0001569655-16-000008.txt : 20161031
0001569655-16-000008.hdr.sgml : 20161031
20161031124504
ACCESSION NUMBER: 0001569655-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161031
DATE AS OF CHANGE: 20161031
EFFECTIVENESS DATE: 20161031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Winfield Associates, Inc.
CENTRAL INDEX KEY: 0001569655
IRS NUMBER: 311566830
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16105
FILM NUMBER: 161960860
BUSINESS ADDRESS:
STREET 1: 700 WEST ST. CLAIR
STREET 2: SUITE #404
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216.241.2575
MAIL ADDRESS:
STREET 1: 700 WEST ST. CLAIR
STREET 2: SUITE #404
CITY: CLEVELAND
STATE: OH
ZIP: 44113
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569655
XXXXXXXX
09-30-2016
09-30-2016
Winfield Associates, Inc.
700 WEST ST. CLAIR
SUITE #404
CLEVELAND
OH
44113
13F HOLDINGS REPORT
028-16105
N
Christopher W. Baker
CFO
2162412575
Christopher W. Baker
Cleveland
OH
10-31-2016
2
853
158952
false
1
0000886982
028-04981
GOLDMAN SACHS GROUP INC
2
0000065100
028-03554
MERRILL LYNCH & CO., INC.
INFORMATION TABLE
2
Winfield13F2016Q3.xml
WINFIELD13F2016Q3
3-D SYS CORP DEL COM NEW
Stock
88554D205
3
150
SH
DFND
1
0
150
0
3M CO COM
Stock
88579Y101
16
90
SH
DFND
1
0
90
0
3M CO COM
Stock
88579Y101
1414
8024
SH
SOLE
8024
0
0
AARONS INC COM PAR $0.50
Stock
002535300
1
20
SH
DFND
1
0
20
0
ABB LTD SPONSORED ADR
ADR
000375204
12
520
SH
SOLE
1
520
0
0
ABBOTT LABS COM
Stock
002824100
17
400
SH
DFND
1
0
400
0
ABBOTT LABS COM
Stock
002824100
72
1704
SH
SOLE
1703
0
0
ABBVIE INC COM
Stock
00287Y109
17
270
SH
DFND
1
0
270
0
ABBVIE INC COM
Stock
00287Y109
38
600
SH
SOLE
600
0
0
ACACIA COMMUNICATIONS INC COM
Stock
00401C108
222
2150
SH
SOLE
2150
0
0
ACCENTURE PLC IRELAND SHS CLASS A
Stock
G1151C101
22
180
SH
DFND
1
0
180
0
ACCENTURE PLC IRELAND SHS CLASS A
Stock
G1151C101
24
200
SH
SOLE
200
0
0
ADOBE SYS INC COM
Stock
00724F101
16
145
SH
DFND
1
0
145
0
AEGON N V NY REGISTRY SH
ADR
007924103
0
125
SH
SOLE
1
125
0
0
AERCAP HOLDINGS NV SHS
Stock
N00985106
3
70
SH
DFND
1
0
70
0
AETNA INC NEW COM
Stock
00817Y108
15
130
SH
DFND
1
0
130
0
AGCO CORP COM
Stock
001084102
0
10
SH
DFND
1
0
10
0
AGNICO EAGLE MINES LTD COM
Stock
008474108
3
60
SH
SOLE
1
60
0
0
AGRIUM INC COM
Stock
008916108
3
30
SH
SOLE
1
30
0
0
AIR PRODS & CHEMS INC COM
Stock
009158106
668
4444
SH
SOLE
4444
0
0
AKORN INC COM
Stock
009728106
1
25
SH
DFND
1
0
25
0
ALCOA INC COM
Stock
01381710
19
1895
SH
SOLE
1895
0
0
ALEXANDRIA REAL ESTATE EQ INC COM
REIT
015271109
3
30
SH
DFND
1
0
30
0
ALIGN TECHNOLOGY INC COM
Stock
016255101
1
15
SH
DFND
1
0
15
0
ALKERMES PLC SHS
Stock
G01767105
2
40
SH
DFND
1
0
40
0
ALLEGHENY TECHNOLOGIES INC COM
Stock
01741R102
2
120
SH
DFND
1
0
120
0
ALLERGAN PLC SHS
Stock
G0177J108
18
80
SH
DFND
1
0
80
0
ALLIANT ENERGY CORP COM
Stock
018802108
4
100
SH
DFND
1
0
100
0
ALLY FINL INC COM
Stock
02005N100
3
140
SH
DFND
1
0
140
0
ALNYLAM PHARMACEUTICALS INC COM
Stock
02043Q107
1
20
SH
DFND
1
0
20
0
ALPHABET INC CAP STK CL A
Stock
02079K305
32
40
SH
DFND
1
0
40
0
ALPHABET INC CAP STK CL A
Stock
02079K305
2002
2490
SH
SOLE
2490
0
0
ALPHABET INC CAP STK CL C
Stock
02079K107
31
40
SH
DFND
1
0
40
0
ALPHABET INC CAP STK CL C
Stock
02079K107
4218
5426
SH
SOLE
5426
0
0
ALTRIA GROUP INC COM
Stock
02209S103
10
152
SH
DFND
2
0
152
0
ALTRIA GROUP INC COM
Stock
02209S103
25
390
SH
DFND
1
0
390
0
ALTRIA GROUP INC COM
Stock
02209S103
759
11998
SH
SOLE
11997
0
0
AMAZON COM INC COM
Stock
023135106
54
65
SH
DFND
1
0
65
0
AMAZON COM INC COM
Stock
023135106
6245
7459
SH
SOLE
7459
0
0
AMBEV SA SPONSORED ADR
ADR
02319V103
7
1130
SH
SOLE
1
1130
0
0
AMDOCS LTD SHS
Stock
G02602103
1
20
SH
DFND
1
0
20
0
AMEC FOSTER WHEELER PLC SPONSORED ADR
ADR
00167X205
1
100
SH
SOLE
1
100
0
0
AMERCO COM
Stock
023586100
16
50
SH
SOLE
50
0
0
AMERICA MOVIL SAB DE CV SPON ADR L SHS
ADR
02364W105
3
240
SH
SOLE
1
240
0
0
AMERICAN ELEC PWR INC COM
Stock
025537101
12
180
SH
DFND
1
0
180
0
AMERICAN EXPRESS CO COM
Stock
025816109
7
115
SH
DFND
1
0
115
0
AMERICAN EXPRESS CO COM
Stock
025816109
26
400
SH
SOLE
400
0
0
AMERICAN INTL GROUP INC COM NEW
Stock
026874784
9
160
SH
DFND
1
0
160
0
AMERICAN TOWER CORP NEW COM
REIT
03027X100
7
59
SH
DFND
2
0
59
0
AMERICAN TOWER CORP NEW COM
REIT
03027X100
12
105
SH
DFND
1
0
105
0
AMERICAN TOWER CORP NEW COM
REIT
03027X100
711
6275
SH
SOLE
6275
0
0
AMERICAN WTR WKS CO INC NEW COM
Stock
030420103
5
69
SH
DFND
2
0
69
0
AMGEN INC COM
Stock
031162100
21
125
SH
DFND
1
0
125
0
AMGEN INC COM
Stock
031162100
33
200
SH
SOLE
200
0
0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
ADR
03524A108
28
215
SH
SOLE
1
215
0
0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
ADR
03524A108
276
2100
SH
SOLE
2100
0
0
ANNALY CAP MGMT INC COM
REIT
035710409
1
70
SH
DFND
1
0
70
0
ANNALY CAP MGMT INC COM
REIT
035710409
6
618
SH
SOLE
618
0
0
ANTHEM INC COM
Stock
036752103
332
2650
SH
SOLE
2650
0
0
APOLLO GLOBAL MGMT LLC CL A SHS
MLP
037612306
6
350
SH
SOLE
350
0
0
APPLE INC
Stock
037833100
7
60
SH
DFND
2
0
60
0
APPLE INC
Stock
037833100
94
835
SH
DFND
1
0
835
0
APPLE INC
Stock
037833100
5278
46692
SH
SOLE
46691
0
0
APPLIED MATLS INC COM
Stock
038222105
72
2400
SH
SOLE
2400
0
0
APTARGROUP INC COM
Stock
038336103
1
10
SH
DFND
1
0
10
0
AQUA AMERICA INC COM
Stock
03836W103
1
30
SH
DFND
1
0
30
0
ARAMARK COM
Stock
03852U106
1
20
SH
DFND
1
0
20
0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH
ADR
03938L104
3
525
SH
SOLE
1
525
0
0
ARISTA NETWORKS INC COM
Stock
040413106
842
9900
SH
SOLE
9900
0
0
ARMSTRONG FLOORING INC COM
Stock
04238R106
1
30
SH
DFND
1
0
30
0
ARMSTRONG WORLD INDS INC NEW COM
Stock
04247X102
2
60
SH
DFND
1
0
60
0
ARROW ELECTRS INC COM
Stock
042735100
3
45
SH
DFND
1
0
45
0
ASHLAND GLOBAL HLDGS INC COM
Stock
044186104
1
10
SH
DFND
1
0
10
0
ASML HOLDING N V NYREGISTRY SHS
ADR
N07059210
13
120
SH
SOLE
1
120
0
0
ASPEN INSURANCE HOLDINGS LTD SHS
Stock
G05384105
2
40
SH
DFND
1
0
40
0
ASSOCIATED BANC CORP COM
Stock
045487105
2
80
SH
DFND
1
0
80
0
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
22
665
SH
SOLE
1
665
0
0
AT&T INC COM
Stock
00206R102
44
1095
SH
DFND
1
0
1095
0
AT&T INC COM
Stock
00206R102
735
18088
SH
SOLE
18087
0
0
ATHERSYS INC COM
Stock
04744L106
111
51950
SH
SOLE
51950
0
0
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
7
75
SH
DFND
2
0
75
0
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
12
140
SH
DFND
1
0
140
0
AVIVA PLC ADR
ADR
05382A104
7
625
SH
SOLE
1
625
0
0
AVON PRODS INC COM
Stock
054303102
2
430
SH
DFND
1
0
430
0
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR
ADR
05946K101
9
1460
SH
SOLE
1
1460
0
0
BANCO BRADESCO S A SP ADR PFD NEW
ADR
059460303
7
762
SH
SOLE
1
762
0
0
BANCO SANTANDER CHILE NEW SP ADR REP COM
ADR
05965X109
0
20
SH
SOLE
1
20
0
0
BANCO SANTANDER SA ADR
ADR
05964H105
18
4100
SH
SOLE
1
4100
0
0
BANCOLOMBIA S A SPON ADR PREF
ADR
05968L102
1
15
SH
SOLE
1
15
0
0
BANK AMER CORP COM
Stock
060505104
3
200
SH
SOLE
200
0
0
BANK AMER CORP COM
Stock
060505104
27
1730
SH
DFND
1
0
1730
0
BANK MONTREAL QUE COM
Stock
063671101
9
140
SH
SOLE
1
140
0
0
BANK N S HALIFAX COM
Stock
064149107
17
325
SH
SOLE
1
325
0
0
BANK NEW YORK MELLON CORP COM
Stock
064058100
2
45
SH
SOLE
45
0
0
BANK NEW YORK MELLON CORP COM
Stock
064058100
17
430
SH
DFND
1
0
430
0
BARCLAYS PLC ADR
ADR
06738E204
10
1195
SH
SOLE
1
1195
0
0
BARRICK GOLD CORP COM
Stock
067901108
5
290
SH
SOLE
1
290
0
0
BAXTER INTL INC COM
Stock
071813109
29
616
SH
SOLE
616
0
0
BCE INC COM NEW
Stock
05534B760
13
275
SH
SOLE
1
275
0
0
BEMIS INC COM
Stock
081437105
1
15
SH
DFND
1
0
15
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
3
23
SH
DFND
2
0
23
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
52
360
SH
DFND
1
0
360
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
859
5943
SH
SOLE
5943
0
0
BHP BILLITON LTD SPONSORED ADR
ADR
088606108
15
440
SH
SOLE
1
440
0
0
BHP BILLITON PLC SPONSORED ADR
ADR
05545E209
9
310
SH
SOLE
1
310
0
0
BIOGEN INC COM
Stock
09062X103
13
40
SH
DFND
1
0
40
0
BIOGEN INC COM
Stock
09062X103
125
400
SH
SOLE
400
0
0
BLACKBERRY LTD COM
Stock
09228F103
1
85
SH
SOLE
1
85
0
0
BLACKROCK CORE BD TR SHS BEN INT
CEF
09249E101
71
5000
SH
SOLE
5000
0
0
BLACKROCK INC COM
Stock
09247X101
11
31
SH
DFND
2
0
31
0
BLACKROCK INC COM
Stock
09247X101
18
50
SH
DFND
1
0
50
0
BLOCK H & R INC COM
Stock
093671105
3
145
SH
DFND
2
0
145
0
BLUE BUFFALO PET PRODS INC COM
Stock
09531U102
1
30
SH
DFND
1
0
30
0
BLUEBIRD BIO INC COM
Stock
09609G100
238
3510
SH
SOLE
3510
0
0
BOEING CO COM
Stock
097023105
19
145
SH
DFND
1
0
145
0
BOEING CO COM
Stock
097023105
307
2333
SH
SOLE
2333
0
0
BP PLC SPONSORED ADR
ADR
055622104
28
810
SH
SOLE
1
810
0
0
BRANDYWINE RLTY TR SH BEN INT NEW
REIT
105368203
0
30
SH
DFND
1
0
30
0
BRF SA SPONSORED ADR
ADR
10552T107
2
145
SH
SOLE
1
145
0
0
BRISTOL MYERS SQUIBB CO COM
Stock
110122108
32
600
SH
SOLE
600
0
0
BRITISH AMERN TOB PLC SPONSORED ADR
ADR
110448107
31
240
SH
SOLE
1
240
0
0
BROADCOM LTD SHS
Stock
Y09827109
13
75
SH
DFND
1
0
75
0
BROCADE COMMUNICATIONS SYS INC COM NEW
Stock
111621306
1
110
SH
DFND
1
0
110
0
BROOKDALE SR LIVING INC COM
Stock
112463104
1
60
SH
DFND
1
0
60
0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH
Stock
112585104
8
230
SH
SOLE
1
230
0
0
BROOKFIELD BUSINESS PARTNERS L UNIT LTD LP
MLP
G16234109
0
4
SH
SOLE
1
4
0
0
BRUNSWICK CORP COM
Stock
117043109
1
15
SH
DFND
1
0
15
0
BT GROUP PLC ADR
ADR
05577E101
8
295
SH
SOLE
1
295
0
0
BUNGE LIMITED COM
Stock
G16962105
0
5
SH
DFND
1
0
5
0
BURLINGTON STORES INC COM
Stock
122017106
1
10
SH
DFND
1
0
10
0
CA INC COM
Stock
12673P105
6
171
SH
DFND
2
0
171
0
CADENCE DESIGN SYSTEM INC COM
Stock
127387108
1
40
SH
DFND
1
0
40
0
CALIFORNIA RES CORP COM NEW
Stock
13057Q206
0
5
SH
SOLE
5
0
0
CAMDEN PPTY TR SH BEN INT
REIT
133131102
0
5
SH
DFND
1
0
5
0
CAMECO CORP COM
Stock
13321L108
0
45
SH
SOLE
1
45
0
0
CANADIAN NAT RES LTD COM
Stock
136385101
11
340
SH
SOLE
1
340
0
0
CANADIAN NATL RY CO COM
Stock
136375102
14
210
SH
SOLE
1
210
0
0
CANADIAN PAC RY LTD COM
Stock
13645T100
6
40
SH
SOLE
1
40
0
0
CANON INC SPONSORED ADR
ADR
138006309
7
245
SH
SOLE
1
245
0
0
CAPITAL ONE FINL CORP COM
Stock
14040H105
12
170
SH
DFND
1
0
170
0
CARDINAL HEALTH INC COM
Stock
14149Y108
23
300
SH
SOLE
300
0
0
CARLISLE COS INC COM
Stock
142339100
1
10
SH
DFND
1
0
10
0
CARNIVAL CORP PAIRED CTF
Stock
143658300
6
124
SH
DFND
2
0
124
0
CARNIVAL PLC ADR
ADR
14365C103
3
55
SH
SOLE
1
55
0
0
CARTER INC COM
Stock
146229109
2
25
SH
DFND
1
0
25
0
CATERPILLAR INC DEL COM
Stock
149123101
14
160
SH
DFND
1
0
160
0
CAVIUM INC COM
Stock
14964U108
693
11900
SH
SOLE
11900
0
0
CDK GLOBAL INC COM
Stock
12508E101
2
30
SH
DFND
1
0
30
0
CDN IMPERIAL BK COMM TORONTO O COM
Stock
136069101
8
100
SH
SOLE
1
100
0
0
CDW CORP COM
Stock
12514G108
0
10
SH
DFND
1
0
10
0
CEDAR FAIR L P DEPOSITRY UNIT
MLP
150185106
1793
31305
SH
SOLE
31305
0
0
CELANESE CORP DEL COM SER A
Stock
150870103
2
30
SH
DFND
1
0
30
0
CELGENE CORP COM
Stock
151020104
17
165
SH
DFND
1
0
165
0
CEMEX SAB DE CV SPON ADR NEW
ADR
151290889
4
447
SH
SOLE
1
447
0
0
CENCOSUD S A SPONSORED ADS
ADR
15132H101
0
55
SH
SOLE
1
55
0
0
CENOVUS ENERGY INC COM
Stock
15135U109
4
275
SH
SOLE
1
275
0
0
CHARLES RIV LABS INTL INC COM
Stock
159864107
1
10
SH
DFND
1
0
10
0
CHARTER COMMUNICATIONS INC NEW CL A
Stock
16119P108
10
38
SH
DFND
1
0
38
0
CHENIERE ENERGY INC COM NEW
Stock
16411R208
1
20
SH
DFND
1
0
20
0
CHEVRON CORP NEW COM
Stock
166764100
4
41
SH
DFND
2
0
41
0
CHEVRON CORP NEW COM
Stock
166764100
38
370
SH
DFND
1
0
370
0
CHEVRON CORP NEW COM
Stock
166764100
76
740
SH
SOLE
740
0
0
CHICAGO BRIDGE & IRON CO N V COM
Stock
167250109
1
35
SH
DFND
1
0
35
0
CHIMERA INVT CORP COM NEW
REIT
16934Q208
1
70
SH
DFND
1
0
70
0
CHINA LIFE INS CO LTD SPON ADR REP H
ADR
16939P106
5
400
SH
SOLE
1
400
0
0
CHINA MOBILE LIMITED SPONSORED ADR
ADR
16941M109
19
305
SH
SOLE
1
305
0
0
CHINA PETE & CHEM CORP SPON ADR H SHS
ADR
16941R108
4
60
SH
SOLE
1
60
0
0
CHOICE HOTELS INTL INC COM
Stock
169905106
1
30
SH
DFND
1
0
30
0
CHUBB LIMITED COM
Stock
H1467J104
6
44
SH
DFND
2
0
44
0
CHUBB LIMITED COM
Stock
H1467J104
11
90
SH
DFND
1
0
90
0
CHUNGHWA TELECOM CO LTD SPON ADR NEW11
ADR
17133Q502
2
50
SH
SOLE
1
50
0
0
CINCINNATI FINL CORP COM
Stock
172062101
6
79
SH
DFND
2
0
79
0
CISCO SYS INC COM
Stock
17275R102
9
272
SH
DFND
2
0
272
0
CISCO SYS INC COM
Stock
17275R102
27
860
SH
DFND
1
0
860
0
CISCO SYS INC COM
Stock
17275R102
29
900
SH
SOLE
900
0
0
CIT GROUP INC COM NEW
Stock
125581801
1
30
SH
DFND
1
0
30
0
CITIGROUP INC COM NEW
Stock
172967424
2
40
SH
SOLE
40
0
0
CITIGROUP INC COM NEW
Stock
172967424
4
87
SH
DFND
2
0
87
0
CITIGROUP INC COM NEW
Stock
172967424
24
505
SH
DFND
1
0
505
0
CITIZENS FINL GROUP INC COM
Stock
174610105
5
184
SH
DFND
2
0
184
0
CITRIX SYS INC COM
Stock
177376100
13
150
SH
SOLE
150
0
0
CLEAN HARBORS INC COM
Stock
184496107
1
20
SH
DFND
1
0
20
0
CLEVELAND BIOLABS INC COM NEW
Stock
185860202
1
500
SH
SOLE
500
0
0
CLIFFS NAT RES INC COM
Stock
18683K101
53
9100
SH
SOLE
9100
0
0
CNOOC LTD SPONSORED ADR
ADR
126132109
6
45
SH
SOLE
1
45
0
0
COCA COLA CO COM
Stock
191216100
6
148
SH
DFND
2
0
148
0
COCA COLA CO COM
Stock
191216100
26
610
SH
DFND
1
0
610
0
COCA COLA CO COM
Stock
191216100
105
2477
SH
SOLE
2477
0
0
COCA COLA EUROPEAN PARTNERS P SHS
Stock
G25839104
1
30
SH
DFND
1
0
30
0
COGNIZANT TECHNOLOGY SOLUTIONS CL A
Stock
192446102
5
110
SH
DFND
1
0
110
0
COHEN & STEERS LTD DUR PFD INC COM
CEF
19248C105
829
32976
SH
SOLE
32975
0
0
COHEN & STEERS QUALITY RLTY FD COM
CEF
19247L106
37
2750
SH
SOLE
2750
0
0
COLGATE PALMOLIVE CO COM
Stock
194162103
16
210
SH
DFND
1
0
210
0
COLGATE PALMOLIVE CO COM
Stock
194162103
22
300
SH
SOLE
300
0
0
COMCAST CORP NEW CL A
Stock
20030N101
7
103
SH
DFND
2
0
103
0
COMCAST CORP NEW CL A
Stock
20030N101
27
400
SH
DFND
1
0
400
0
COMCAST CORP NEW CL A
Stock
20030N101
35
522
SH
SOLE
521
0
0
COMMSCOPE HLDG CO INC COM
Stock
20337X109
1
30
SH
DFND
1
0
30
0
CONOCOPHILLIPS COM
Stock
20825C104
19
445
SH
DFND
1
0
445
0
CONOCOPHILLIPS COM
Stock
20825C104
334
7681
SH
SOLE
7680
0
0
CONSTELLATION BRANDS INC CL A
Stock
21036P108
172
1035
SH
SOLE
1035
0
0
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND
ETF
81369Y407
5087
63557
SH
SOLE
63557
0
0
CONSUMER STAPLES SELECT SECTOR SPDR FUND
ETF
81369Y308
3285
61744
SH
SOLE
61744
0
0
CONTINENTAL RESOURCES INC COM
Stock
212015101
2
40
SH
DFND
1
0
40
0
COOPER COS INC COM NEW
Stock
216648402
2
10
SH
DFND
1
0
10
0
COPA HOLDINGS SA CL A
Stock
P31076105
3
30
SH
DFND
1
0
30
0
CORE LABORATORIES N V COM
Stock
N22717107
1
10
SH
DFND
1
0
10
0
CORRECTIONS CORP AMER NEW COM NEW
REIT
22025Y407
1
59
SH
DFND
2
0
59
0
COSTAR GROUP INC COM
Stock
22160N109
2
10
SH
DFND
1
0
10
0
COSTCO WHSL CORP NEW COM
Stock
22160K105
6
39
SH
DFND
2
0
39
0
COSTCO WHSL CORP NEW COM
Stock
22160K105
10
65
SH
DFND
1
0
65
0
COVANTA HLDG CORP COM
Stock
22282E102
1
70
SH
DFND
1
0
70
0
CPFL ENERGIA S A SPONSORED ADR
ADR
126153105
1
35
SH
SOLE
1
35
0
0
CPFL ENERGIA S A SPONSORED ADR
ADR
126153105
4
290
SH
SOLE
290
0
0
CRANE CO COM
Stock
224399105
4
60
SH
DFND
1
0
60
0
CREDICORP LTD COM
Stock
G2519Y108
3
20
SH
SOLE
1
20
0
0
CREDIT SUISSE GROUP SPONSORED ADR
ADR
225401108
8
575
SH
SOLE
1
575
0
0
CRESCENT PT ENERGY CORP COM
Stock
22576C101
3
230
SH
SOLE
1
230
0
0
CRH PLC ADR
ADR
12626K203
8
250
SH
SOLE
1
250
0
0
CROWN CASTLE INTL CORP NEW COM
REIT
22822V101
1870
19844
SH
SOLE
19844
0
0
CROWN HLDGS INC COM
Stock
228368106
5
80
SH
DFND
1
0
80
0
CULLEN FROST BANKERS INC COM
Stock
229899109
3
40
SH
DFND
1
0
40
0
CUMMINS INC COM
Stock
231021106
53
416
SH
SOLE
416
0
0
CURRENCYSHARES SWISS FRANC TRUST
ETF
23129V109
39
400
SH
SOLE
400
0
0
CURTISS WRIGHT CORP COM
Stock
231561101
18
200
SH
SOLE
200
0
0
CVS HEALTH CORP COM
Stock
126650100
6
65
SH
DFND
2
0
65
0
CVS HEALTH CORP COM
Stock
126650100
17
195
SH
DFND
1
0
195
0
CVS HEALTH CORP COM
Stock
126650100
594
6674
SH
SOLE
6674
0
0
CYPRESS SEMICONDUCTOR CORP COM
Stock
232806109
1
50
SH
DFND
1
0
50
0
DANAHER CORP DEL COM
Stock
235851102
4
55
SH
DFND
2
0
55
0
DANAHER CORP DEL COM
Stock
235851102
11
145
SH
DFND
1
0
145
0
DDR CORP COM
REIT
23317H102
3
160
SH
DFND
1
0
160
0
DEERE & CO COM
Stock
244199105
26
300
SH
SOLE
300
0
0
DELL TECHNOLOGIES INC COM CL V
Stock
24703L103
2
42
SH
DFND
1
0
42
0
DEUTSCHE BANK AG NAMEN AKT
Stock
D18190898
5
400
SH
SOLE
1
400
0
0
DEUTSCHE GLOBAL HIGH INCOME FD COM
CEF
25158V108
34
4000
SH
SOLE
4000
0
0
DEVON ENERGY CORP NEW COM
Stock
25179M103
6
141
SH
DFND
2
0
141
0
DEXCOM INC COM
Stock
252131107
0
5
SH
DFND
1
0
5
0
DIAGEO P L C SPON ADR NEW
ADR
25243Q205
6
48
SH
DFND
2
0
48
0
DIAGEO P L C SPON ADR NEW
ADR
25243Q205
19
160
SH
SOLE
1
160
0
0
DIAGEO P L C SPON ADR NEW
ADR
25243Q205
19
161
SH
SOLE
160
0
0
DIAMONDBACK ENERGY INC COM
Stock
25278X109
3
30
SH
DFND
1
0
30
0
DICKS SPORTING GOODS INC COM
Stock
253393102
3
60
SH
DFND
1
0
60
0
DIGITAL RLTY TR INC COM
REIT
253868103
19
200
SH
SOLE
200
0
0
DIREXION DAILY FTSE CHINA BEAR 3X SHARES
ETF
25490K836
6
400
SH
SOLE
400
0
0
DIREXION DAILY SMALL CAP BEAR 3X SHARES
ETF
25490K521
7
250
SH
SOLE
250
0
0
DISNEY WALT CO COM DISNEY
Stock
254687106
6
67
SH
DFND
2
0
67
0
DISNEY WALT CO COM DISNEY
Stock
254687106
23
245
SH
DFND
1
0
245
0
DISNEY WALT CO COM DISNEY
Stock
254687106
1142
12300
SH
SOLE
12300
0
0
DOLBY LABORATORIES INC COM
Stock
25659T107
3
50
SH
DFND
1
0
50
0
DOMINION RES INC VA NEW COM
Stock
25746U109
3
37
SH
DFND
2
0
37
0
DOMINION RES INC VA NEW COM
Stock
25746U109
15
205
SH
DFND
1
0
205
0
DOMINION RES INC VA NEW COM
Stock
25746U109
42
566
SH
SOLE
566
0
0
DOMINOS PIZZA INC COM
Stock
25754A201
2
10
SH
DFND
1
0
10
0
DOMTAR CORP COM NEW
Stock
257559203
1
40
SH
DFND
1
0
40
0
DONNELLEY R R & SONS CO COM
Stock
257867200
1
60
SH
DFND
1
0
60
0
DOUGLAS EMMETT INC COM
REIT
25960P109
1
35
SH
DFND
1
0
35
0
DOW CHEM CO COM
Stock
260543103
19
370
SH
DFND
1
0
370
0
DST SYS INC DEL COM
Stock
233326107
2
20
SH
DFND
1
0
20
0
DSW INC CL A
Stock
23334L102
1
25
SH
DFND
1
0
25
0
DU PONT E I DE NEMOURS & CO COM
Stock
263534109
14
210
SH
DFND
1
0
210
0
DU PONT E I DE NEMOURS & CO COM
Stock
263534109
41
609
SH
SOLE
608
0
0
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
3
43
SH
DFND
2
0
43
0
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
14
180
SH
DFND
1
0
180
0
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
67
836
SH
SOLE
836
0
0
DUKE REALTY CORP COM NEW
REIT
264411505
4
160
SH
DFND
1
0
160
0
EAGLE MATERIALS INC COM
Stock
26969P108
3
40
SH
DFND
1
0
40
0
EAST WEST BANCORP INC COM
Stock
27579R104
3
80
SH
DFND
1
0
80
0
EATON CORP PLC SHS
Stock
G29183103
476
7238
SH
SOLE
7238
0
0
EBAY INC COM
Stock
278642103
5
145
SH
DFND
1
0
145
0
ECOLAB INC COM
Stock
278865100
3
28
SH
DFND
2
0
28
0
ECOPETROL S A SPONSORED ADS
ADR
279158109
2
190
SH
SOLE
1
190
0
0
EDGEWELL PERS CARE CO COM
Stock
28035Q102
3
40
SH
DFND
1
0
40
0
ELDORADO GOLD CORP NEW COM
Stock
284902103
1
150
SH
SOLE
1
150
0
0
EMBRAER S A SP ADR REP 4 COM
ADR
29082A107
0
15
SH
SOLE
1
15
0
0
EMERSON ELEC CO COM
Stock
291011104
73
1348
SH
SOLE
1348
0
0
ENBRIDGE INC COM
Stock
29250N105
10
225
SH
SOLE
1
225
0
0
ENCANA CORP COM
Stock
292505104
3
295
SH
SOLE
1
295
0
0
ENDESA AMERS SA SPON ADR
ADR
29261D104
0
20
SH
SOLE
1
20
0
0
ENERGEN CORP COM
Stock
29265N108
3
60
SH
DFND
1
0
60
0
ENERGIZER HLDGS INC NEW COM
Stock
29272W109
1
30
SH
DFND
1
0
30
0
ENERGY SELECT SECTOR SPDR FUND
ETF
81369Y506
778
11013
SH
SOLE
11013
0
0
ENERPLUS CORP COM
Stock
292766102
2
265
SH
SOLE
265
0
0
ENERSIS AMERICAS SA SPONSORED ADR
ADR
29274F104
0
30
SH
SOLE
1
30
0
0
ENI S P A SPONSORED ADR
ADR
26874R108
10
340
SH
SOLE
1
340
0
0
ENTERPRISE PRODS PARTNERS L P COM
MLP
293792107
480
17375
SH
SOLE
17375
0
0
EOG RES INC COM
Stock
26875P101
16
170
SH
DFND
1
0
170
0
EOG RES INC COM
Stock
26875P101
87
900
SH
SOLE
900
0
0
ERICSSON ADR B SEK 10
ADR
294821608
1
170
SH
SOLE
1
170
0
0
EXELIXIS INC COM
Stock
30161Q104
4
300
SH
SOLE
300
0
0
EXPRESS SCRIPTS HLDG CO COM
Stock
30219G108
14
200
SH
SOLE
200
0
0
EXTENDED STAY AMER INC SHS 1 COM 1 CL B
Stock
30224P200
1
90
SH
DFND
1
0
90
0
EXXON MOBIL CORP COM
Stock
30231G102
52
600
SH
DFND
1
0
600
0
EXXON MOBIL CORP COM
Stock
30231G102
1346
15426
SH
SOLE
15426
0
0
FACEBOOK INC CL A
Stock
30303M102
45
350
SH
DFND
1
0
350
0
FACEBOOK INC CL A
Stock
30303M102
1573
12262
SH
SOLE
12262
0
0
FACTSET RESH SYS INC COM
Stock
303075105
3
20
SH
DFND
1
0
20
0
FEDEX CORP COM
Stock
31428X106
5
27
SH
DFND
2
0
27
0
FINANCIAL SELECT SECTOR SPDR FUND
ETF
81369Y605
2772
143615
SH
SOLE
143615
0
0
FINANCIAL SERVICES SELECT SECTOR SPDR FUND
ETF
81369Y878
43
1425
SH
SOLE
1425
0
0
FIRST CAPITAL INC COM
Stock
31942S104
14
440
SH
SOLE
440
0
0
FIRST HORIZON NATL CORP COM
Stock
320517105
0
30
SH
DFND
1
0
30
0
FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUND
ETF
33735G107
57
2739
SH
SOLE
2739
0
0
FLEETCOR TECHNOLOGIES INC COM
Stock
339041105
2
10
SH
DFND
1
0
10
0
FLEX LTD ORD
Stock
Y2573F102
1
105
SH
DFND
1
0
105
0
FLOWERS FOODS INC COM
Stock
343498101
0
20
SH
DFND
1
0
20
0
FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS
ADR
344419106
4
45
SH
SOLE
1
45
0
0
FORD MTR CO DEL COM PAR $0.01
Stock
345370860
9
770
SH
DFND
1
0
770
0
FORTINET INC COM
Stock
34959E109
1
20
SH
DFND
1
0
20
0
FORTIVE CORP COM
Stock
34959J108
4
82
SH
DFND
1
0
82
0
FOUNDATION MEDICINE INC COM
Stock
350465100
7
300
SH
SOLE
300
0
0
FRANCO NEVADA CORP COM
Stock
351858105
3
40
SH
SOLE
1
40
0
0
FRESENIUS MED CARE AG&CO KGAA SPONSORED ADR
ADR
358029106
4
90
SH
SOLE
1
90
0
0
GAMESTOP CORP NEW CL A
Stock
36467W109
1
20
SH
DFND
1
0
20
0
GATX CORP COM
Stock
361448103
3
60
SH
DFND
1
0
60
0
GENERAL DYNAMICS CORP COM
Stock
369550108
8
51
SH
DFND
2
0
51
0
GENERAL DYNAMICS CORP COM
Stock
369550108
13
85
SH
DFND
1
0
85
0
GENERAL ELECTRIC CO COM
Stock
369604103
8
262
SH
DFND
2
0
262
0
GENERAL ELECTRIC CO COM
Stock
369604103
34
1140
SH
DFND
1
0
1140
0
GENERAL ELECTRIC CO COM
Stock
369604103
165
5560
SH
SOLE
5560
0
0
GENERAL GROWTH PPTYS INC NEW COM
REIT
370023103
17
623
SH
SOLE
623
0
0
GENERAL MLS INC COM
Stock
370334104
7
106
SH
DFND
2
0
106
0
GENERAL MLS INC COM
Stock
370334104
26
400
SH
SOLE
400
0
0
GENERAL MTRS CO COM
Stock
37045V100
10
300
SH
DFND
1
0
300
0
GENESEE & WYO INC CL A
Stock
371559105
3
45
SH
DFND
1
0
45
0
GENTEX CORP COM
Stock
371901109
1
70
SH
DFND
1
0
70
0
GERDAU S A SPON ADR REP PFD
ADR
373737105
0
165
SH
SOLE
1
165
0
0
GILDAN ACTIVEWEAR INC COM
Stock
375916103
1
50
SH
SOLE
1
50
0
0
GILEAD SCIENCES INC COM
Stock
375558103
272
3435
SH
SOLE
3435
0
0
GLAXOSMITHKLINE PLC SPONSORED ADR
ADR
37733W105
27
625
SH
SOLE
1
625
0
0
GOLDCORP INC NEW COM
Stock
380956409
3
200
SH
SOLE
1
200
0
0
GOLDMAN SACHS GROUP INC COM
Stock
38141G104
916
5680
SH
SOLE
5680
0
0
GOPRO INC CL A
Stock
38268T103
25
1500
SH
SOLE
1500
0
0
GRACE W R & CO DEL NEW COM
Stock
38388F108
1
10
SH
DFND
1
0
10
0
GRACO INC COM
Stock
384109104
1
10
SH
DFND
1
0
10
0
GRAPHIC PACKAGING HLDG CO COM
Stock
388689101
1
40
SH
DFND
1
0
40
0
GROUPE CGI INC CL A SUB VTG
Stock
39945C109
3
70
SH
SOLE
1
70
0
0
GRUPO TELEVISA SA SPON ADR REP ORD
ADR
40049J206
3
110
SH
SOLE
1
110
0
0
GRUPO TELEVISA SA SPON ADR REP ORD
ADR
40049J206
4
140
SH
SOLE
140
0
0
GSV CAP CORP COM
CEF
36191J101
0
100
SH
SOLE
100
0
0
GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF
ETF
18383M555
15
700
SH
SOLE
700
0
0
GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF
ETF
18383M548
16
700
SH
SOLE
700
0
0
HALLIBURTON CO COM
Stock
406216101
178
3958
SH
SOLE
3958
0
0
HALYARD HEALTH INC COM
Stock
40650V100
1
37
SH
SOLE
37
0
0
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT
CEF
41013T105
66
4000
SH
SOLE
4000
0
0
HASBRO INC COM
Stock
418056107
3
44
SH
DFND
2
0
44
0
HD SUPPLY HLDGS INC COM
Stock
40416M105
4
120
SH
DFND
1
0
120
0
HEALTH CARE SELECT SECTOR SPDR FUND
ETF
81369Y209
2010
27879
SH
SOLE
27879
0
0
HERBALIFE LTD COM USD SHS
Stock
G4412G101
1
10
SH
DFND
1
0
10
0
HERITAGE COMMERCE CORP COM
Stock
426927109
26
2392
SH
SOLE
2392
0
0
HERTZ GLOBAL HLDGS INC COM
Stock
42806J106
0
5
SH
DFND
1
0
5
0
HEWLETT PACKARD ENTERPRISE CO COM
Stock
42824C109
6
245
SH
DFND
1
0
245
0
HI-CRUSH PARTNERS LP COM UNIT LTD
MLP
428337109
486
31700
SH
SOLE
31700
0
0
HILL ROM HLDGS INC COM
Stock
431475102
0
5
SH
DFND
1
0
5
0
HILTON WORLDWIDE HLDGS INC COM
Stock
43300A104
2
70
SH
DFND
1
0
70
0
HOLLYFRONTIER CORP COM
Stock
436106108
0
15
SH
DFND
1
0
15
0
HOME DEPOT INC COM
Stock
437076102
6
50
SH
DFND
2
0
50
0
HOME DEPOT INC COM
Stock
437076102
27
210
SH
DFND
1
0
210
0
HOME DEPOT INC COM
Stock
437076102
1168
9074
SH
SOLE
9074
0
0
HONDA MOTOR LTD AMERN SHS
ADR
438128308
14
480
SH
SOLE
1
480
0
0
HONEYWELL INTL INC COM
Stock
438516106
7
61
SH
DFND
2
0
61
0
HONEYWELL INTL INC COM
Stock
438516106
20
170
SH
DFND
1
0
170
0
HOSPITALITY PPTYS TR COM SH BEN INT
REIT
44106M102
3
90
SH
DFND
1
0
90
0
HSBC HLDGS PLC SPON ADR NEW
ADR
404280406
40
1075
SH
SOLE
1
1075
0
0
HUNTINGTON BANCSHARES INC COM
Stock
446150104
6
573
SH
SOLE
573
0
0
HUNTINGTON INGALLS INDS INC COM
Stock
446413106
4
25
SH
SOLE
25
0
0
HUNTSMAN CORP COM
Stock
447011107
1
40
SH
DFND
1
0
40
0
HYATT HOTELS CORP COM CL A
Stock
448579102
1
30
SH
DFND
1
0
30
0
IDEXX LABS INC COM
Stock
45168D104
6
50
SH
DFND
1
0
50
0
IHS MARKIT LTD SHS
Stock
G47567105
4
106
SH
DFND
1
0
106
0
II VI INC COM
Stock
902104108
19
767
SH
SOLE
767
0
0
INCYTE CORP COM
Stock
45337C102
2
25
SH
DFND
1
0
25
0
INDUSTRIAL SELECT SECTOR SPDR FUND
ETF
81369Y704
1416
24252
SH
SOLE
24252
0
0
ING GROEP N V SPONSORED ADR
ADR
456837103
13
1090
SH
SOLE
1
1090
0
0
INGREDION INC COM
Stock
457187102
4
30
SH
DFND
1
0
30
0
INTEL CORP COM
Stock
458140100
6
156
SH
DFND
2
0
156
0
INTEL CORP COM
Stock
458140100
31
825
SH
DFND
1
0
825
0
INTEL CORP COM
Stock
458140100
116
3075
SH
SOLE
3075
0
0
INTERACTIVE BROKERS GROUP INC COM
Stock
45841N107
3
80
SH
DFND
1
0
80
0
INTERCONTINENTAL HOTELS GROUP SPON ADR NW 2016
ADR
45857P608
2
48
SH
SOLE
1
48
0
0
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
22
140
SH
DFND
1
0
140
0
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
97
608
SH
SOLE
608
0
0
INTERNATIONAL GAME TECHNOLOGY SHS USD
Stock
G4863A108
2
80
SH
DFND
1
0
80
0
INVESCO LTD SHS
Stock
G491BT108
278
8885
SH
SOLE
8885
0
0
IONIS PHARMACEUTICALS INC COM
Stock
462222100
37
1000
SH
SOLE
1000
0
0
IPG PHOTONICS CORP COM
Stock
44980X109
1
10
SH
DFND
1
0
10
0
ISHARES 0-5 YEAR TIPS BOND ETF
ETF
46429B747
28
279
SH
SOLE
279
0
0
ISHARES 1-3 YEAR CREDIT BOND ETF
ETF
464288646
2337
22100
SH
SOLE
22100
0
0
ISHARES 1-3 YEAR TREASURY BOND ETF
ETF
464287457
359
4225
SH
SOLE
4225
0
0
ISHARES 20+ YEAR TREASURY BOND ETF
ETF
464287432
28
200
SH
SOLE
200
0
0
ISHARES 3-7 YEAR TREASURY BOND ETF
ETF
464288661
503
3975
SH
SOLE
3975
0
0
ISHARES 7-10 YEAR TREASURY BOND ETF
ETF
464287440
1308
11695
SH
SOLE
11695
0
0
ISHARES CORE HIGH DIVIDEND ETF
ETF
46429B663
3164
38925
SH
SOLE
38925
0
0
ISHARES CORE S&P 500 ETF
ETF
464287200
235
1080
SH
SOLE
1080
0
0
ISHARES CORE U.S. AGGREGATE BOND ETF
ETF
464287226
7932
70554
SH
SOLE
70553
0
0
ISHARES CORE US CREDIT BOND ETF
ETF
464288620
15
132
SH
SOLE
132
0
0
ISHARES CURRENCY HEDGED MSCI EAFE ETF
ETF
46434V803
0
0
SH
SOLE
0
0
0
ISHARES IBONDS SEP17 ETF
ETF
464289271
229
8376
SH
SOLE
8376
0
0
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF
ETF
464288513
1248
14305
SH
SOLE
14305
0
0
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
ETF
464287242
1659
13465
SH
SOLE
13465
0
0
ISHARES MBS ETF
ETF
464288588
179
1622
SH
SOLE
1622
0
0
ISHARES MSCI EAFE ETF
ETF
464287465
76
1280
SH
SOLE
1280
0
0
ISHARES MSCI EMERGING MARKETS ETF
ETF
464287234
32
850
SH
SOLE
850
0
0
ISHARES MSCI EUROZONE ETF
ETF
464286608
52
1500
SH
SOLE
1500
0
0
ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND
ETF
464287556
5793
20014
SH
SOLE
20014
0
0
ISHARES NORTH AMERICAN NATURAL RESOURCES ETF
ETF
464287374
8
245
SH
SOLE
245
0
0
ISHARES NORTH AMERICAN TECH-MULTIMEDIA NETWORKING ETF
ETF
464287531
20
500
SH
SOLE
500
0
0
ISHARES RUSSELL 1000 ETF
ETF
464287622
36
300
SH
SOLE
300
0
0
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
5
50
SH
SOLE
50
0
0
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
1102
10435
SH
SOLE
10435
0
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
256
2060
SH
SOLE
2060
0
0
ISHARES RUSSELL 2000 GROWTH ETF
ETF
464287648
17
115
SH
SOLE
115
0
0
ISHARES RUSSELL 2000 VALUE ETF
ETF
464287630
51
490
SH
SOLE
490
0
0
ISHARES RUSSELL 3000 ETF
ETF
464287689
63
491
SH
SOLE
491
0
0
ISHARES RUSSELL MID-CAP GROWTH ETF
ETF
464287481
49
500
SH
SOLE
500
0
0
ISHARES RUSSELL MID-CAP VALUE ETF
ETF
464287473
61
800
SH
SOLE
800
0
0
ISHARES S&P MID-CAP 400 GROWTH ETF
ETF
464287606
3187
18239
SH
SOLE
18239
0
0
ISHARES S&P MID-CAP 400 VALUE ETF
ETF
464287705
81
610
SH
SOLE
610
0
0
ISHARES S&P MIDCAP FUND
ETF
464287507
124
800
SH
SOLE
800
0
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
724
8450
SH
SOLE
8450
0
0
ISHARES SHORT TREASURY BOND ETF
ETF
464288679
320
2895
SH
SOLE
2895
0
0
ISHARES TR CALIF MUN BD ETF
ETF
464288356
780
6463
SH
SOLE
6463
0
0
ISHARES TR IBONDS MAR18 ETF
ETF
46432FAW7
109
4241
SH
SOLE
4240
0
0
ISHARES TR IBONDS SEP18 ETF
ETF
46429B580
128
5000
SH
SOLE
5000
0
0
ISHARES TR NATIONAL MUN ETF
ETF
464288414
629
5575
SH
SOLE
5575
0
0
ISHARES U.S. FINANCIALS ETF
ETF
464287788
20
220
SH
SOLE
220
0
0
ISHARES U.S. INDUSTRIALS ETF
ETF
464287754
30
260
SH
SOLE
260
0
0
ISHARES U.S. PREFERRED STOCK ETF
ETF
464288687
2017
51051
SH
SOLE
51051
0
0
ISHARES U.S. REAL ESTATE ETF
ETF
464287739
247
3065
SH
SOLE
3065
0
0
ISHARES U.S. TECHNOLOGY ETF
ETF
464287721
3
25
SH
SOLE
25
0
0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD
ADR
465562106
9
825
SH
SOLE
1
825
0
0
ITC HLDGS CORP COM
Stock
465685105
1
20
SH
DFND
1
0
20
0
ITUS CORP COM NEW
Stock
45069V203
0
80
SH
SOLE
80
0
0
JAMES HARDIE INDS PLC SPONSORED ADR
ADR
47030M106
2
100
SH
SOLE
1
100
0
0
JD COM INC SPON ADR CL A
ADR
47215P106
16
600
SH
SOLE
600
0
0
JOHNSON & JOHNSON COM
Stock
478160104
52
440
SH
DFND
1
0
440
0
JOHNSON & JOHNSON COM
Stock
478160104
628
5312
SH
SOLE
5312
0
0
JPMORGAN ALERIAN MLP INDEX ETN
ETF
46625H365
299
9500
SH
SOLE
9500
0
0
JPMORGAN CHASE & CO COM
Stock
46625H100
40
600
SH
DFND
1
0
600
0
JPMORGAN CHASE & CO COM
Stock
46625H100
81
1222
SH
SOLE
1222
0
0
KAR AUCTION SVCS INC COM
Stock
48238T109
1
20
SH
DFND
1
0
20
0
KB FINANCIAL GROUP INC SPONSORED ADR
ADR
48241A105
3
100
SH
SOLE
1
100
0
0
KBR INC COM
Stock
48242W106
2
140
SH
DFND
1
0
140
0
KENNAMETAL INC COM
Stock
489170100
4
150
SH
DFND
1
0
150
0
KEYCORP NEW COM
Stock
493267108
213
17535
SH
SOLE
17535
0
0
KEYCORP NEW PFD 7.75% SR A
Convertible Preferred
493267405
41
300
SH
SOLE
300
0
0
KILROY RLTY CORP COM
REIT
49427F108
1
20
SH
DFND
1
0
20
0
KIMBERLY CLARK CORP COM
Stock
494368103
221
1750
SH
SOLE
1750
0
0
KINDER MORGAN INC DEL COM
Stock
49456B101
5
200
SH
SOLE
200
0
0
KINDER MORGAN INC DEL COM
Stock
49456B101
5
213
SH
DFND
2
0
213
0
KINROSS GOLD CORP COM NO PAR
Stock
496902404
1
290
SH
SOLE
1
290
0
0
KIRBY CORP COM
Stock
497266106
3
50
SH
DFND
1
0
50
0
KONINKLIJKE PHILIPS N V NY REG SH NEW
ADR
500472303
6
218
SH
SOLE
1
218
0
0
KOREA ELECTRIC PWR SPONSORED ADR
ADR
500631106
2
90
SH
SOLE
1
90
0
0
KOSMOS ENERGY LTD SHS
Stock
G5315B107
1
230
SH
DFND
1
0
230
0
KRAFT HEINZ CO COM
Stock
500754106
16
180
SH
DFND
1
0
180
0
KRAFT HEINZ CO COM
Stock
500754106
125
1392
SH
SOLE
1391
0
0
KYOCERA CORP ADR
ADR
501556203
4
80
SH
SOLE
1
80
0
0
LANDSTAR SYS INC COM
Stock
515098101
1
20
SH
DFND
1
0
20
0
LAREDO PETROLEUM INC COM
Stock
516806106
1
80
SH
DFND
1
0
80
0
LAS VEGAS SANDS CORP COM
Stock
517834107
58
1000
SH
SOLE
1000
0
0
LATAM AIRLS GROUP S A SPONSORED ADR
ADR
51817R106
1
70
SH
SOLE
1
70
0
0
LEAR CORP COM NEW
Stock
521865204
5
40
SH
DFND
1
0
40
0
LEIDOS HLDGS INC COM
Stock
525327102
0
5
SH
DFND
1
0
5
0
LENNAR CORP CL B
Stock
526057302
2
45
SH
DFND
1
0
45
0
LENNOX INTL INC COM
Stock
526107107
2
10
SH
DFND
1
0
10
0
LIBERTY GLOBAL PLC SHS CL C
Stock
G5480U120
1
40
SH
DFND
1
0
40
0
LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM
Stock
531229607
1
20
SH
DFND
1
0
20
0
LIBERTY PPTY TR SH BEN INT
REIT
531172104
4
100
SH
DFND
1
0
100
0
LILLY ELI & CO COM
Stock
532457108
6
70
SH
DFND
2
0
70
0
LILLY ELI & CO COM
Stock
532457108
12
150
SH
DFND
1
0
150
0
LILLY ELI & CO COM
Stock
532457108
21
260
SH
SOLE
260
0
0
LINKEDIN CORP COM CL A
Stock
53578A108
3
15
SH
DFND
1
0
15
0
LLOYDS BANKING GROUP PLC SPONSORED ADR
ADR
539439109
4
1525
SH
SOLE
1
1525
0
0
LOCKHEED MARTIN CORP COM
Stock
539830109
7
28
SH
DFND
2
0
28
0
LOCKHEED MARTIN CORP COM
Stock
539830109
1475
6153
SH
SOLE
6153
0
0
LOWES COS INC COM
Stock
548661107
4
49
SH
DFND
2
0
49
0
LOWES COS INC COM
Stock
548661107
17
230
SH
DFND
1
0
230
0
LOWES COS INC COM
Stock
548661107
166
2300
SH
SOLE
2300
0
0
LULULEMON ATHLETICA INC COM
Stock
550021109
2
40
SH
DFND
1
0
40
0
MAGNA INTL INC COM
Stock
559222401
7
155
SH
SOLE
1
155
0
0
MANITOWOC INC COM
Stock
563571108
14
3000
SH
SOLE
3000
0
0
MANPOWERGROUP INC COM
Stock
56418H100
4
55
SH
DFND
1
0
55
0
MANULIFE FINL CORP COM
Stock
56501R106
8
555
SH
SOLE
1
555
0
0
MARATHON OIL CORP COM
Stock
565849106
3
218
SH
DFND
2
0
218
0
MARVELL TECHNOLOGY GROUP LTD ORD
Stock
G5876H105
4
320
SH
DFND
1
0
320
0
MASTERCARD INCORPORATED CL A
Stock
57636Q104
13
130
SH
DFND
1
0
130
0
MASTERCARD INCORPORATED CL A
Stock
57636Q104
25
251
SH
SOLE
250
0
0
MATERIALS SELECT SECTOR SPDR FUND
ETF
81369Y100
201
4212
SH
SOLE
4212
0
0
MAXIM INTEGRATED PRODS INC COM
Stock
57772K101
1
15
SH
DFND
1
0
15
0
MCDONALDS CORP COM
Stock
580135101
18
155
SH
DFND
1
0
155
0
MCDONALDS CORP COM
Stock
580135101
102
884
SH
SOLE
884
0
0
MCKESSON CORP COM
Stock
58155Q103
12
70
SH
DFND
1
0
70
0
MDU RES GROUP INC COM
Stock
552690109
6
220
SH
DFND
1
0
220
0
MEDTRONIC PLC SHS
Stock
G5960L103
7
86
SH
DFND
2
0
86
0
MEDTRONIC PLC SHS
Stock
G5960L103
35
410
SH
DFND
1
0
410
0
MERCK & CO INC COM
Stock
58933Y105
6
98
SH
DFND
2
0
98
0
MERCK & CO INC COM
Stock
58933Y105
33
530
SH
DFND
1
0
530
0
METLIFE INC COM
Stock
59156R108
14
320
SH
DFND
1
0
320
0
METTLER TOLEDO INTERNATIONAL COM
Stock
592688105
8
20
SH
DFND
1
0
20
0
MFA FINL INC COM
REIT
55272X102
1
100
SH
DFND
1
0
100
0
MGM RESORTS INTERNATIONAL COM
Stock
552953101
4
160
SH
DFND
1
0
160
0
MICHAEL KORS HLDGS LTD SHS
Stock
G60754101
19
399
SH
SOLE
399
0
0
MICROSOFT CORP COM
Stock
594918104
10
181
SH
DFND
2
0
181
0
MICROSOFT CORP COM
Stock
594918104
65
1130
SH
DFND
1
0
1130
0
MICROSOFT CORP COM
Stock
594918104
3109
53970
SH
SOLE
53970
0
0
MIDDLEBY CORP COM
Stock
596278101
2
20
SH
DFND
1
0
20
0
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR
ADR
606822104
19
3835
SH
SOLE
1
3835
0
0
MIZUHO FINL GROUP INC SPONSORED ADR
ADR
60687Y109
11
3235
SH
SOLE
1
3235
0
0
MOBILEYE N V AMSTELVEEN ORD SHS
Stock
N51488117
927
21775
SH
SOLE
21775
0
0
MONDELEZ INTL INC CL A
Stock
609207105
6
143
SH
DFND
2
0
143
0
MONDELEZ INTL INC CL A
Stock
609207105
11
240
SH
DFND
1
0
240
0
MONDELEZ INTL INC CL A
Stock
609207105
308
7012
SH
SOLE
7012
0
0
MONSANTO CO NEW COM
Stock
61166W101
9
85
SH
DFND
1
0
85
0
MORGAN STANLEY COM NEW
Stock
617446448
13
395
SH
DFND
1
0
395
0
MOSAIC CO NEW COM
Stock
61945C103
3
119
SH
DFND
2
0
119
0
MSCI INC COM
Stock
55354G100
2
20
SH
DFND
1
0
20
0
MURPHY USA INC COM
Stock
626755102
1
20
SH
DFND
1
0
20
0
MYERS INDS INC COM
Stock
628464109
130
10000
SH
SOLE
10000
0
0
NABORS INDUSTRIES LTD SHS
Stock
G6359F103
2
125
SH
DFND
1
0
125
0
NATIONAL GRID PLC SPON ADR NEW
ADR
636274300
14
200
SH
SOLE
1
200
0
0
NATIONAL RETAIL PPTYS INC COM
REIT
637417106
5
90
SH
DFND
1
0
90
0
NCR CORP NEW COM
Stock
62886E108
4
125
SH
DFND
1
0
125
0
NETFLIX INC COM
Stock
64110L106
6
60
SH
DFND
1
0
60
0
NETFLIX INC COM
Stock
64110L106
7
70
SH
SOLE
70
0
0
NEW MEDIA INVT GROUP INC COM
Stock
64704V106
973
62791
SH
SOLE
62791
0
0
NEW RESIDENTIAL INVT CORP COM NEW
REIT
64828T201
1849
133917
SH
SOLE
133917
0
0
NEW SR INVT GROUP INC COM
REIT
648691103
302
26141
SH
SOLE
26141
0
0
NEWCASTLE INVT CORP NEW COM PAR $0.01
REIT
65105M603
413
91165
SH
SOLE
91165
0
0
NEWMARKET CORP COM
Stock
651587107
5
11
SH
DFND
2
0
11
0
NEXTERA ENERGY INC COM
Stock
65339F101
5
41
SH
DFND
2
0
41
0
NEXTERA ENERGY INC COM
Stock
65339F101
17
140
SH
DFND
1
0
140
0
NEXTERA ENERGY INC COM
Stock
65339F101
49
400
SH
SOLE
400
0
0
NIKE INC CL B
Stock
654106103
16
305
SH
DFND
1
0
305
0
NIKE INC CL B
Stock
654106103
284
5400
SH
SOLE
5400
0
0
NIPPON TELEG & TEL CORP SPONSORED ADR
ADR
654624105
16
350
SH
SOLE
1
350
0
0
NOKIA CORP SPONSORED ADR
ADR
654902204
8
1385
SH
SOLE
1
1385
0
0
NOMURA HLDGS INC SPONSORED ADR
ADR
65535H208
5
1220
SH
SOLE
1
1220
0
0
NORDSON CORP COM
Stock
655663102
3
30
SH
DFND
1
0
30
0
NORFOLK SOUTHERN CORP COM
Stock
655844108
8
79
SH
DFND
2
0
79
0
NORTHROP GRUMMAN CORP COM
Stock
666807102
9
40
SH
DFND
1
0
40
0
NORTHROP GRUMMAN CORP COM
Stock
666807102
43
200
SH
SOLE
200
0
0
NORTHSTAR RLTY FIN CORP COM
REIT
66704R803
0
35
SH
DFND
1
0
35
0
NOVARTIS A G SPONSORED ADR
ADR
66987V109
56
705
SH
SOLE
1
705
0
0
NOVO-NORDISK A S ADR
ADR
670100205
19
455
SH
SOLE
1
455
0
0
NOW INC COM
Stock
67011P100
1
60
SH
DFND
1
0
60
0
NTT DOCOMO INC SPONS ADR
ADR
62942M201
7
275
SH
SOLE
1
275
0
0
NU SKIN ENTERPRISES INC CL A
Stock
67018T105
1
20
SH
DFND
1
0
20
0
NUVEEN AMT FREE QLTY MUN INCME COM
CEF
670657105
17
1152
SH
SOLE
1152
0
0
NUVEEN ENHANCED MUN CREDIT OPP COM SH BEN INT
CEF
67070X101
5
330
SH
SOLE
330
0
0
NUVEEN MUN VALUE FD INC COM
CEF
670928100
5
500
SH
SOLE
500
0
0
NUVEEN NY AMT FREE MUN INCOME COM
CEF
670656107
20
1400
SH
SOLE
1400
0
0
NUVEEN OHIO QUALITY INCOME MUN COM
CEF
670980101
16
1000
SH
SOLE
1000
0
0
NUVEEN PFD INCOME OPPRTNY FD COM
CEF
67073B106
8
793
SH
SOLE
793
0
0
NUVEEN PREFERRED SECURITIES IN COM
CEF
67072C105
11
1155
SH
SOLE
1155
0
0
NUVEEN QUALITY MUNCP INCOME FD COM
CEF
67066V101
8
510
SH
SOLE
510
0
0
NXP SEMICONDUCTORS N V COM
Stock
N6596X109
4
40
SH
DFND
1
0
40
0
O REILLY AUTOMOTIVE INC NEW COM
Stock
67103H107
112
400
SH
SOLE
400
0
0
OCCIDENTAL PETE CORP DEL COM
Stock
674599105
12
160
SH
DFND
1
0
160
0
ODYSSEY MARINE EXPLORATION INC COM NEW
Stock
676118201
0
105
SH
SOLE
105
0
0
OGE ENERGY CORP COM
Stock
670837103
3
80
SH
DFND
1
0
80
0
OMEGA HEALTHCARE INVS INC COM
REIT
681936100
5
152
SH
SOLE
152
0
0
ORACLE CORP COM
Stock
68389X105
21
540
SH
DFND
1
0
540
0
ORANGE SPONSORED ADR
ADR
684060106
11
705
SH
SOLE
1
705
0
0
ORIX CORP SPONSORED ADR
ADR
686330101
5
65
SH
SOLE
1
65
0
0
OSHKOSH CORP COM
Stock
688239201
0
5
SH
DFND
1
0
5
0
PACKAGING CORP AMER COM
Stock
695156109
7
80
SH
DFND
1
0
80
0
PALO ALTO NETWORKS INC COM
Stock
697435105
453
2845
SH
SOLE
2845
0
0
PANERA BREAD CO CL A
Stock
69840W108
2
10
SH
DFND
1
0
10
0
PARAMOUNT GROUP INC COM
REIT
69924R108
1
50
SH
DFND
1
0
50
0
PATTERSON UTI ENERGY INC COM
Stock
703481101
1
50
SH
DFND
1
0
50
0
PAYCHEX INC COM
Stock
704326107
4
71
SH
DFND
2
0
71
0
PDL BIOPHARMA INC COM
Stock
69329Y104
1
300
SH
SOLE
300
0
0
PEMBINA PIPELINE CORP COM
Stock
706327103
2
80
SH
SOLE
1
80
0
0
PENNEY J C INC COM
Stock
708160106
2
185
SH
DFND
1
0
185
0
PENSKE AUTOMOTIVE GRP INC COM
Stock
70959W103
1
15
SH
DFND
1
0
15
0
PEPSICO INC COM
Stock
713448108
28
260
SH
DFND
1
0
260
0
PEPSICO INC COM
Stock
713448108
653
6000
SH
SOLE
5999
0
0
PETROCHINA CO LTD SPONSORED ADR
ADR
71646E100
2
30
SH
SOLE
1
30
0
0
PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG
ADR
71654V101
5
590
SH
SOLE
1
590
0
0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
ADR
71654V408
4
470
SH
SOLE
1
470
0
0
PFIZER INC COM
Stock
717081103
6
168
SH
DFND
2
0
168
0
PFIZER INC COM
Stock
717081103
43
1270
SH
DFND
1
0
1270
0
PFIZER INC COM
Stock
717081103
606
17879
SH
SOLE
17879
0
0
PHILIP MORRIS INTL INC COM
Stock
718172109
23
240
SH
DFND
1
0
240
0
PHILIP MORRIS INTL INC COM
Stock
718172109
547
5629
SH
SOLE
5629
0
0
PHILLIPS 66 COM
Stock
718546104
8
105
SH
DFND
1
0
105
0
PHILLIPS 66 COM
Stock
718546104
125
1550
SH
SOLE
1550
0
0
PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND
ETF
72201R783
808
8120
SH
SOLE
8120
0
0
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
ETF
72201R833
1582
15604
SH
SOLE
15604
0
0
PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND
ETF
72201R775
1951
18069
SH
SOLE
18069
0
0
PINNACLE FOODS INC DEL COM
Stock
72348P104
4
85
SH
DFND
1
0
85
0
PIONEER NAT RES CO COM
Stock
723787107
717
3860
SH
SOLE
3860
0
0
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN
MLP
726503105
3
100
SH
SOLE
100
0
0
PLATFORM SPECIALTY PRODS CORP COM
Stock
72766Q105
1
70
SH
DFND
1
0
70
0
PNC FINL SVCS GROUP INC COM
Stock
693475105
10
115
SH
DFND
1
0
115
0
POLARIS INDS INC COM
Stock
731068102
0
5
SH
DFND
1
0
5
0
POLYONE CORP COM
Stock
73179P106
27
808
SH
SOLE
808
0
0
POSCO SPONSORED ADR
ADR
693483109
4
80
SH
SOLE
1
80
0
0
POST PPTYS INC COM
REIT
737464107
2
30
SH
DFND
1
0
30
0
POTASH CORP SASK INC COM
Stock
73755L107
3
195
SH
SOLE
1
195
0
0
POWERSHARES QQQ TRUST, SERIES 1
ETF
73935A104
22
185
SH
SOLE
185
0
0
POWERSHARES SENIOR LOAN PORTFOLIO
ETF
73936Q769
576
24800
SH
SOLE
24800
0
0
POWERSHARES VARIABLE RATE PREFERRED PORTFOLIO
ETF
73937B597
106
4140
SH
SOLE
4140
0
0
POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO
ETF
73935X500
1
200
SH
SOLE
200
0
0
PPG INDS INC COM
Stock
693506107
42
410
SH
SOLE
410
0
0
PRICE T ROWE GROUP INC COM
Stock
74144T108
25
370
SH
SOLE
370
0
0
PRICELINE GRP INC COM NEW
Stock
741503403
15
10
SH
DFND
1
0
10
0
PRICELINE GRP INC COM NEW
Stock
741503403
1942
1320
SH
SOLE
1320
0
0
PROCTER AND GAMBLE CO COM
Stock
742718109
36
405
SH
DFND
1
0
405
0
PROCTER AND GAMBLE CO COM
Stock
742718109
162
1811
SH
SOLE
1810
0
0
PROGRESSIVE CORP OHIO COM
Stock
743315103
189
6010
SH
SOLE
6010
0
0
PROSHARES ULTRAPRO SHORT QQQ
ETF
74348A418
21
1590
SH
SOLE
1590
0
0
PRUDENTIAL FINL INC COM
Stock
744320102
16
190
SH
DFND
1
0
190
0
PRUDENTIAL PLC ADR
ADR
74435K204
14
390
SH
SOLE
1
390
0
0
PUTNAM MASTER INTER INCOME TR SH BEN INT
CEF
746909100
9
2000
SH
SOLE
2000
0
0
QEP RES INC COM
Stock
74733V100
2
110
SH
DFND
1
0
110
0
QIAGEN NV REG SHS
Stock
N72482107
1
30
SH
SOLE
1
30
0
0
QUALCOMM INC COM
Stock
747525103
18
260
SH
DFND
1
0
260
0
QUINTILES IMS HOLDINGS INC COM
Stock
74876Y101
3
40
SH
DFND
1
0
40
0
RACKSPACE HOSTING INC COM
Stock
750086100
1
20
SH
DFND
1
0
20
0
RANDGOLD RES LTD ADR
ADR
752344309
2
20
SH
SOLE
1
20
0
0
RAYTHEON CO COM NEW
Stock
755111507
2254
16555
SH
SOLE
16555
0
0
REAL ESTATE SELECT SECTOR SPDR FUND
ETF
81369Y860
652
19889
SH
SOLE
19889
0
0
REALTY INCOME CORP COM
REIT
756109104
20
300
SH
SOLE
300
0
0
REGAL BELOIT CORP COM
Stock
758750103
0
5
SH
DFND
1
0
5
0
REGENCY CTRS CORP COM
REIT
758849103
4
50
SH
DFND
1
0
50
0
REGENERON PHARMACEUTICALS COM
Stock
75886F107
6
15
SH
DFND
1
0
15
0
RELIANCE STEEL & ALUMINUM CO COM
Stock
759509102
36
500
SH
SOLE
500
0
0
RELX NV SPONSORED ADR
ADR
75955B102
4
210
SH
SOLE
1
210
0
0
RELX PLC SPONSORED ADR
ADR
759530108
6
290
SH
SOLE
1
290
0
0
RESTAURANT BRANDS INTL INC COM
Stock
76131D103
3
60
SH
SOLE
1
60
0
0
REYNOLDS AMERICAN INC COM
Stock
761713106
3
69
SH
DFND
2
0
69
0
REYNOLDS AMERICAN INC COM
Stock
761713106
7
150
SH
DFND
1
0
150
0
RICE ENERGY INC COM
Stock
762760106
2
80
SH
DFND
1
0
80
0
RIO TINTO PLC SPONSORED ADR
ADR
767204100
11
335
SH
SOLE
1
335
0
0
RITE AID CORP COM
Stock
767754104
1
90
SH
DFND
1
0
90
0
RITE AID CORP COM
Stock
767754104
26
3400
SH
SOLE
3400
0
0
ROCKWELL COLLINS INC COM
Stock
774341101
30
350
SH
SOLE
350
0
0
ROGERS COMMUNICATIONS INC CL B
Stock
775109200
4
100
SH
SOLE
1
100
0
0
ROLLINS INC COM
Stock
775711104
2
60
SH
DFND
1
0
60
0
ROYAL BK CDA MONTREAL QUE COM
Stock
780087102
24
395
SH
SOLE
1
395
0
0
ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD
ADR
780097689
3
625
SH
SOLE
1
625
0
0
ROYAL CARIBBEAN CRUISES LTD COM
Stock
V7780T103
16
211
SH
SOLE
210
0
0
ROYAL DUTCH SHELL PLC SPON ADR B
ADR
780259107
26
485
SH
SOLE
1
485
0
0
ROYAL DUTCH SHELL PLC SPONS ADR A
ADR
780259206
27
545
SH
SOLE
1
545
0
0
ROYAL GOLD INC COM
Stock
780287108
1
10
SH
DFND
1
0
10
0
RPC INC COM
Stock
749660106
3
170
SH
DFND
1
0
170
0
RPM INTL INC COM
Stock
749685103
6
110
SH
DFND
1
0
110
0
RPM INTL INC COM
Stock
749685103
236
4400
SH
SOLE
4400
0
0
RYANAIR HLDGS PLC SPONSORED ADR NE
ADR
783513203
2
25
SH
SOLE
1
25
0
0
SALESFORCE COM INC COM
Stock
79466L302
4
50
SH
SOLE
50
0
0
SALESFORCE COM INC COM
Stock
79466L302
9
120
SH
DFND
1
0
120
0
SANOFI SPONSORED ADR
ADR
80105N105
22
575
SH
SOLE
1
575
0
0
SANTANDER CONSUMER USA HDG INC COM
Stock
80283M101
0
40
SH
DFND
1
0
40
0
SAP SE SPON ADR
ADR
803054204
23
255
SH
SOLE
1
255
0
0
SBA COMMUNICATIONS CORP COM
Stock
78388J106
1
10
SH
DFND
1
0
10
0
SCHLUMBERGER LTD COM
Stock
806857108
22
285
SH
DFND
1
0
285
0
SCHLUMBERGER LTD COM
Stock
806857108
55
700
SH
SOLE
700
0
0
SCHWAB CHARLES CORP NEW COM
Stock
808513105
13
400
SH
DFND
1
0
400
0
SCHWAB FUNDAMENTAL U.S. SMALL COMPANY INDEX ETF
ETF
808524763
3
100
SH
SOLE
100
0
0
SCHWAB U.S. LARGE-CAP ETF
ETF
808524201
52
1000
SH
SOLE
1000
0
0
SCHWAB U.S. LARGE-CAP GROWTH ETF
ETF
808524300
17
300
SH
SOLE
300
0
0
SCHWAB U.S. LARGE-CAP VALUE ETF
ETF
808524409
81
1774
SH
SOLE
1774
0
0
SCHWAB U.S. SMALL-CAP ETF
ETF
808524607
12
200
SH
SOLE
200
0
0
SCHWAB US AGGREGATE BOND ETF
ETF
808524839
54
1000
SH
SOLE
1000
0
0
SCHWAB US DIVIDEND EQUITY ETF
ETF
808524797
47
1100
SH
SOLE
1100
0
0
SEARS HLDGS CORP COM
Stock
812350106
0
35
SH
DFND
1
0
35
0
SEATTLE GENETICS INC COM
Stock
812578102
2
40
SH
DFND
1
0
40
0
SEI INVESTMENTS CO COM
Stock
784117103
0
10
SH
DFND
1
0
10
0
SENIOR HSG PPTYS TR SH BEN INT
REIT
81721M109
5
200
SH
DFND
1
0
200
0
SENSATA TECHNOLOGIES HLDG NV SHS
Stock
N7902X106
4
95
SH
DFND
1
0
95
0
SERVICE CORP INTL COM
Stock
817565104
3
110
SH
DFND
1
0
110
0
SERVICENOW INC COM
Stock
81762P102
1
10
SH
DFND
1
0
10
0
SHAW COMMUNICATIONS INC CL B CONV
Stock
82028K200
1
60
SH
SOLE
1
60
0
0
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD
ADR
824596100
4
115
SH
SOLE
1
115
0
0
SHIRE PLC SPONSORED ADR
ADR
82481R106
16
80
SH
SOLE
1
80
0
0
SHIRE PLC SPONSORED ADR
ADR
82481R106
18
91
SH
SOLE
91
0
0
SILVER WHEATON CORP COM
Stock
828336107
2
90
SH
SOLE
1
90
0
0
SIMON PPTY GROUP INC NEW COM
REIT
828806109
18
87
SH
SOLE
87
0
0
SIMON PPTY GROUP INC NEW COM
REIT
828806109
24
115
SH
DFND
1
0
115
0
SIX FLAGS ENTMT CORP NEW COM
Stock
83001A102
1
25
SH
DFND
1
0
25
0
SKECHERS U S A INC CL A
Stock
830566105
2
90
SH
DFND
1
0
90
0
SMITH & NEPHEW PLC SPDN ADR NEW
ADR
83175M205
3
105
SH
SOLE
1
105
0
0
SMITH A O COM
Stock
831865209
1
15
SH
DFND
1
0
15
0
SMUCKER J M CO COM NEW
Stock
832696405
1305
9629
SH
SOLE
9629
0
0
SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B
ADR
833635105
1
30
SH
SOLE
1
30
0
0
SONY CORP ADR NEW
ADR
835699307
12
350
SH
SOLE
1
350
0
0
SOUTHERN CO COM
Stock
842587107
13
250
SH
DFND
1
0
250
0
SOUTHERN CO COM
Stock
842587107
123
2400
SH
SOLE
2400
0
0
SOUTHERN COPPER CORP COM
Stock
84265V105
1
20
SH
DFND
1
0
20
0
SPDR BARCLAYS CONVERTIBLE SECURITIES ETF
ETF
78464A359
2856
61615
SH
SOLE
61614
0
0
SPDR BARCLAYS HIGH YIELD BOND ETF
ETF
78464A417
467
12725
SH
SOLE
12725
0
0
SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF
ETF
78464A474
186
6050
SH
SOLE
6050
0
0
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF
ETF
78467V848
1541
30700
SH
SOLE
30700
0
0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF
ETF
78467X109
594
3250
SH
SOLE
3250
0
0
SPDR GOLD SHARES
ETF
78463V107
40
320
SH
SOLE
320
0
0
SPDR NUVEEN S&P HIGH YIELD MUNICIPAL BOND ETF
ETF
78464A284
178
3000
SH
SOLE
3000
0
0
SPDR S&P 400 MID CAP VALUE ETF
ETF
78464A839
17
200
SH
SOLE
200
0
0
SPDR S&P 500 ETF
ETF
78462F103
5396
24947
SH
SOLE
24946
0
0
SPDR S&P BANK ETF
ETF
78464A797
768
23000
SH
SOLE
23000
0
0
SPDR S&P METALS AND MINING ETF
ETF
78464A755
700
26400
SH
SOLE
26400
0
0
SPDR S&P SOFTWARE & SERVICES ETF
ETF
78464A599
3
50
SH
SOLE
50
0
0
SPLUNK INC COM
Stock
848637104
3
50
SH
DFND
1
0
50
0
SPLUNK INC COM
Stock
848637104
920
15685
SH
SOLE
15685
0
0
SPRINT CORP COM SER 1
Stock
85207U105
1
160
SH
DFND
1
0
160
0
SPX CORP COM
Stock
784635104
4
180
SH
DFND
1
0
180
0
STARBUCKS CORP COM
Stock
855244109
16
290
SH
DFND
1
0
290
0
STARBUCKS CORP COM
Stock
855244109
663
12240
SH
SOLE
12240
0
0
STATOIL ASA SPONSORED ADR
ADR
85771P102
6
340
SH
SOLE
1
340
0
0
STEEL DYNAMICS INC COM
Stock
858119100
2
80
SH
DFND
1
0
80
0
STMICROELECTRONICS N V NY REGISTRY
ADR
861012102
2
190
SH
SOLE
1
190
0
0
SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR
ADR
86562M209
13
1920
SH
SOLE
1
1920
0
0
SUN LIFE FINL INC COM
Stock
866796105
5
140
SH
SOLE
1
140
0
0
SUNCOR ENERGY INC NEW COM
Stock
867224107
11
410
SH
SOLE
1
410
0
0
SUNESIS PHARMACEUTICALS INC COM PAR
Stock
867328700
0
35
SH
SOLE
35
0
0
SUNPOWER CORP COM
Stock
867652406
4
500
SH
SOLE
500
0
0
SVB FINL GROUP COM
Stock
78486Q101
3
25
SH
DFND
1
0
25
0
SYNERGY PHARMACEUTICALS DEL COM NEW
Stock
871639308
7
1250
SH
SOLE
1250
0
0
SYNGENTA AG SPONSORED ADR
ADR
87160A100
8
95
SH
SOLE
1
95
0
0
SYNOPSYS INC COM
Stock
871607107
2
40
SH
DFND
1
0
40
0
SYSCO CORP COM
Stock
871829107
382
7800
SH
SOLE
7800
0
0
T MOBILE US INC COM
Stock
872590104
9
200
SH
SOLE
200
0
0
TABLEAU SOFTWARE INC CL A
Stock
87336U105
1
15
SH
DFND
1
0
15
0
TABLEAU SOFTWARE INC CL A
Stock
87336U105
209
3785
SH
SOLE
3785
0
0
TAHOE RES INC COM
Stock
873868103
2
190
SH
DFND
1
0
190
0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
ADR
874039100
29
940
SH
SOLE
1
940
0
0
TARGA RES CORP COM
Stock
87612G101
3
65
SH
DFND
1
0
65
0
TARGET CORP COM
Stock
87612E106
6
90
SH
DFND
1
0
90
0
TARGET CORP COM
Stock
87612E106
30
432
SH
SOLE
431
0
0
TCF FINL CORP COM
Stock
872275102
1
50
SH
DFND
1
0
50
0
TD AMERITRADE HLDG CORP COM
Stock
87236Y108
0
10
SH
DFND
1
0
10
0
TECHNOLOGY SELECT SECTOR SPDR FUND
ETF
81369Y803
2346
49107
SH
SOLE
49107
0
0
TECK RESOURCES LTD CL B
Stock
878742204
3
170
SH
SOLE
1
170
0
0
TEEKAY CORPORATION COM
Stock
Y8564W103
1
110
SH
DFND
1
0
110
0
TEEKAY TANKERS LTD CL A
Stock
Y8565N102
1
400
SH
SOLE
400
0
0
TELECOM ITALIA S P A NEW SPON ADR ORD
ADR
87927Y102
1
105
SH
SOLE
1
105
0
0
TELECOM ITALIA S P A NEW SPON ADR SVGS
ADR
87927Y201
1
155
SH
SOLE
1
155
0
0
TELEFLEX INC COM
Stock
879369106
4
25
SH
DFND
1
0
25
0
TELEFONICA S A SPONSORED ADR
ADR
879382208
14
1420
SH
SOLE
1
1420
0
0
TEMPUR SEALY INTL INC COM
Stock
88023U101
1
20
SH
DFND
1
0
20
0
TENARIS S A SPONSORED ADR
ADR
88031M109
1
30
SH
SOLE
1
30
0
0
TEREX CORP NEW COM
Stock
880779103
13
500
SH
SOLE
500
0
0
TESLA MTRS INC COM
Stock
88160R101
36
176
SH
SOLE
176
0
0
TEXAS INSTRS INC COM
Stock
882508104
31
440
SH
DFND
1
0
440
0
TEXAS INSTRS INC COM
Stock
882508104
59
846
SH
SOLE
846
0
0
THERMO FISHER SCIENTIFIC INC COM
Stock
883556102
7
44
SH
DFND
2
0
44
0
THERMO FISHER SCIENTIFIC INC COM
Stock
883556102
17
110
SH
DFND
1
0
110
0
THOMSON REUTERS CORP COM
Stock
884903105
2
50
SH
SOLE
1
50
0
0
THOR INDS INC COM
Stock
885160101
2
20
SH
DFND
1
0
20
0
TIME WARNER INC COM NEW
Stock
887317303
16
200
SH
DFND
1
0
200
0
TJX COS INC NEW COM
Stock
872540109
14
190
SH
DFND
1
0
190
0
TOLL BROTHERS INC COM
Stock
889478103
5
175
SH
DFND
1
0
175
0
TORONTO DOMINION BK ONT COM NEW
Stock
891160509
21
480
SH
SOLE
1
480
0
0
TORONTO DOMINION BK ONT COM NEW
Stock
891160509
44
1000
SH
SOLE
1000
0
0
TOTAL S A SPONSORED ADR
ADR
89151E109
5
105
SH
DFND
2
0
105
0
TOTAL S A SPONSORED ADR
ADR
89151E109
31
640
SH
SOLE
1
640
0
0
TOYOTA MOTOR CORP SP ADR REP2COM
ADR
892331307
44
380
SH
SOLE
1
380
0
0
TRANSCANADA CORP COM
Stock
89353D107
8
160
SH
SOLE
1
160
0
0
TRAVELERS COMPANIES INC COM
Stock
89417E109
16
140
SH
DFND
1
0
140
0
TRAVELERS COMPANIES INC COM
Stock
89417E109
790
6893
SH
SOLE
6893
0
0
TRIBUNE MEDIA CO CL A
Stock
896047503
1
20
SH
DFND
1
0
20
0
TRINITY INDS INC COM
Stock
896522109
0
15
SH
DFND
1
0
15
0
TRUPANION INC COM
Stock
898202106
7
400
SH
SOLE
400
0
0
TWITTER INC COM
Stock
90184L102
0
10
SH
SOLE
10
0
0
TWO HBRS INVT CORP COM
REIT
90187B101
2
180
SH
DFND
1
0
180
0
U S G CORP COM NEW
Stock
903293405
2
80
SH
DFND
1
0
80
0
U S SILICA HLDGS INC COM
Stock
90346E103
19
400
SH
SOLE
400
0
0
UBS GROUP AG SHS
Stock
H42097107
15
1080
SH
SOLE
1
1080
0
0
UGI CORP NEW COM
Stock
902681105
2
50
SH
DFND
1
0
50
0
ULTIMATE SOFTWARE GROUP INC COM
Stock
90385D107
1
5
SH
DFND
1
0
5
0
ULTRAPAR PARTICIPACOES S A SP ADR REP COM
ADR
90400P101
2
105
SH
SOLE
1
105
0
0
UNDER ARMOUR INC CL A
Stock
904311107
4
100
SH
SOLE
100
0
0
UNDER ARMOUR INC CL C
Stock
904311206
3
100
SH
SOLE
100
0
0
UNILEVER N V N Y SHS NEW
ADR
904784709
21
445
SH
SOLE
1
445
0
0
UNILEVER PLC SPON ADR NEW
ADR
904767704
16
330
SH
SOLE
1
330
0
0
UNION PAC CORP COM
Stock
907818108
5
56
SH
DFND
2
0
56
0
UNION PAC CORP COM
Stock
907818108
22
230
SH
DFND
1
0
230
0
UNITED PARCEL SERVICE INC CL B
Stock
911312106
19
175
SH
DFND
1
0
175
0
UNITED PARCEL SERVICE INC CL B
Stock
911312106
33
300
SH
SOLE
300
0
0
UNITED STATES STL CORP NEW COM
Stock
912909108
1
60
SH
DFND
1
0
60
0
UNITED TECHNOLOGIES CORP COM
Stock
913017109
19
190
SH
DFND
1
0
190
0
UNITED TECHNOLOGIES CORP COM
Stock
913017109
74
726
SH
SOLE
726
0
0
UNITEDHEALTH GROUP INC COM
Stock
91324P102
30
215
SH
DFND
1
0
215
0
UNITEDHEALTH GROUP INC COM
Stock
91324P102
63
450
SH
SOLE
450
0
0
US BANCORP DEL COM NEW
Stock
902973304
11
260
SH
DFND
1
0
260
0
UTILITIES SELECT SECTOR SPDR FUND
ETF
81369Y886
923
18837
SH
SOLE
18837
0
0
VALE S A ADR
ADR
91912E105
3
560
SH
SOLE
1
560
0
0
VALE S A ADR REPSTG PFD
ADR
91912E204
3
620
SH
SOLE
1
620
0
0
VALEANT PHARMACEUTICALS INTL I COM
Stock
91911K102
2
70
SH
SOLE
1
70
0
0
VALIDUS HOLDINGS LTD COM SHS
Stock
G9319H102
0
10
SH
DFND
1
0
10
0
VALMONT INDS INC COM
Stock
920253101
1
10
SH
DFND
1
0
10
0
VANECK VECTORS STEEL ETF
ETF
92189F205
6
200
SH
SOLE
200
0
0
VANGUARD DIVIDEND APPRECIATION ETF
ETF
921908844
92
1093
SH
SOLE
1093
0
0
VANGUARD DIVIDEND APPRECIATION ETF
ETF
921908844
171
2041
SH
DFND
2
0
2040
0
VANGUARD ENERGY INDEX FUND
ETF
92204A306
15
150
SH
SOLE
150
0
0
VANGUARD FTSE ALL-WORLD EX US INDEX FUND
ETF
922042775
18
406
SH
SOLE
406
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
ETF
921943858
1079
28832
SH
SOLE
28832
0
0
VANGUARD FTSE EMERGING MARKETS ETF
ETF
922042858
351
9324
SH
SOLE
9324
0
0
VANGUARD FTSE EUROPE ETF
ETF
922042874
36
733
SH
SOLE
733
0
0
VANGUARD INDUSTRIALS INDEX FUND
ETF
92204A603
11
100
SH
SOLE
100
0
0
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
ETF
92206C870
3684
41122
SH
SOLE
41122
0
0
VANGUARD MID-CAP INDEX FUND
ETF
922908629
255
1971
SH
SOLE
1971
0
0
VANGUARD REIT ETF
ETF
922908553
2071
23872
SH
SOLE
23872
0
0
VANGUARD TOTAL INTERNATIONAL STOCK ETF
ETF
921909768
1
30
SH
SOLE
30
0
0
VANGUARD TOTAL STK MKT
ETF
922908769
1349
12121
SH
SOLE
12120
0
0
VANGUARD VALUE INDEX FUND
ETF
922908744
452
5200
SH
SOLE
5200
0
0
VCA INC COM
Stock
918194101
4
60
SH
DFND
1
0
60
0
VECTOR GROUP LTD COM
Stock
92240M108
12
551
SH
SOLE
551
0
0
VEEVA SYS INC CL A COM
Stock
922475108
2
60
SH
DFND
1
0
60
0
VERIFONE SYS INC COM
Stock
92342Y109
5
300
SH
SOLE
300
0
0
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
10
199
SH
DFND
2
0
199
0
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
33
640
SH
DFND
1
0
640
0
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
352
6764
SH
SOLE
6764
0
0
VERTEX PHARMACEUTICALS INC COM
Stock
92532F100
35
400
SH
SOLE
400
0
0
VIAVI SOLUTIONS INC COM
Stock
925550105
1
150
SH
DFND
1
0
150
0
VISA INC COM CL A
Stock
92826C839
5
61
SH
DFND
2
0
61
0
VISA INC COM CL A
Stock
92826C839
29
350
SH
DFND
1
0
350
0
VISA INC COM CL A
Stock
92826C839
3192
38600
SH
SOLE
38600
0
0
VIVUS INC COM
Stock
928551100
0
400
SH
SOLE
400
0
0
VMWARE INC CL A COM
Stock
928563402
1
20
SH
DFND
1
0
20
0
VODAFONE GROUP PLC NEW SPNSR ADR
ADR
92857W308
19
635
SH
SOLE
1
635
0
0
VTTI ENERGY PARTNERS LP COM UNIT RP LT
MLP
Y9384M101
6
300
SH
SOLE
300
0
0
WABASH NATL CORP COM
Stock
929566107
4
300
SH
SOLE
300
0
0
WABTEC CORP COM
Stock
929740108
2
30
SH
DFND
1
0
30
0
WALGREENS BOOTS ALLIANCE INC COM
Stock
931427108
13
160
SH
DFND
1
0
160
0
WALGREENS BOOTS ALLIANCE INC COM
Stock
931427108
266
3300
SH
SOLE
3300
0
0
WAL-MART STORES INC COM
Stock
931142103
19
260
SH
DFND
1
0
260
0
WAL-MART STORES INC COM
Stock
931142103
78
1089
SH
SOLE
1088
0
0
WASTE CONNECTIONS INC COM
Stock
94106B101
1
20
SH
DFND
1
0
20
0
WEC ENERGY GROUP INC COM
Stock
92939U106
24
408
SH
SOLE
408
0
0
WELLS FARGO & CO NEW COM
Stock
949746101
6
137
SH
DFND
2
0
137
0
WELLS FARGO & CO NEW COM
Stock
949746101
27
600
SH
DFND
1
0
600
0
WELLS FARGO & CO NEW COM
Stock
949746101
160
3618
SH
SOLE
3618
0
0
WELLTOWER INC COM
REIT
95040Q104
47
625
SH
SOLE
624
0
0
WESTERN ALLIANCE BANCORP COM
Stock
957638109
184
4900
SH
SOLE
4900
0
0
WESTLAKE CHEM CORP COM
Stock
960413102
1
10
SH
DFND
1
0
10
0
WESTPAC BKG CORP SPONSORED ADR
ADR
961214301
21
910
SH
SOLE
1
910
0
0
WEYERHAEUSER CO COM
REIT
962166104
27
858
SH
SOLE
858
0
0
WHITEWAVE FOODS CO COM
Stock
966244105
5
90
SH
DFND
1
0
90
0
WHITING PETE CORP NEW COM
Stock
966387102
2
280
SH
DFND
1
0
280
0
WILLIAMS SONOMA INC COM
Stock
969904101
3
50
SH
DFND
1
0
50
0
WISDOMTREE GERMANY HEDGED EQUITY FUND
ETF
97717W448
462
17625
SH
SOLE
17625
0
0
WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND
ETF
97717X594
12
450
SH
SOLE
450
0
0
WORKDAY INC CL A
Stock
98138H101
4
40
SH
DFND
1
0
40
0
WORKDAY INC CL A
Stock
98138H101
37
400
SH
SOLE
400
0
0
WORLD FUEL SVCS CORP COM
Stock
981475106
1
20
SH
DFND
1
0
20
0
WPP PLC NEW ADR
ADR
92937A102
8
70
SH
SOLE
1
70
0
0
WPX ENERGY INC COM
Stock
98212B103
3
200
SH
DFND
1
0
200
0
YAMANA GOLD INC COM
Stock
98462Y100
1
230
SH
SOLE
1
230
0
0
YANDEX N V SHS CLASS A
Stock
N97284108
0
15
SH
DFND
1
0
15
0
ZELTIQ AESTHETICS INC COM
Stock
98933Q108
20
500
SH
SOLE
500
0
0
ZILLOW GROUP INC CL A
Stock
98954M101
1
20
SH
DFND
1
0
20
0