Senior Associate

0001569655-22-000001.txt : 20220210 0001569655-22-000001.hdr.sgml : 20220210 20220210164156 ACCESSION NUMBER: 0001569655-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 EFFECTIVENESS DATE: 20220210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winfield Associates, Inc. CENTRAL INDEX KEY: 0001569655 IRS NUMBER: 311566830 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16105 FILM NUMBER: 22614688 BUSINESS ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216.241.2575 MAIL ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569655 XXXXXXXX 12-31-2021 12-31-2021 Winfield Associates, Inc.

700 WEST ST. CLAIR SUITE #404 CLEVELAND OH 44113

13F HOLDINGS REPORT 028-16105 N Christophe Jambon Senior Associate 2162412575 Christophe Jambon Cleveland OH 02-10-2022 0 155 300237 false INFORMATION TABLE 2 Winfield13F2021Q4.xml WINFIELD13F2021Q4 3M CO COM Stock 88579Y101 684 3848 SH SOLE 3848 0 0 ADOBE SYS INC Stock 00724F101 644 1135 SH SOLE 1135 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 3811 26481 SH SOLE 26481 0 0 AFFIRM HLDGS INC COM CL A Stock 00827B106 526 5232 SH SOLE 5232 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 678 2230 SH SOLE 2230 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 13250 4579 SH SOLE 4579 0 0 AMAZON.COM INC Stock 023135106 20720 6214 SH SOLE 6214 0 0 AMERICAN TOWER CORP REIT 03027X100 3610 12342 SH SOLE 12342 0 0 APPLE INC Stock 037833100 24697 139086 SH SOLE 139085 0 0 APTIV PLC SHS Stock G6095L109 2191 13285 SH SOLE 13285 0 0 ARISTA NETWORKS INC COM Stock 040413106 3200 22260 SH SOLE 22260 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 328 5636 SH SOLE 5636 0 0 AT&T INC COM Stock 00206R102 471 19156 SH SOLE 19156 0 0 ATHERSYS INC NEW COM Stock 04744L106 44 49000 SH SOLE 49000 0 0 AVIENT CORPORATION COM Stock 05368V106 1507 26938 SH SOLE 26938 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 786 2629 SH SOLE 2629 0 0 BK OF AMERICA CORP COM Stock 060505104 240 5400 SH SOLE 5400 0 0 BOEING CO COM Stock 097023105 512 2543 SH SOLE 2543 0 0 BP PLC SPONSORED ADR ADR 055622104 687 25805 SH SOLE 25805 0 0 CEDAR FAIR L P DEP UNIT Stock 150185106 263 5260 SH SOLE 5260 0 0 CF INDS HLDGS INC COM Stock 125269100 467 6600 SH SOLE 6600 0 0 CHEVRON CORP NEW COM Stock 166764100 401 3416 SH SOLE 3416 0 0 CIENA CORP Stock 171779309 1350 17533 SH SOLE 17533 0 0 CISCO SYS INC Stock 17275R102 795 12540 SH SOLE 12540 0 0 COHEN & STEERS LTD DURATION PFD INCOME CEF 19248C105 552 20837 SH SOLE 20837 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 771 9930 SH SOLE 9930 0 0 CONOCOPHILLIPS COM Stock 20825C104 282 3908 SH SOLE 3908 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 1395 6825 SH SOLE 6825 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 542 7030 SH SOLE 7030 0 0 CREDIT SUISSE ASSET MGMT INCOM COM CEF 224916106 120 35055 SH SOLE 35055 0 0 CRISPR THERAPEUTICS AG NAMEN AKT Stock H17182108 205 2700 SH SOLE 2700 0 0 CROWDSTRIKE HLDGS INC CL A Stock 22788C105 1037 5066 SH SOLE 5066 0 0 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 3523 16879 SH SOLE 16879 0 0 CYRUSONE INC COM REIT 23283R100 305 3400 SH SOLE 3400 0 0 DIGITAL REALTY TRUST INC REIT 253868103 2165 12239 SH SOLE 12239 0 0 DISNEY WALT CO COM Stock 254687106 603 3895 SH SOLE 3895 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 341 3248 SH SOLE 3248 0 0 EATON CORP PLC SHS Stock G29183103 260 1505 SH SOLE 1505 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 774 13950 SH SOLE 13950 0 0 ENERGY TRANSFER L P COM UT LTD PTN Stock 29273V100 194 23560 SH SOLE 23560 0 0 EQUITY RESIDENTIAL SH BEN INT REIT 29476L107 221 2447 SH SOLE 2447 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 240 6150 SH SOLE 6150 0 0 FIRST SOLAR INC Stock 336433107 402 4616 SH SOLE 4616 0 0 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 737 14751 SH SOLE 14751 0 0 FIRST TRUST SENIOR LOAN FUND ETF 33738D309 549 11455 SH SOLE 11455 0 0 FORD MOTOR COMPANY Stock 345370860 895 43100 SH SOLE 43100 0 0 GALLAGHER ARTHUR J & CO COM Stock 363576109 584 3442 SH SOLE 3442 0 0 GILEAD SCIENCES INC Stock 375558103 266 3660 SH SOLE 3660 0 0 GLOBAL X FINTECH THEMATIC ETF ETF 37954Y814 567 14164 SH SOLE 14164 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 967 10160 SH SOLE 10160 0 0 GOOGLE INC Stock 02079K305 4001 1381 SH SOLE 1381 0 0 HANNON ARMSTRONG SUST INFR CAP COM REIT 41068X100 886 16682 SH SOLE 16682 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 808 5737 SH SOLE 5737 0 0 HOME DEPOT Stock 437076102 3982 9594 SH SOLE 9594 0 0 HUNTINGTON BANCSHARES INC COM Stock 446150104 318 20603 SH SOLE 20603 0 0 II-VI INC COM Stock 902104108 1770 25905 SH SOLE 25905 0 0 ILLUMINA INC Stock 452327109 483 1270 SH SOLE 1270 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 3452 32625 SH SOLE 32625 0 0 INVESCO LTD SHS Stock G491BT108 394 17095 SH SOLE 17095 0 0 INVESCO PREFERRED ETF ETF 46138E511 169 11280 SH SOLE 11280 0 0 INVESCO TAXABLE MUNICIPAL BOND ETF ETF 46138G805 763 23145 SH SOLE 23145 0 0 IRON MTN INC NEW COM REIT 46284V101 672 12840 SH SOLE 12840 0 0 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 1909 42144 SH SOLE 42144 0 0 ISHARES 0-5 YR TIPS BOND ETF ETF 46429B747 1969 18600 SH SOLE 18600 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 2951 54761 SH SOLE 54761 0 0 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 3075 35950 SH SOLE 35950 0 0 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 899 6990 SH SOLE 6990 0 0 ISHARES 7-10 YR TREASURY BOND ETF ETF 464287440 2228 19374 SH SOLE 19374 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 4243 37192 SH SOLE 37192 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 1209 10400 SH SOLE 10400 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 521 9370 SH SOLE 9370 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 341 1203 SH SOLE 1203 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 3903 31840 SH SOLE 31840 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 983 11300 SH SOLE 11300 0 0 ISHARES MBS BOND ETF ETF 464288588 337 3140 SH SOLE 3140 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 222 3319 SH SOLE 3319 0 0 ISHARES MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 869 4780 SH SOLE 4780 0 0 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 1161 7979 SH SOLE 7979 0 0 ISHARES MSCI USA VALUE FACTOR ETF ETF 46432F388 2284 20864 SH SOLE 20864 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 3677 24090 SH SOLE 24090 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 458 2060 SH SOLE 2060 0 0 ISHARES RUSSELL 2000 VALUE ETF 464287630 1284 7735 SH SOLE 7735 0 0 ISHARES S&P 500 INDEX ETF 464287200 8023 16820 SH SOLE 16820 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 5853 68648 SH SOLE 68648 0 0 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 2899 25315 SH SOLE 25315 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 1363 34555 SH SOLE 34555 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 1509 14055 SH SOLE 14055 0 0 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 2286 20700 SH SOLE 20700 0 0 ISHARES TR S&P CALIF MUN BD FD ETF 464288356 1134 18200 SH SOLE 18200 0 0 J M SMUCKER CO NEW Stock 832696405 619 4560 SH SOLE 4560 0 0 JANUS HENDERSON SHORT DURATION INCOME ETF ETF 47103U886 922 18600 SH SOLE 18600 0 0 JOHNSON & JOHNSON COM Stock 478160104 299 1750 SH SOLE 1750 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 1415 8933 SH SOLE 8933 0 0 JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF ETF 46641Q878 1207 23307 SH SOLE 23307 0 0 JPMORGAN U.S. VALUE FACTOR ETF ETF 46641Q753 1237 32186 SH SOLE 32186 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 2710 53690 SH SOLE 53690 0 0 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ETF 46641Q654 868 17000 SH SOLE 17000 0 0 KEYCORP COM Stock 493267108 265 11458 SH SOLE 11458 0 0 LOCKHEED MARTIN CORP Stock 539830109 351 987 SH SOLE 987 0 0 LOWES COS INC COM Stock 548661107 2504 9689 SH SOLE 9689 0 0 M/I HOMES INC COM Stock 55305B101 690 11100 SH SOLE 11100 0 0 MARVELL TECHNOLOGY INC COM Stock 573874104 1599 18271 SH SOLE 18271 0 0 META PLATFORMS INC CL A Stock 30303M102 2531 7525 SH SOLE 7525 0 0 MICROCHIP TECHNOLOGY INC Stock 595017104 229 2636 SH SOLE 2636 0 0 MICROSOFT Stock 594918104 19866 59068 SH SOLE 59068 0 0 MODERNA INC COM Stock 60770K107 276 1085 SH SOLE 1085 0 0 MONDELEZ INTL INC CL A Stock 609207105 299 4512 SH SOLE 4512 0 0 MONGODB INC CL A Stock 60937P106 3939 7442 SH SOLE 7442 0 0 NEW RESIDENTIAL INVESTMENT CORP REIT 64828T201 936 87400 SH SOLE 87400 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN Stock 65341B106 715 8471 SH SOLE 8471 0 0 NIKE INC CLASS B Stock 654106103 230 1380 SH SOLE 1380 0 0 NUVEEN CA QUALTY MUN INCOME FD COM CEF 67066Y105 169 10800 SH SOLE 10800 0 0 NUVEEN CALIF SELECT TAX FREE I SH BEN INT CEF 67063R103 274 16600 SH SOLE 16600 0 0 NUVEEN CALIFORNIA MUNI VLU FD COM STK CEF 67062C107 547 54100 SH SOLE 54100 0 0 NUVEEN MUN VALUE FD CEF 670928100 925 89100 SH SOLE 89100 0 0 NUVEEN OHIO QUALITY INCOME MUN FD INC CEF 670980101 430 26900 SH SOLE 26900 0 0 NVIDIA CORPORATION COM Stock 67066G104 4375 14876 SH SOLE 14876 0 0 PALANTIR TECHNOLOGIES INC CL A Stock 69608A108 766 42075 SH SOLE 42075 0 0 PEPSICO INC COM Stock 713448108 508 2925 SH SOLE 2924 0 0 PFIZER INC COM Stock 717081103 1273 21557 SH SOLE 21557 0 0 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 1941 17739 SH SOLE 17739 0 0 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 4610 45387 SH SOLE 45387 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 275 1680 SH SOLE 1680 0 0 PROGRESSIVE CORP COM Stock 743315103 2790 27180 SH SOLE 27180 0 0 PROLOGIS INC. COM REIT 74340W103 3263 19384 SH SOLE 19384 0 0 QORVO INC COM Stock 74736K101 872 5575 SH SOLE 5575 0 0 RPM INTL INC COM Stock 749685103 340 3368 SH SOLE 3368 0 0 SALESFORCE COM Stock 79466L302 2586 10176 SH SOLE 10176 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF ETF 808524201 218 1917 SH SOLE 1916 0 0 SERVICENOW INC COM Stock 81762P102 1263 1946 SH SOLE 1946 0 0 SHOPIFY INC CL A Stock 82509L107 3291 2389 SH SOLE 2389 0 0 SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF ETF 78464A359 2046 24661 SH SOLE 24660 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 1457 30785 SH SOLE 30785 0 0 SPDR S&P 500 ETF ETF 78462F103 13560 28551 SH SOLE 28550 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 5104 45588 SH SOLE 45588 0 0 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 578 8160 SH SOLE 8160 0 0 STARBUCKS CORP Stock 855244109 427 3650 SH SOLE 3650 0 0 TARGET CORP COM Stock 87612E106 1320 5702 SH SOLE 5701 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 3762 21635 SH SOLE 21635 0 0 TESLA MOTORS INC Stock 88160R101 618 585 SH SOLE 585 0 0 TEXAS INSTRS INC COM Stock 882508104 311 1650 SH SOLE 1650 0 0 UNITEDHEALTH GROUP Stock 91324P102 652 1299 SH SOLE 1299 0 0 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 2016 28164 SH SOLE 28164 0 0 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 258 1900 SH SOLE 1900 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1499 29348 SH SOLE 29348 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 442 8930 SH SOLE 8930 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 1839 19826 SH SOLE 19826 0 0 VANGUARD S&P 500 ETF ETF 922908363 799 1831 SH SOLE 1831 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 3536 43511 SH SOLE 43511 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 5614 23251 SH SOLE 23250 0 0 VERIZON COMMUNICATIONS Stock 92343V104 614 11813 SH SOLE 11813 0 0 VIATRIS INC COM Stock 92556V106 246 18159 SH SOLE 18159 0 0 VISA INC Stock 92826C839 2553 11782 SH SOLE 11782 0 0 WALMART INC COM Stock 931142103 408 2822 SH SOLE 2822 0 0 WEYERHAEUSER CO REIT 962166104 508 12332 SH SOLE 12332 0 0