0 Schwab U.S. Large-Cap Growth E ETF 808524300 325 5866 SH SOLE 5526 0 340 Schwab U.S. Mid Cap ETF ETF 808524508 320 7350 SH SOLE 7185 0 165 Schwab US Dividend Equity ETF ETF 808524797 428 10111 SH SOLE 9741 0 370 Vanguard High Dividend Yield I ETF 921946406 535 7418 SH SOLE 7418 0 0 Vanguard Mega Cap 300 Growth I ETF 921910816 3065 35036 SH SOLE 35036 0 0 Vanguard Mid Cap ETF ETF 922908629 975 7529 SH SOLE 7529 0 0 iShares Russell 1000 Growth ET ETF 464287614 338 3249 SH SOLE 3249 0 0 iShares Russell 1000 Value ETF ETF 464287598 277 2623 SH SOLE 2623 0 0 iShares Russell Growth Midcap ETF 464287481 266 2735 SH SOLE 2735 0 0 iShares Russell Midcap Value I ETF 464287473 244 3181 SH SOLE 3161 0 20 S&P 600/Barra Growth Index (iS SMLC 464287887 1359 9909 SH SOLE 9388 0 521 S&P 600/Barra Value Index (iSh SMLC 464287879 1339 10725 SH SOLE 10355 0 370 Schwab U.S. Small-Cap ETF SMLC 808524607 347 6032 SH SOLE 5848 0 184 Vanguard Small Cap ETF SMLC 922908751 643 5260 SH SOLE 5260 0 0 WisdomTree SmallCap Dividend E SMLC 97717w604 380 5047 SH SOLE 5047 0 0 iShares S&P SmallCap 600 Index SMLC 464287804 938 7552 SH SOLE 7552 0 0 China-H FTSE/Xinhua 25 Index ( INTL 464287184 221 5812 SH SOLE 5212 0 600 Europe/Australia/Far-East Inde INTL 464287465 412 6960 SH SOLE 6096 0 864 MSCI Emerging Markets Index (i INTL 464287234 445 11880 SH SOLE 10700 0 1180 SPDR S&P International Dividen INTL 78463X772 246 6694 SH SOLE 6479 0 215 Schwab Emerging Markets Equity INTL 808524706 248 10756 SH SOLE 10287 0 469 Schwab International Equity ET INTL 808524805 301 10455 SH SOLE 9587 0 868 Vanguard Emerging Markets Stoc INTL 922042858 1691 44936 SH SOLE 44586 0 350 Vanguard FTSE Developed Market INTL 921943858 2464 65877 SH SOLE 63707 0 2170 Wisdom Tree Japan Hedged Equit INTL 97717W851 598 13934 SH SOLE 13249 0 685 WisdomTree EAFE Dividend-Wgtd INTL 97717w703 1013 21512 SH SOLE 20987 0 525 WisdomTree Emerg Mkts High-Yie INTL 97717w315 422 11231 SH SOLE 10756 0 475 WisdomTree Int'l Hedged Divide INTL 97717x594 424 16079 SH SOLE 15654 0 425 iShares MSCI All Country Asia INTL 464288182 388 6407 SH SOLE 5880 0 527 BlackRock Int. Duration Munici FIXD 09253X102 1171 77245 SH SOLE 74065 0 3180 BlackRock MuniAssets Fund FIXD 09254j102 704 45795 SH SOLE 44795 0 1000 Calamos Convertible & High Inc FIXD 12811p108 395 35915 SH SOLE 32140 0 3775 Eaton Vance Limited Duration I FIXD 27828H105 587 42787 SH SOLE 38537 0 4250 Guggenheim Enhanced Short-Dura FIXD 18383m654 407 8115 SH SOLE 6765 0 1350 Nuveen Dividend Advantage Muni FIXD 67071l106 208 12969 SH SOLE 12007 0 962 Nuveen Municipal Value Fund In FIXD 670928100 297 28000 SH SOLE 27000 0 1000 PIMCO Corporate Opportunity Fu FIXD 72201b101 558 38208 SH SOLE 35608 0 2600 PIMCO Enhanced Short Maturity FIXD 72201r833 974 9605 SH SOLE 8980 0 625 PowerShares CEF Income Composi FIXD 73936q843 691 30287 SH SOLE 27812 0 2475 PowerShares Senior Loan Port FIXD 73936q769 237 10194 SH SOLE 10157 0 37 Putnam Master Intrm Inc Tr FIXD 746909100 53 11882 SH SOLE 11882 0 0 SPDR Barclays Capital High Yie FIXD 78464a417 408 11098 SH SOLE 11098 0 0 SPDR Nuveen S&P High Yield Mun FIXD 78464A284 396 6675 SH SOLE 6322 0 353 SPDR Short Term Municipal Bond FIXD 78468r739 1177 24104 SH SOLE 24104 0 0 Schwab Intermediate-Term U.S. FIXD 808524854 312 5620 SH SOLE 5368 0 252 Schwab US Aggregate Bond ETF FIXD 808524839 423 7875 SH SOLE 7450 0 425 Templeton Global Income Fund FIXD 880198106 321 51450 SH SOLE 17600 0 33850 Vanguard Intermediate-Term Bon FIXD 921937819 426 4855 SH SOLE 1460 0 3395 Vanguard Short-Term Bond ETF FIXD 921937827 349 4322 SH SOLE 2182 0 2140 iShares 3-7 Year Treasury Bond FIXD 464288661 959 7575 SH SOLE 7575 0 0 iShares Barclays 1-3 Yr Credit FIXD 464288646 231 2181 SH SOLE 2061 0 120 iShares Barclays Aggregate Bon FIXD 464287226 2039 18135 SH SOLE 18135 0 0 iShares Barclays TIPS Bond Fun FIXD 464287176 579 4971 SH SOLE 4936 0 35 iShares iBoxx Invest Grade Cor FIXD 464287242 2292 18604 SH SOLE 18108 0 496 Central Fund of Canada Limited CMDT 153501101 514 37200 SH SOLE 5325 0 31875 Gold Shares SPDR CMDT 78463v107 668 5319 SH SOLE 4969 0 350 iPath Dow Jones-AIG Commodity CMDT 06738C778 439 18704 SH SOLE 18704 0 0 iShares Gold Trust CMDT 464285105 202 15957 SH SOLE 14192 0 1765 Claymore/Clear Global Timber I REAL 18383q879 236 9462 SH SOLE 8762 0 700 Cohen & Steers Global Realty M REAL 00162q106 203 4508 SH SOLE 4508 0 0 DJ Wilshire Int'l Real Estate REAL 78463x863 552 13224 SH SOLE 11209 0 2015 Mortgage REIT Index REAL 46435g342 154 14623 SH SOLE 14173 0 450 SPDR Dow Jones Global Real Est REAL 78463x749 1286 25818 SH SOLE 25330 0 488 Weyerhaeuser Co. REAL 962166104 258 8066 SH SOLE 7938 0 128 iShares S&P Global Timber & Fo REAL 464288174 435 8655 SH SOLE 6740 0 1915 ALPS Alerian MLP ETF HEDG 00162q866 442 34832 SH SOLE 31347 0 3485