0001569655-16-000006.txt : 20160426
0001569655-16-000006.hdr.sgml : 20160426
20160426171332
ACCESSION NUMBER: 0001569655-16-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160426
DATE AS OF CHANGE: 20160426
EFFECTIVENESS DATE: 20160426
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Winfield Associates, Inc.
CENTRAL INDEX KEY: 0001569655
IRS NUMBER: 311566830
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16105
FILM NUMBER: 161592691
BUSINESS ADDRESS:
STREET 1: 700 WEST ST. CLAIR
STREET 2: SUITE #404
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216.241.2575
MAIL ADDRESS:
STREET 1: 700 WEST ST. CLAIR
STREET 2: SUITE #404
CITY: CLEVELAND
STATE: OH
ZIP: 44113
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569655
XXXXXXXX
03-31-2016
03-31-2016
Winfield Associates, Inc.
700 WEST ST. CLAIR
SUITE #404
CLEVELAND
OH
44113
13F HOLDINGS REPORT
028-16105
N
Christopher W. Baker
CFO
2162412575
Christopher W. Baker
Cleveland
OH
04-26-2016
1
808
147449
false
1
0000886982
028-04981
GOLDMAN SACHS GROUP INC
INFORMATION TABLE
2
Winfield13F2016Q1.xml
WINFIELD13F2016Q1
3-D SYS CORP DEL COM NEW
Stock
88554D205
2
150
SH
DFND
1
0
150
0
3M CO COM
Stock
88579Y101
15
90
SH
DFND
1
0
90
0
3M CO COM
Stock
88579Y101
1350
8100
SH
SOLE
8100
0
0
AARONS INC COM PAR $0.50
Stock
002535300
1
20
SH
DFND
1
0
20
0
ABB LTD SPONSORED ADR
ADR
000375204
10
520
SH
SOLE
520
0
0
ABBOTT LABS COM
Stock
002824100
19
450
SH
DFND
1
0
450
0
ABBOTT LABS COM
Stock
002824100
71
1704
SH
SOLE
1703
0
0
ABBVIE INC COM
Stock
00287Y109
19
330
SH
DFND
1
0
330
0
ABBVIE INC COM
Stock
00287Y109
97
1699
SH
SOLE
1699
0
0
ACADIA HEALTHCARE COMPANY INC COM
Stock
00404A109
1
20
SH
DFND
1
0
20
0
ACCENTURE PLC IRELAND SHS CLASS A
Stock
G1151C101
21
180
SH
DFND
1
0
180
0
ACCENTURE PLC IRELAND SHS CLASS A
Stock
G1151C101
23
200
SH
SOLE
200
0
0
ACUITY BRANDS INC COM
Stock
00508Y102
2
10
SH
DFND
1
0
10
0
ADOBE SYS INC COM
Stock
00724F101
5
50
SH
DFND
1
0
50
0
AEGON N V NY REGISTRY SH
ADR
007924103
2
320
SH
SOLE
320
0
0
AERCAP HOLDINGS NV SHS
Stock
N00985106
3
70
SH
DFND
1
0
70
0
AETNA INC NEW COM
Stock
00817Y108
12
110
SH
DFND
1
0
110
0
AGCO CORP COM
Stock
001084102
0
10
SH
DFND
1
0
10
0
AGIOS PHARMACEUTICALS INC COM
Stock
00847X104
0
10
SH
DFND
1
0
10
0
AGNICO EAGLE MINES LTD COM
Stock
008474108
2
50
SH
SOLE
50
0
0
AGRIUM INC COM
Stock
008916108
3
30
SH
SOLE
30
0
0
AIR PRODS & CHEMS INC COM
Stock
009158106
657
4561
SH
SOLE
4561
0
0
AKORN INC COM
Stock
009728106
1
60
SH
DFND
1
0
60
0
ALASKA AIR GROUP INC COM
Stock
011659109
2
20
SH
DFND
1
0
20
0
ALBEMARLE CORP COM
Stock
012653101
3
40
SH
DFND
1
0
40
0
ALCATEL-LUCENT SPONSORED ADR
ADR
013904305
0
6
SH
SOLE
6
0
0
ALCOA INC COM
Stock
013817101
18
1895
SH
SOLE
1895
0
0
ALERE INC COM
Stock
01449J105
1
20
SH
DFND
1
0
20
0
ALEXANDRIA REAL ESTATE EQ INC COM
REIT
015271109
1
10
SH
DFND
1
0
10
0
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR
01609W102
47
600
SH
SOLE
600
0
0
ALIGN TECHNOLOGY INC COM
Stock
016255101
1
10
SH
DFND
1
0
10
0
ALKERMES PLC SHS
Stock
G01767105
1
40
SH
DFND
1
0
40
0
ALLEGHENY TECHNOLOGIES INC COM
Stock
01741R102
2
120
SH
DFND
1
0
120
0
ALLERGAN PLC SHS
Stock
G0177J108
19
70
SH
DFND
1
0
70
0
ALLIANCEBERNSTEIN INCOME FUND COM
CEF
01881E101
4
541
SH
SOLE
541
0
0
ALLIANT ENERGY CORP COM
Stock
018802108
4
50
SH
DFND
1
0
50
0
ALLY FINL INC COM
Stock
02005N100
3
140
SH
DFND
1
0
140
0
ALPHABET INC CAP STK CL A
Stock
02079K305
38
50
SH
DFND
1
0
50
0
ALPHABET INC CAP STK CL A
Stock
02079K305
2057
2696
SH
SOLE
2696
0
0
ALPHABET INC CAP STK CL C
Stock
02079K107
37
50
SH
DFND
1
0
50
0
ALPHABET INC CAP STK CL C
Stock
02079K107
4056
5445
SH
SOLE
5445
0
0
ALTRIA GROUP INC COM
Stock
02209S103
24
390
SH
DFND
1
0
390
0
ALTRIA GROUP INC COM
Stock
02209S103
805
12847
SH
SOLE
12847
0
0
AMAZON.COM INC
Stock
023135106
18
30
SH
DFND
1
0
30
0
AMAZON.COM INC
Stock
023135106
4338
7307
SH
SOLE
7307
0
0
AMBEV SA SPONSORED ADR
ADR
02319V103
6
1070
SH
SOLE
1070
0
0
AMDOCS LTD SHS
Stock
G02602103
1
20
SH
DFND
1
0
20
0
AMERICA MOVIL SAB DE CV SPON ADR L SHS
ADR
02364W105
7
430
SH
SOLE
430
0
0
AMERICAN CAPITAL AGENCY CORP COM
REIT
02503X105
0
20
SH
DFND
1
0
20
0
AMERICAN ELEC PWR INC COM
Stock
025537101
12
180
SH
DFND
1
0
180
0
AMERICAN EXPRESS CO COM
Stock
025816109
2
30
SH
DFND
1
0
30
0
AMERICAN EXPRESS CO COM
Stock
025816109
25
400
SH
SOLE
400
0
0
AMERICAN TOWER CORP NEW COM
REIT
03027X100
642
6275
SH
SOLE
6275
0
0
AMERICAN WTR WKS CO INC NEW COM
Stock
030420103
2
30
SH
DFND
1
0
30
0
AMGEN INC COM
Stock
031162100
27
180
SH
DFND
1
0
180
0
AMGEN INC COM
Stock
031162100
30
200
SH
SOLE
200
0
0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR
ADR
03524A108
251
2010
SH
SOLE
2010
0
0
ANNALY CAP MGMT INC COM
REIT
035710409
1
70
SH
DFND
1
0
70
0
ANNALY CAP MGMT INC COM
REIT
035710409
6
618
SH
SOLE
618
0
0
ANTHEM INC COM
Stock
036752103
368
2650
SH
SOLE
2650
0
0
APOLLO GLOBAL MGMT LLC CL A SHS
MLP
037612306
6
350
SH
SOLE
350
0
0
APPLE INC
Stock
037833100
96
880
SH
DFND
1
0
880
0
APPLE INC
Stock
037833100
5883
53976
SH
SOLE
53976
0
0
APTARGROUP INC COM
Stock
038336103
1
10
SH
DFND
1
0
10
0
AQUA AMERICA INC COM
Stock
03836W103
1
30
SH
DFND
1
0
30
0
ARAMARK COM
Stock
03852U106
1
20
SH
DFND
1
0
20
0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH
ADR
03938L104
2
340
SH
SOLE
340
0
0
ARM HLDGS PLC SPONSORED ADR
ADR
042068106
5
120
SH
SOLE
120
0
0
ARMSTRONG WORLD INDS INC NEW COM
Stock
04247X102
3
60
SH
DFND
1
0
60
0
ARROW ELECTRS INC COM
Stock
042735100
1
20
SH
DFND
1
0
20
0
ASHLAND INC NEW COM
Stock
044209104
1
10
SH
DFND
1
0
10
0
ASML HOLDING N V NYREGISTRY SHS
ADR
N07059210
11
110
SH
SOLE
110
0
0
ASPEN INSURANCE HOLDINGS LTD SHS
Stock
G05384105
2
40
SH
DFND
1
0
40
0
ASSOCIATED BANC CORP COM
Stock
045487105
1
80
SH
DFND
1
0
80
0
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
19
660
SH
SOLE
660
0
0
AT&T INC COM
Stock
00206R102
38
980
SH
DFND
1
0
980
0
AT&T INC COM
Stock
00206R102
658
16787
SH
SOLE
16787
0
0
ATHERSYS INC COM
Stock
04744L106
117
51950
SH
SOLE
51950
0
0
AUTOLIV INC COM
Stock
052800109
1
10
SH
DFND
1
0
10
0
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
13
140
SH
DFND
1
0
140
0
AVNET INC COM
Stock
053807103
1
20
SH
DFND
1
0
20
0
AVON PRODS INC COM
Stock
054303102
2
430
SH
DFND
1
0
430
0
BABCOCK & WILCOX ENTERPRIS INC COM
Stock
05614L100
2
80
SH
DFND
1
0
80
0
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR
ADR
05946K101
11
1630
SH
SOLE
1630
0
0
BANCO BRADESCO S A SP ADR PFD NEW
ADR
059460303
5
630
SH
SOLE
630
0
0
BANCO SANTANDER SA ADR
ADR
05964H105
17
3840
SH
SOLE
3840
0
0
BANK AMER CORP COM
Stock
060505104
11
830
SH
DFND
1
0
830
0
BANK AMER CORP COM
Stock
060505104
3
200
SH
SOLE
200
0
0
BANK MONTREAL QUE COM
Stock
063671101
8
140
SH
SOLE
140
0
0
BANK N S HALIFAX COM
Stock
064149107
16
320
SH
SOLE
320
0
0
BANK NEW YORK MELLON CORP COM
Stock
064058100
16
440
SH
DFND
1
0
440
0
BANK NEW YORK MELLON CORP COM
Stock
064058100
2
45
SH
SOLE
45
0
0
BARCLAYS PLC ADR
ADR
06738E204
9
1060
SH
SOLE
1060
0
0
BARRICK GOLD CORP COM
Stock
067901108
4
290
SH
SOLE
290
0
0
BAXALTA INC COM
Stock
07177M103
25
616
SH
SOLE
616
0
0
BAXTER INTL INC COM
Stock
071813109
25
616
SH
SOLE
616
0
0
BCE INC COM NEW
Stock
05534B760
10
210
SH
SOLE
210
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
51
360
SH
DFND
1
0
360
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
962
6777
SH
SOLE
6777
0
0
BHP BILLITON LTD SPONSORED ADR
ADR
088606108
11
440
SH
SOLE
440
0
0
BHP BILLITON PLC SPONSORED ADR
ADR
05545E209
7
310
SH
SOLE
310
0
0
BIOGEN IDEC INC
Stock
09062X103
5
20
SH
DFND
1
0
20
0
BIOGEN IDEC INC
Stock
09062X103
104
400
SH
SOLE
400
0
0
BLACKBERRY LTD COM
Stock
09228F103
7
820
SH
SOLE
820
0
0
BLACKROCK CORE BD TR SHS BEN INT
CEF
09249E101
67
5000
SH
SOLE
5000
0
0
BLACKROCK INC COM
Stock
09247X101
7
20
SH
DFND
1
0
20
0
BLUE BUFFALO PET PRODS INC COM
Stock
09531U102
1
30
SH
DFND
1
0
30
0
BLUEBIRD BIO INC COM
Stock
09609G100
0
10
SH
DFND
1
0
10
0
BLUEBIRD BIO INC COM
Stock
09609G100
148
3485
SH
SOLE
3485
0
0
BOEING CO COM
Stock
097023105
15
120
SH
DFND
1
0
120
0
BOEING CO COM
Stock
097023105
347
2733
SH
SOLE
2733
0
0
BOOZ ALLEN HAMILTON HLDG CORP CL A
Stock
099502106
1
20
SH
DFND
1
0
20
0
BP PLC SPONSORED ADR
ADR
055622104
24
810
SH
SOLE
810
0
0
BRANDYWINE RLTY TR SH BEN INT NEW
REIT
105368203
0
30
SH
DFND
1
0
30
0
BRF SA SPONSORED ADR
ADR
10552T107
2
140
SH
SOLE
140
0
0
BRINKER INTL INC COM
Stock
109641100
2
50
SH
DFND
1
0
50
0
BRISTOL MYERS SQUIBB CO COM
Stock
110122108
9
140
SH
DFND
1
0
140
0
BRISTOL MYERS SQUIBB CO COM
Stock
110122108
32
500
SH
SOLE
500
0
0
BRITISH AMERN TOB PLC SPONSORED ADR
ADR
110448107
28
240
SH
SOLE
240
0
0
BROADCOM LTD SHS
Stock
Y09827109
9
60
SH
DFND
1
0
60
0
BROCADE COMMUNICATIONS SYS INC COM NEW
Stock
111621306
1
110
SH
DFND
1
0
110
0
BROOKDALE SR LIVING INC COM
Stock
112463104
0
30
SH
DFND
1
0
30
0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH
Stock
112585104
8
230
SH
SOLE
230
0
0
BRUKER CORP COM
Stock
116794108
2
80
SH
DFND
1
0
80
0
BT GROUP PLC ADR
ADR
05577E101
14
440
SH
SOLE
440
0
0
CALIFORNIA RES CORP COM
Stock
13057Q107
0
14
SH
DFND
1
0
14
0
CALIFORNIA RES CORP COM
Stock
13057Q107
0
53
SH
SOLE
53
0
0
CAMECO CORP COM
Stock
13321L108
1
50
SH
SOLE
50
0
0
CANADIAN NAT RES LTD COM
Stock
136385101
9
340
SH
SOLE
340
0
0
CANADIAN NATL RY CO COM
Stock
136375102
13
210
SH
SOLE
210
0
0
CANADIAN PAC RY LTD COM
Stock
13645T100
5
40
SH
SOLE
40
0
0
CANON INC SPONSORED ADR
ADR
138006309
9
290
SH
SOLE
290
0
0
CAPITAL ONE FINL CORP COM
Stock
14040H105
12
170
SH
DFND
1
0
170
0
CARDINAL HEALTH INC
Stock
14149Y108
25
300
SH
SOLE
300
0
0
CARLISLE COS INC COM
Stock
142339100
1
10
SH
DFND
1
0
10
0
CARNIVAL PLC ADR
ADR
14365C103
4
80
SH
SOLE
80
0
0
CARTER INC COM
Stock
146229109
1
10
SH
DFND
1
0
10
0
CATERPILLAR INC DEL COM
Stock
149123101
12
160
SH
DFND
1
0
160
0
CAVIUM INC COM
Stock
14964U108
820
13400
SH
SOLE
13400
0
0
CBL & ASSOC PPTYS INC COM
REIT
124830100
2
170
SH
DFND
1
0
170
0
CDK GLOBAL INC COM
Stock
12508E101
1
30
SH
DFND
1
0
30
0
CDN IMPERIAL BK COMM TORONTO O COM
Stock
136069101
7
100
SH
SOLE
100
0
0
CEDAR FAIR L P DEPOSITRY UNIT
MLP
150185106
1925
32380
SH
SOLE
32380
0
0
CELANESE CORP DEL COM SER A
Stock
150870103
2
30
SH
DFND
1
0
30
0
CELGENE CORP COM
Stock
151020104
6
60
SH
DFND
1
0
60
0
CEMEX SAB DE CV SPON ADR NEW
ADR
151290889
3
430
SH
SOLE
430
0
0
CENOVUS ENERGY INC COM
Stock
15135U109
3
220
SH
SOLE
220
0
0
CENTENE CORP DEL COM
Stock
15135B101
2
36
SH
DFND
1
0
36
0
CHENIERE ENERGY INC COM NEW
Stock
16411R208
1
20
SH
DFND
1
0
20
0
CHEVRON CORP NEW COM
Stock
166764100
34
360
SH
DFND
1
0
360
0
CHEVRON CORP NEW COM
Stock
166764100
71
740
SH
SOLE
740
0
0
CHIMERA INVT CORP COM NEW
REIT
16934Q208
1
70
SH
DFND
1
0
70
0
CHINA LIFE INS CO LTD SPON ADR REP H
ADR
16939P106
5
400
SH
SOLE
400
0
0
CHINA MOBILE LIMITED SPONSORED ADR
ADR
16941M109
16
290
SH
SOLE
290
0
0
CHINA PETE & CHEM CORP SPON ADR H SHS
ADR
16941R108
4
60
SH
SOLE
60
0
0
CHOICE HOTELS INTL INC COM
Stock
169905106
2
30
SH
DFND
1
0
30
0
CHUNGHWA TELECOM CO LTD SPON ADR NEW11
ADR
17133Q502
1
20
SH
SOLE
20
0
0
CIGNA CORPORATION COM
Stock
125509109
11
80
SH
DFND
1
0
80
0
CINEMARK HOLDINGS INC COM
Stock
17243V102
0
10
SH
DFND
1
0
10
0
CISCO SYS INC COM
Stock
17275R102
22
790
SH
DFND
1
0
790
0
CITIGROUP INC COM NEW
Stock
172967424
23
560
SH
DFND
1
0
560
0
CITIGROUP INC COM NEW
Stock
172967424
2
40
SH
SOLE
40
0
0
CITRIX SYS INC COM
Stock
177376100
12
150
SH
SOLE
150
0
0
CLEAN HARBORS INC COM
Stock
184496107
1
20
SH
DFND
1
0
20
0
CLEVELAND BIOLABS INC COM NEW
Stock
185860202
1
500
SH
SOLE
500
0
0
CLIFFS NAT RES INC COM
Stock
18683K101
2
700
SH
SOLE
700
0
0
CNA FINL CORP COM
Stock
126117100
1
40
SH
DFND
1
0
40
0
CNOOC LTD SPONSORED ADR
ADR
126132109
5
40
SH
SOLE
40
0
0
COCA COLA CO COM
Stock
191216100
29
620
SH
DFND
1
0
620
0
COCA COLA CO COM
Stock
191216100
115
2477
SH
SOLE
2477
0
0
COGNEX CORP COM
Stock
192422103
0
10
SH
DFND
1
0
10
0
COGNIZANT TECHNOLOGY SOLUTIONS CL A
Stock
192446102
4
60
SH
DFND
1
0
60
0
COHEN & STEERS LTD DUR PFD INC COM
CEF
19248C105
389
16950
SH
SOLE
16950
0
0
COHEN & STEERS QUALITY RLTY FD COM
CEF
19247L106
25
2000
SH
SOLE
2000
0
0
COLGATE PALMOLIVE CO COM
Stock
194162103
13
190
SH
DFND
1
0
190
0
COLGATE PALMOLIVE CO COM
Stock
194162103
21
300
SH
SOLE
300
0
0
COMCAST CORP NEW CL A
Stock
20030N101
24
400
SH
DFND
1
0
400
0
COMCAST CORP NEW CL A
Stock
20030N101
32
521
SH
SOLE
521
0
0
COMMSCOPE HLDG CO INC COM
Stock
20337X109
1
30
SH
DFND
1
0
30
0
COMPASS MINERALS INTL INC COM
Stock
20451N101
2
30
SH
DFND
1
0
30
0
CONOCOPHILLIPS COM
Stock
20825C104
17
410
SH
DFND
1
0
410
0
CONOCOPHILLIPS COM
Stock
20825C104
265
6581
SH
SOLE
6580
0
0
CONSTELLATION BRANDS INC CL A
Stock
21036P108
366
2425
SH
SOLE
2425
0
0
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD
ETF
81369Y407
5721
72320
SH
SOLE
72320
0
0
CONSUMER STAPLES SELECT SECTOR SPDR FUND
ETF
81369Y308
2968
55945
SH
SOLE
55945
0
0
CONTINENTAL RESOURCES INC COM
Stock
212015101
1
30
SH
DFND
1
0
30
0
COOPER COS INC COM NEW
Stock
216648402
2
10
SH
DFND
1
0
10
0
COPA HOLDINGS SA CL A
Stock
P31076105
2
30
SH
DFND
1
0
30
0
CORE LABORATORIES N V COM
Stock
N22717107
1
10
SH
DFND
1
0
10
0
CORRECTIONS CORP AMER NEW COM NEW
REIT
22025Y407
1
20
SH
DFND
1
0
20
0
COSTCO WHOLESALE CORP
Stock
22160K105
11
70
SH
DFND
1
0
70
0
COSTCO WHOLESALE CORP
Stock
22160K105
4
25
SH
SOLE
25
0
0
COVANTA HLDG CORP COM
Stock
22282E102
1
70
SH
DFND
1
0
70
0
CPFL ENERGIA S A SPONSORED ADR
ADR
126153105
3
283
SH
SOLE
283
0
0
CRANE CO COM
Stock
224399105
3
60
SH
DFND
1
0
60
0
CREDICORP LTD COM
Stock
G2519Y108
1
10
SH
SOLE
10
0
0
CREDIT SUISSE GROUP SPONSORED ADR
ADR
225401108
7
470
SH
SOLE
470
0
0
CREE INC COM
Stock
225447101
1
40
SH
DFND
1
0
40
0
CRH PLC ADR
ADR
12626K203
7
250
SH
SOLE
250
0
0
CROWN CASTLE INTL CORP NEW COM
REIT
22822V101
1768
20444
SH
SOLE
20444
0
0
CROWN HLDGS INC COM
Stock
228368106
4
80
SH
DFND
1
0
80
0
CULLEN FROST BANKERS INC COM
Stock
229899109
2
40
SH
DFND
1
0
40
0
CUMMINS INC COM
Stock
231021106
46
416
SH
SOLE
416
0
0
CURRENCYSHARES SWISS FRANC TRUST
ETF
23129V109
40
400
SH
SOLE
400
0
0
CVS HEALTH CORP COM
Stock
126650100
20
190
SH
DFND
1
0
190
0
CVS HEALTH CORP COM
Stock
126650100
692
6674
SH
SOLE
6674
0
0
DANAHER CORP DEL COM
Stock
235851102
7
70
SH
DFND
1
0
70
0
DDR CORP COM
REIT
23317H102
3
160
SH
DFND
1
0
160
0
DEERE & CO COM
Stock
244199105
23
300
SH
SOLE
300
0
0
DELHAIZE GROUP SPONSORED ADR
ADR
29759W101
2
90
SH
SOLE
90
0
0
DELTA AIR LINES INC DEL COM NEW
Stock
247361702
7
150
SH
DFND
1
0
150
0
DENTSPLY SIRONA INC COM
Stock
24906P109
1
18
SH
DFND
1
0
18
0
DEUTSCHE BANK AG NAMEN AKT
Stock
D18190898
7
400
SH
SOLE
400
0
0
DEUTSCHE GLOBAL HIGH INCOME FD COM
CEF
25158V108
31
4000
SH
SOLE
4000
0
0
DIAGEO P L C SPON ADR NEW
ADR
25243Q205
34
311
SH
SOLE
310
0
0
DIAMONDBACK ENERGY INC COM
Stock
25278X109
2
30
SH
DFND
1
0
30
0
DICKS SPORTING GOODS INC COM
Stock
253393102
3
60
SH
DFND
1
0
60
0
DIGITAL RLTY TR INC COM
REIT
253868103
1
10
SH
DFND
1
0
10
0
DILLARDS INC CL A
Stock
254067101
3
30
SH
DFND
1
0
30
0
DIREXION DAILY SMALL CAP BEAR 3X SHARES
ETF
25490K521
11
250
SH
SOLE
250
0
0
DISNEY WALT CO COM DISNEY
Stock
254687106
11
110
SH
DFND
1
0
110
0
DISNEY WALT CO COM DISNEY
Stock
254687106
1366
13750
SH
SOLE
13750
0
0
DOLBY LABORATORIES INC COM
Stock
25659T107
2
50
SH
DFND
1
0
50
0
DOMINION RES INC VA NEW COM
Stock
25746U109
14
190
SH
DFND
1
0
190
0
DOMINION RES INC VA NEW COM
Stock
25746U109
43
566
SH
SOLE
566
0
0
DOMINOS PIZZA INC COM
Stock
25754A201
1
10
SH
DFND
1
0
10
0
DOMTAR CORP COM NEW
Stock
257559203
2
40
SH
DFND
1
0
40
0
DONNELLEY R R & SONS CO COM
Stock
257867101
1
60
SH
DFND
1
0
60
0
DOW CHEM CO COM
Stock
260543103
19
370
SH
DFND
1
0
370
0
DST SYS INC DEL COM
Stock
233326107
2
20
SH
DFND
1
0
20
0
DSW INC CL A
Stock
23334L102
1
20
SH
DFND
1
0
20
0
DU PONT E I DE NEMOURS & CO COM
Stock
263534109
16
250
SH
DFND
1
0
250
0
DU PONT E I DE NEMOURS & CO COM
Stock
263534109
39
608
SH
SOLE
608
0
0
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
15
180
SH
DFND
1
0
180
0
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
84
1039
SH
SOLE
1039
0
0
DUKE REALTY CORP COM NEW
REIT
264411505
4
160
SH
DFND
1
0
160
0
E M C CORP MASS COM
Stock
268648102
10
380
SH
DFND
1
0
380
0
EAGLE MATERIALS INC COM
Stock
26969P108
3
40
SH
DFND
1
0
40
0
EATON CORP PLC SHS
Stock
G29183103
453
7238
SH
SOLE
7238
0
0
ECOPETROL S A SPONSORED ADS
ADR
279158109
1
80
SH
SOLE
80
0
0
EDGEWELL PERS CARE CO COM
Stock
28035Q102
3
40
SH
DFND
1
0
40
0
EMBRAER S A SP ADR REP 4 COM
ADR
29082A107
1
30
SH
SOLE
30
0
0
EMERSON ELEC CO COM
Stock
291011104
73
1348
SH
SOLE
1348
0
0
EMPRESA NACIONAL DE ELCTRCIDAD SPONSORED ADR
ADR
29244T101
1
20
SH
SOLE
20
0
0
ENBRIDGE INC COM
Stock
29250N105
8
210
SH
SOLE
210
0
0
ENCANA CORP COM
Stock
292505104
1
240
SH
SOLE
240
0
0
ENERGEN CORP COM
Stock
29265N108
2
50
SH
DFND
1
0
50
0
ENERGIZER HLDGS INC NEW COM
Stock
29272W109
1
30
SH
DFND
1
0
30
0
ENERGY SELECT SECTOR SPDR
ETF
81369Y506
519
8388
SH
SOLE
8388
0
0
ENERPLUS CORP COM
Stock
292766102
1
265
SH
SOLE
265
0
0
ENERSIS AMERICAS S A SPONSORED ADR
ADR
29274F104
0
30
SH
SOLE
30
0
0
ENI S P A SPONSORED ADR
ADR
26874R108
10
340
SH
SOLE
340
0
0
ENTERPRISE PRODS PARTNERS L P COM
MLP
293792107
5
200
SH
SOLE
200
0
0
ENVISION HEALTHCARE HLDGS INC COM
Stock
29413U103
1
60
SH
DFND
1
0
60
0
EOG RES INC COM
Stock
26875P101
12
170
SH
DFND
1
0
170
0
EOG RES INC COM
Stock
26875P101
65
900
SH
SOLE
900
0
0
ERICSSON ADR B SEK 10
ADR
294821608
8
810
SH
SOLE
810
0
0
EXELIXIS INC COM
Stock
30161Q104
1
300
SH
SOLE
300
0
0
EXPRESS SCRIPTS INC
Stock
30219G108
5
70
SH
DFND
1
0
70
0
EXPRESS SCRIPTS INC
Stock
30219G108
55
800
SH
SOLE
800
0
0
EXTENDED STAY AMER INC SHS 1 COM 1 CL B
Stock
30224P200
1
90
SH
DFND
1
0
90
0
EXXON MOBIL CORP COM
Stock
30231G102
50
600
SH
DFND
1
0
600
0
EXXON MOBIL CORP COM
Stock
30231G102
583
6976
SH
SOLE
6976
0
0
FACEBOOK INC CL A
Stock
30303M102
40
350
SH
DFND
1
0
350
0
FACEBOOK INC CL A
Stock
30303M102
1519
13312
SH
SOLE
13312
0
0
FACTSET RESH SYS INC COM
Stock
303075105
3
20
SH
DFND
1
0
20
0
FASTENAL CO COM
Stock
311900104
54
1100
SH
SOLE
1100
0
0
FINANCIAL SELECT SECTOR SPDR FUND
ETF
81369Y605
3216
142940
SH
SOLE
142940
0
0
FIREEYE INC COM
Stock
31816Q101
0
20
SH
DFND
1
0
20
0
FIRST CAPITAL INC COM
Stock
31942S104
12
440
SH
SOLE
440
0
0
FIRST HORIZON NATL CORP COM
Stock
320517105
0
30
SH
DFND
1
0
30
0
FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUND
ETF
33735G107
53
2739
SH
SOLE
2739
0
0
FLEETCOR TECHNOLOGIES INC COM
Stock
339041105
1
10
SH
DFND
1
0
10
0
FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS
ADR
344419106
5
50
SH
SOLE
50
0
0
FOOT LOCKER INC COM
Stock
344849104
3
50
SH
DFND
1
0
50
0
FORD MTR CO DEL COM PAR $0.01
Stock
345370860
12
880
SH
DFND
1
0
880
0
FORTINET INC COM
Stock
34959E109
1
20
SH
DFND
1
0
20
0
FOSSIL GROUP INC COM
Stock
34988V106
0
10
SH
DFND
1
0
10
0
FOUNDATION MEDICINE INC COM
Stock
350465100
15
800
SH
SOLE
800
0
0
FRESENIUS MED CARE AG&CO KGAA SPONSORED ADR
ADR
358029106
4
100
SH
SOLE
100
0
0
GALLAGHER ARTHUR J & CO COM
Stock
363576109
0
10
SH
DFND
1
0
10
0
GATX CORP COM
Stock
361448103
3
60
SH
DFND
1
0
60
0
GENERAL DYNAMICS CORP COM
Stock
369550108
8
60
SH
DFND
1
0
60
0
GENERAL ELECTRIC CO COM
Stock
369604103
47
1490
SH
DFND
1
0
1490
0
GENERAL ELECTRIC CO COM
Stock
369604103
158
4955
SH
SOLE
4955
0
0
GENERAL GROWTH PPTYS INC NEW COM
REIT
370023103
19
623
SH
SOLE
623
0
0
GENERAL MLS INC COM
Stock
370334104
25
400
SH
SOLE
400
0
0
GENERAL MTRS CO COM
Stock
37045V100
6
180
SH
DFND
1
0
180
0
GENESEE & WYO INC CL A
Stock
371559105
1
20
SH
DFND
1
0
20
0
GENTEX CORP COM
Stock
371901109
1
70
SH
DFND
1
0
70
0
GILDAN ACTIVEWEAR INC COM
Stock
375916103
2
50
SH
SOLE
50
0
0
GILEAD SCIENCES INC COM
Stock
375558103
24
260
SH
DFND
1
0
260
0
GILEAD SCIENCES INC COM
Stock
375558103
800
8714
SH
SOLE
8714
0
0
GLAXOSMITHKLINE PLC SPONSORED ADR
ADR
37733W105
25
610
SH
SOLE
610
0
0
GLOBAL PMTS INC COM
Stock
37940X102
1
20
SH
DFND
1
0
20
0
GOLAR LNG LTD BERMUDA SHS
Stock
G9456A100
1
60
SH
DFND
1
0
60
0
GOLDCORP INC NEW COM
Stock
380956409
10
590
SH
SOLE
590
0
0
GOLDMAN SACHS GROUP INC COM
Stock
38141G104
1075
6845
SH
SOLE
6845
0
0
GOPRO INC CL A
Stock
38268T103
1
50
SH
DFND
1
0
50
0
GRACE W R & CO DEL NEW COM
Stock
38388F108
1
10
SH
DFND
1
0
10
0
GRACO INC COM
Stock
384109104
1
10
SH
DFND
1
0
10
0
GROUPE CGI INC CL A SUB VTG
Stock
39945C109
3
70
SH
SOLE
70
0
0
GROUPON INC COM CL A
Stock
399473107
1
140
SH
DFND
1
0
140
0
GRUPO TELEVISA SA SPON ADR REP ORD
ADR
40049J206
7
250
SH
SOLE
250
0
0
GSV CAP CORP COM
CEF
36191J101
1
100
SH
SOLE
100
0
0
GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF
ETF
18383M555
15
700
SH
SOLE
700
0
0
GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF
ETF
18383M548
16
700
SH
SOLE
700
0
0
HAIN CELESTIAL GROUP INC COM
Stock
405217100
1
30
SH
DFND
1
0
30
0
HALLIBURTON CO COM
Stock
406216101
146
4083
SH
SOLE
4083
0
0
HALYARD HEALTH INC COM
Stock
40650V100
1
37
SH
SOLE
37
0
0
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT
CEF
41013T105
60
4000
SH
SOLE
4000
0
0
HANSEN MEDICAL INC COM NEW
Stock
411307200
0
55
SH
SOLE
55
0
0
HARRIS CORP DEL COM
Stock
413875105
47
600
SH
SOLE
600
0
0
HD SUPPLY HLDGS INC COM
Stock
40416M105
4
120
SH
DFND
1
0
120
0
HEALTH CARE SELECT SECTOR SPDR FUND
ETF
81369Y209
1857
27396
SH
SOLE
27396
0
0
HERBALIFE LTD COM USD SHS
Stock
G4412G101
1
10
SH
DFND
1
0
10
0
HERITAGE COMMERCE CORP COM
Stock
426927109
24
2392
SH
SOLE
2392
0
0
HILTON WORLDWIDE HLDGS INC COM
Stock
43300A104
2
70
SH
DFND
1
0
70
0
HOLOGIC INC COM
Stock
436440101
4
110
SH
DFND
1
0
110
0
HOLOGIC INC COM
Stock
436440101
7
200
SH
SOLE
200
0
0
HOME DEPOT
Stock
437076102
25
190
SH
DFND
1
0
190
0
HOME DEPOT
Stock
437076102
1301
9749
SH
SOLE
9749
0
0
HONDA MOTOR LTD AMERN SHS
ADR
438128308
13
480
SH
SOLE
480
0
0
HONEYWELL INTL INC COM
Stock
438516106
16
140
SH
DFND
1
0
140
0
HOSPITALITY PROPERTIES TRUST
REIT
44106M102
2
90
SH
DFND
1
0
90
0
HSBC HLDGS PLC SPON ADR NEW
ADR
404280406
32
1030
SH
SOLE
1030
0
0
HUNTINGTON BANCSHARES INC COM
Stock
446150104
5
573
SH
SOLE
573
0
0
HUNTINGTON INGALLS INDS INC COM
Stock
446413106
3
25
SH
SOLE
25
0
0
HUNTSMAN CORP COM
Stock
447011107
1
40
SH
DFND
1
0
40
0
HYATT HOTELS CORP COM CL A
Stock
448579102
0
10
SH
DFND
1
0
10
0
IDEXX LABS INC COM
Stock
45168D104
1
10
SH
DFND
1
0
10
0
IHS INC CL A
Stock
451734107
4
30
SH
DFND
1
0
30
0
IMPERIAL OIL LTD COM NEW
Stock
453038408
2
50
SH
SOLE
50
0
0
INDUSTRIAL SELECT SECTOR SPDR FUND
ETF
81369Y704
1149
20722
SH
SOLE
20722
0
0
ING GROEP N V SPONSORED ADR
ADR
456837103
12
1020
SH
SOLE
1020
0
0
INGRAM MICRO INC CL A
Stock
457153104
0
10
SH
DFND
1
0
10
0
INGREDION INC COM
Stock
457187102
3
30
SH
DFND
1
0
30
0
INTEL CORP COM
Stock
458140100
27
840
SH
DFND
1
0
840
0
INTEL CORP COM
Stock
458140100
103
3175
SH
SOLE
3175
0
0
INTERACTIVE BROKERS GROUP INC COM
Stock
45841N107
3
80
SH
DFND
1
0
80
0
INTERCONTINENTAL HOTELS GROUP SPON ADR NEW2014
ADR
45857P509
3
70
SH
SOLE
70
0
0
INTERNATIONAL GAME TECHNOLOGY SHS USD
Stock
G4863A108
1
80
SH
DFND
1
0
80
0
INTL BUSINESS MACHINES
Stock
459200101
21
140
SH
DFND
1
0
140
0
INTL BUSINESS MACHINES
Stock
459200101
92
608
SH
SOLE
608
0
0
IONIS PHARMACEUTICALS INC COM
Stock
462222100
2
60
SH
DFND
1
0
60
0
IONIS PHARMACEUTICALS INC COM
Stock
462222100
41
1000
SH
SOLE
1000
0
0
IPG PHOTONICS CORP COM
Stock
44980X109
1
10
SH
DFND
1
0
10
0
ISHARES 20+ YR TREASURY ETF
ETF
464287432
26
200
SH
SOLE
200
0
0
ISHARES 0-5 YEAR TIPS BOND ETF
ETF
46429B747
28
279
SH
SOLE
279
0
0
ISHARES 10-20 YEAR TREASURY BOND ETF
ETF
464288653
4
30
SH
SOLE
30
0
0
ISHARES 1-3 YEAR CREDIT BOND ETF
ETF
464288646
2019
19150
SH
SOLE
19150
0
0
ISHARES 1-3 YEAR TREASURY BOND ETF
ETF
464287457
189
2225
SH
SOLE
2225
0
0
ISHARES 3-7 YEAR TREASURY BOND ETF
ETF
464288661
425
3375
SH
SOLE
3375
0
0
ISHARES 7-10 YEAR TREASURY BOND ETF
ETF
464287440
1189
10778
SH
SOLE
10778
0
0
ISHARES CALIFORNIA MUNI BOND ETF
ETF
464288356
759
6363
SH
SOLE
6363
0
0
ISHARES CORE S&P 500 ETF
ETF
464287200
223
1080
SH
SOLE
1080
0
0
ISHARES CORE U.S. AGGREGATE BOND ETF
ETF
464287226
6697
60430
SH
SOLE
60429
0
0
ISHARES CORE US CREDIT BOND ETF
ETF
464288620
15
132
SH
SOLE
132
0
0
ISHARES IBONDS MAR 2016 CORPORATE ETF
ETF
46432FAT4
82
810
SH
SOLE
810
0
0
ISHARES IBONDS MAR 2018 CORPORATE ETF
ETF
46432FAW7
109
1060
SH
SOLE
1060
0
0
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
ETF
464289313
238
8986
SH
SOLE
8986
0
0
ISHARES IBONDS SEP 2017 TERM MUNI BOND ETF
ETF
464289271
230
8376
SH
SOLE
8376
0
0
ISHARES IBONDS SEP 2018 TERM MUNI BOND ETF
ETF
46429B580
128
5000
SH
SOLE
5000
0
0
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
ETF
464287242
1362
11465
SH
SOLE
11465
0
0
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
ETF
464288513
1520
18605
SH
SOLE
18605
0
0
ISHARES MBS ETF
ETF
464288588
178
1622
SH
SOLE
1622
0
0
ISHARES MSCI EAFE ETF
ETF
464287465
73
1280
SH
SOLE
1280
0
0
ISHARES MSCI EMERGING MARKETS ETF
ETF
464287234
26
750
SH
SOLE
750
0
0
ISHARES MSCI EUROZONE ETF
ETF
464286608
69
2000
SH
SOLE
2000
0
0
ISHARES MSCI JAPAN ETF
ETF
464286848
4
308
SH
SOLE
308
0
0
ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND
ETF
464287556
5719
21926
SH
SOLE
21926
0
0
ISHARES NATIONAL MUNI BOND ETF
ETF
464288414
659
5905
SH
SOLE
5905
0
0
ISHARES NORTH AMERICAN NATURAL RESOURCES ETF
ETF
464287374
7
245
SH
SOLE
245
0
0
ISHARES NORTH AMERICAN TECH-MULTIMEDIA NETWORKING ETF
ETF
464287531
18
500
SH
SOLE
500
0
0
ISHARES RUSSELL 1000 ETF
ETF
464287622
34
300
SH
SOLE
300
0
0
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
394
3950
SH
SOLE
3950
0
0
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
37
375
SH
SOLE
375
0
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
228
2060
SH
SOLE
2060
0
0
ISHARES RUSSELL 2000 GROWTH ETF
ETF
464287648
15
115
SH
SOLE
115
0
0
ISHARES RUSSELL 2000 VALUE ETF
ETF
464287630
46
490
SH
SOLE
490
0
0
ISHARES RUSSELL MID-CAP GROWTH ETF
ETF
464287481
46
500
SH
SOLE
500
0
0
ISHARES RUSSELL MID-CAP VALUE ETF
ETF
464287473
57
800
SH
SOLE
800
0
0
ISHARES S&P MIDCAP 400 GROWTH INDEX
ETF
464287606
3361
20669
SH
SOLE
20669
0
0
ISHARES S&P MID-CAP 400 VALUE ETF
ETF
464287705
76
610
SH
SOLE
610
0
0
ISHARES S&P MIDCAP FUND
ETF
464287507
115
800
SH
SOLE
800
0
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
821
10058
SH
SOLE
10058
0
0
ISHARES SHORT TREASURY BOND ETF
ETF
464288679
319
2895
SH
SOLE
2895
0
0
ISHARES TR HIGH DIVID EQUITY FD
ETF
46429B663
3122
40025
SH
SOLE
40025
0
0
ISHARES TRUST RUSSELL 3000 INDEX FD
ETF
464287689
44
363
SH
SOLE
363
0
0
ISHARES U.S. FINANCIALS ETF
ETF
464287788
19
220
SH
SOLE
220
0
0
ISHARES U.S. INDUSTRIALS ETF
ETF
464287754
28
260
SH
SOLE
260
0
0
ISHARES U.S. PREFERRED STOCK ETF
ETF
464288687
2398
61451
SH
SOLE
61451
0
0
ISHARES U.S. REAL ESTATE ETF
ETF
464287739
243
3115
SH
SOLE
3115
0
0
ISHARES U.S. TECHNOLOGY ETF
ETF
464287721
3
25
SH
SOLE
25
0
0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD
ADR
465562106
6
750
SH
SOLE
750
0
0
ITC HLDGS CORP COM
Stock
465685105
1
20
SH
DFND
1
0
20
0
ITUS CORP COM NEW
Stock
45069V203
0
80
SH
SOLE
80
0
0
J M SMUCKER CO NEW
Stock
832696405
1081
8329
SH
SOLE
8329
0
0
JAMES HARDIE INDS PLC SPONSORED ADR
ADR
47030M106
1
90
SH
SOLE
90
0
0
JARDEN CORP COM
Stock
471109108
5
80
SH
DFND
1
0
80
0
JD COM INC SPON ADR CL A
ADR
47215P106
19
700
SH
SOLE
700
0
0
JETBLUE AIRWAYS CORP COM
Stock
477143101
1
50
SH
DFND
1
0
50
0
JOHNSON & JOHNSON COM
Stock
478160104
48
440
SH
DFND
1
0
440
0
JOHNSON & JOHNSON COM
Stock
478160104
602
5562
SH
SOLE
5562
0
0
JPMORGAN ALERIAN MLP INDEX ETN
ETF
46625H365
125
4600
SH
SOLE
4600
0
0
JPMORGAN CHASE & CO COM
Stock
46625H100
38
650
SH
DFND
1
0
650
0
JPMORGAN CHASE & CO COM
Stock
46625H100
71
1200
SH
SOLE
1200
0
0
JUNO THERAPEUTICS INC COM
Stock
48205A109
1
20
SH
DFND
1
0
20
0
KAR AUCTION SVCS INC COM
Stock
48238T109
1
20
SH
DFND
1
0
20
0
KAYNE ANDERSON MLP INVT CO COM
CEF
486606106
0
0
SH
SOLE
0
0
0
KB FINANCIAL GROUP INC SPONSORED ADR
ADR
48241A105
3
100
SH
SOLE
100
0
0
KBR INC COM
Stock
48242W106
2
140
SH
DFND
1
0
140
0
KENNAMETAL INC COM
Stock
489170100
3
150
SH
DFND
1
0
150
0
KEYCORP NEW COM
Stock
493267108
194
17535
SH
SOLE
17535
0
0
KEYCORP NEW PFD 7.75% SR A
Convertible Preferred
493267405
39
300
SH
SOLE
300
0
0
KILROY RLTY CORP COM
REIT
49427F108
1
20
SH
DFND
1
0
20
0
KIMBERLY CLARK CORP COM
Stock
494368103
7
50
SH
DFND
1
0
50
0
KIMBERLY CLARK CORP COM
Stock
494368103
235
1750
SH
SOLE
1750
0
0
KINDER MORGAN INC DEL COM
Stock
49456B101
4
200
SH
SOLE
200
0
0
KINROSS GOLD CORP COM NO PAR
Stock
496902404
1
290
SH
SOLE
290
0
0
KIRBY CORPORATION
Stock
497266106
3
50
SH
DFND
1
0
50
0
KONINKLIJKE PHILIPS N V NY REG SH NEW
ADR
500472303
7
240
SH
SOLE
240
0
0
KOSMOS ENERGY LTD SHS
Stock
G5315B107
1
230
SH
DFND
1
0
230
0
KRAFT HEINZ CO COM
Stock
500754106
14
180
SH
DFND
1
0
180
0
KRAFT HEINZ CO COM
Stock
500754106
109
1391
SH
SOLE
1391
0
0
KROGER CO COM
Stock
501044101
9
230
SH
DFND
1
0
230
0
KYOCERA CORP ADR
ADR
501556203
3
70
SH
SOLE
70
0
0
LANDSTAR SYS INC COM
Stock
515098101
1
20
SH
DFND
1
0
20
0
LAREDO PETROLEUM INC COM
Stock
516806106
1
80
SH
DFND
1
0
80
0
LAS VEGAS SANDS CORP COM
Stock
517834107
3
50
SH
DFND
1
0
50
0
LAS VEGAS SANDS CORP COM
Stock
517834107
52
1000
SH
SOLE
1000
0
0
LATAM AIRLS GROUP S A SPONSORED ADR
ADR
51817R106
0
70
SH
SOLE
70
0
0
LEAR CORP COM NEW
Stock
521865204
4
40
SH
DFND
1
0
40
0
LENDINGCLUB CORP COM
Stock
52603A109
0
60
SH
DFND
1
0
60
0
LENNAR CORP CL B
Stock
526057302
0
10
SH
DFND
1
0
10
0
LENNOX INTL INC COM
Stock
526107107
1
10
SH
DFND
1
0
10
0
LIBERTY GLOBAL PLC SHS CL A
Stock
G5480U104
1
20
SH
DFND
1
0
20
0
LIBERTY GLOBAL PLC SHS CL C
Stock
G5480U120
2
40
SH
DFND
1
0
40
0
LIBERTY INTERACTIVE CORP QVC GP COM SER A
Stock
53071M104
3
110
SH
DFND
1
0
110
0
LIBERTY MEDIA CORP DELAWARE COM C MEDIA GRP
Stock
531229854
1
20
SH
DFND
1
0
20
0
LIBERTY PPTY TR SH BEN INT
REIT
531172104
3
100
SH
DFND
1
0
100
0
LILLY ELI & CO COM
Stock
532457108
19
260
SH
DFND
1
0
260
0
LILLY ELI & CO COM
Stock
532457108
19
260
SH
SOLE
260
0
0
LINKEDIN CORP COM CL A
Stock
53578A108
1
10
SH
DFND
1
0
10
0
LINKEDIN CORP COM CL A
Stock
53578A108
180
1575
SH
SOLE
1575
0
0
LKQ CORP COM
Stock
501889208
2
50
SH
DFND
1
0
50
0
LLOYDS BANKING GROUP PLC SPONSORED ADR
ADR
539439109
15
3720
SH
SOLE
3720
0
0
LOCKHEED MARTIN CORP
Stock
539830109
9
40
SH
DFND
1
0
40
0
LOCKHEED MARTIN CORP
Stock
539830109
1300
5868
SH
SOLE
5868
0
0
LOWES COS INC COM
Stock
548661107
17
220
SH
DFND
1
0
220
0
LOWES COS INC COM
Stock
548661107
174
2300
SH
SOLE
2300
0
0
LULULEMON ATHLETICA INC COM
Stock
550021109
3
40
SH
DFND
1
0
40
0
LUXOTTICA GROUP S P A SPONSORED ADR
ADR
55068R202
1
20
SH
SOLE
20
0
0
MAGNA INTL INC COM
Stock
559222401
5
110
SH
SOLE
110
0
0
MANPOWERGROUP INC COM
Stock
56418H100
2
30
SH
DFND
1
0
30
0
MANULIFE FINL CORP COM
Stock
56501R106
8
570
SH
SOLE
570
0
0
MARKET VECTORS STEEL ETF
ETF
57060U308
5
200
SH
SOLE
200
0
0
MARVELL TECHNOLOGY GROUP LTD ORD
Stock
G5876H105
3
320
SH
DFND
1
0
320
0
MASTERCARD INC
Stock
57636Q104
9
100
SH
DFND
1
0
100
0
MASTERCARD INC
Stock
57636Q104
33
350
SH
SOLE
350
0
0
MATERIALS SELECT SECTOR SPDR FUND
ETF
81369Y100
150
3357
SH
SOLE
3357
0
0
MCDONALDS CORP COM
Stock
580135101
10
80
SH
DFND
1
0
80
0
MCDONALDS CORP COM
Stock
580135101
99
784
SH
SOLE
784
0
0
MDU RES GROUP INC COM
Stock
552690109
4
220
SH
DFND
1
0
220
0
MEDTRONIC PLC SHS
Stock
G5960L103
29
390
SH
DFND
1
0
390
0
MERCK & CO INC NEW COM
Stock
58933Y105
12
230
SH
DFND
1
0
230
0
MERCK & CO INC NEW COM
Stock
58933Y105
15
288
SH
SOLE
288
0
0
METLIFE INC COM
Stock
59156R108
17
390
SH
DFND
1
0
390
0
METTLER TOLEDO INTERNATIONAL COM
Stock
592688105
7
20
SH
DFND
1
0
20
0
MFA FINL INC COM
REIT
55272X102
1
100
SH
DFND
1
0
100
0
MGM RESORTS INTERNATIONAL COM
Stock
552953101
3
160
SH
DFND
1
0
160
0
MICHAEL KORS HLDGS LTD SHS
Stock
G60754101
23
399
SH
SOLE
399
0
0
MICROSOFT
Stock
594918104
72
1300
SH
DFND
1
0
1300
0
MICROSOFT
Stock
594918104
2639
47790
SH
SOLE
47790
0
0
MIDDLEBY CORP COM
Stock
596278101
2
20
SH
DFND
1
0
20
0
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR
ADR
606822104
17
3780
SH
SOLE
3780
0
0
MIZUHO FINL GROUP INC SPONSORED ADR
ADR
60687Y109
9
3160
SH
SOLE
3160
0
0
MOBILEYE N V AMSTELVEEN ORD SHS
Stock
N51488117
773
20725
SH
SOLE
20725
0
0
MONDELEZ INTL INC CL A
Stock
609207105
10
240
SH
DFND
1
0
240
0
MONDELEZ INTL INC CL A
Stock
609207105
277
6912
SH
SOLE
6912
0
0
MONSANTO CO NEW COM
Stock
61166W101
5
60
SH
DFND
1
0
60
0
MORGAN STANLEY COM NEW
Stock
617446448
11
440
SH
DFND
1
0
440
0
MSCI INC COM
Stock
55354G100
1
20
SH
DFND
1
0
20
0
MURPHY USA INC COM
Stock
626755102
1
20
SH
DFND
1
0
20
0
MYERS INDS INC COM
Stock
628464109
77
6000
SH
SOLE
6000
0
0
NATIONAL GRID PLC SPON ADR NEW
ADR
636274300
14
200
SH
SOLE
200
0
0
NATIONAL INSTRS CORP COM
Stock
636518102
2
70
SH
DFND
1
0
70
0
NATIONAL RETAIL PPTYS INC COM
REIT
637417106
4
90
SH
DFND
1
0
90
0
NETFLIX INC COM
Stock
64110L106
4
40
SH
DFND
1
0
40
0
NETFLIX INC COM
Stock
64110L106
7
70
SH
SOLE
70
0
0
NEW MEDIA INVT GROUP INC COM
Stock
64704V106
1025
61627
SH
SOLE
61627
0
0
NEW RESIDENTIAL INVT CORP COM NEW
REIT
64828T201
1527
131317
SH
SOLE
131317
0
0
NEW SR INVT GROUP INC COM
REIT
648691103
515
50035
SH
SOLE
50035
0
0
NEWCASTLE INVT CORP NEW COM PAR $0.01
REIT
65105M603
373
86165
SH
SOLE
86165
0
0
NEXTERA ENERGY INC COM
Stock
65339F101
17
140
SH
DFND
1
0
140
0
NEXTERA ENERGY INC COM
Stock
65339F101
47
400
SH
SOLE
400
0
0
NIDEC CORP SPONSORED ADR
ADR
654090109
5
270
SH
SOLE
270
0
0
NIKE INC CLASS B
Stock
654106103
22
350
SH
DFND
1
0
350
0
NIKE INC CLASS B
Stock
654106103
258
4200
SH
SOLE
4200
0
0
NIPPON TELEG & TEL CORP SPONSORED ADR
ADR
654624105
14
330
SH
SOLE
330
0
0
NOKIA CORP SPONSORED ADR
ADR
654902204
6
1010
SH
SOLE
1010
0
0
NOMURA HLDGS INC SPONSORED ADR
ADR
65535H208
5
1140
SH
SOLE
1140
0
0
NORDSON CORP COM
Stock
655663102
2
30
SH
DFND
1
0
30
0
NORTHROP GRUMMAN CORP COM
Stock
666807102
8
40
SH
DFND
1
0
40
0
NORTHROP GRUMMAN CORP COM
Stock
666807102
40
200
SH
SOLE
200
0
0
NORWEGIAN CRUISE LINE HLDGS LT SHS
Stock
G66721104
1
10
SH
DFND
1
0
10
0
NOVARTIS A G SPONSORED ADR
ADR
66987V109
50
690
SH
SOLE
690
0
0
NOVO-NORDISK A S ADR
ADR
670100205
27
500
SH
SOLE
500
0
0
NOW INC COM
Stock
67011P100
1
60
SH
DFND
1
0
60
0
NTT DOCOMO INC SPONS ADR
ADR
62942M201
8
350
SH
SOLE
350
0
0
NU SKIN ENTERPRISES INC CL A
Stock
67018T105
1
20
SH
DFND
1
0
20
0
NUVEEN DIV ADVANTAGE MUN FD 2 COM
CEF
67070F100
5
333
SH
SOLE
333
0
0
NUVEEN MUN VALUE FD INC COM
CEF
670928100
5
500
SH
SOLE
500
0
0
NUVEEN NY AMT FREE MUN INCOME COM
CEF
670656107
19
1400
SH
SOLE
1400
0
0
NUVEEN OHIO QUALITY INCOME MUN COM
CEF
670980101
16
1000
SH
SOLE
1000
0
0
NUVEEN QUALITY PFD INC FD 3 COM
CEF
67072W101
2
229
SH
SOLE
229
0
0
NUVEEN QUALITY PFD INCOME FD COM
CEF
67071S101
8
1000
SH
SOLE
1000
0
0
NUVEEN SELECT QUALITY MUN FD COM
CEF
670973106
7
500
SH
SOLE
500
0
0
NXP SEMICONDUCTORS N V COM
Stock
N6596X109
1
10
SH
DFND
1
0
10
0
O REILLY AUTOMOTIVE INC NEW COM
Stock
67103H107
109
400
SH
SOLE
400
0
0
OCCIDENTAL PETE CORP DEL COM
Stock
674599105
11
160
SH
DFND
1
0
160
0
OCCIDENTAL PETE CORP DEL COM
Stock
674599105
39
570
SH
SOLE
570
0
0
ODYSSEY MARINE EXPLORATION INC COM NEW
Stock
676118201
1
105
SH
SOLE
105
0
0
OGE ENERGY CORP COM
Stock
670837103
2
80
SH
DFND
1
0
80
0
OLD DOMINION FGHT LINES INC COM
Stock
679580100
1
10
SH
DFND
1
0
10
0
OMEGA HEALTHCARE INVS INC COM
REIT
681936100
5
152
SH
SOLE
152
0
0
OPKO HEALTH INC COM
Stock
68375N103
0
40
SH
DFND
1
0
40
0
ORACLE CORP COM
Stock
68389X105
22
540
SH
DFND
1
0
540
0
ORANGE SPONSORED ADR
ADR
684060106
11
630
SH
SOLE
630
0
0
ORIX CORP SPONSORED ADR
ADR
686330101
5
70
SH
SOLE
70
0
0
PACKAGING CORP AMER COM
Stock
695156109
5
80
SH
DFND
1
0
80
0
PALO ALTO NETWORKS INC COM
Stock
697435105
2
10
SH
DFND
1
0
10
0
PALO ALTO NETWORKS INC COM
Stock
697435105
387
2370
SH
SOLE
2370
0
0
PAN AMERICAN SILVER CORP COM
Stock
697900108
3
300
SH
SOLE
300
0
0
PANERA BREAD CO CL A
Stock
69840W108
2
10
SH
DFND
1
0
10
0
PANERA BREAD CO CL A
Stock
69840W108
225
1100
SH
SOLE
1100
0
0
PAYPAL HLDGS INC COM
Stock
70450Y103
7
180
SH
DFND
1
0
180
0
PBF ENERGY INC CL A
Stock
69318G106
1
20
SH
DFND
1
0
20
0
PDL BIOPHARMA INC COM
Stock
69329Y104
1
300
SH
SOLE
300
0
0
PEARSON PLC SPONSORED ADR
ADR
705015105
3
210
SH
SOLE
210
0
0
PEMBINA PIPELINE CORP COM
Stock
706327103
2
70
SH
SOLE
70
0
0
PENSKE AUTOMOTIVE GRP INC COM
Stock
70959W103
0
10
SH
DFND
1
0
10
0
PEPSICO INC COM
Stock
713448108
27
260
SH
DFND
1
0
260
0
PEPSICO INC COM
Stock
713448108
615
6000
SH
SOLE
5999
0
0
PETROCHINA CO LTD SPONSORED ADR
ADR
71646E100
3
50
SH
SOLE
50
0
0
PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG
ADR
71654V101
3
560
SH
SOLE
560
0
0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
ADR
71654V408
3
430
SH
SOLE
430
0
0
PFIZER INC COM
Stock
717081103
38
1270
SH
DFND
1
0
1270
0
PFIZER INC COM
Stock
717081103
447
15079
SH
SOLE
15079
0
0
PHILIP MORRIS INTL INC
Stock
718172109
24
240
SH
DFND
1
0
240
0
PHILIP MORRIS INTL INC
Stock
718172109
542
5529
SH
SOLE
5529
0
0
PHILLIPS 66 COM
Stock
718546104
9
100
SH
DFND
1
0
100
0
PHILLIPS 66 COM
Stock
718546104
147
1700
SH
SOLE
1700
0
0
PICO HLDGS INC COM NEW
Stock
693366205
8
800
SH
SOLE
800
0
0
PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND
ETF
72201R783
302
3245
SH
SOLE
3245
0
0
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
ETF
72201R833
51
504
SH
SOLE
504
0
0
PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND
ETF
72201R775
2557
24246
SH
SOLE
24246
0
0
PINNACLE FOODS INC DEL COM
Stock
72348P104
2
40
SH
DFND
1
0
40
0
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN
MLP
726503105
2
100
SH
SOLE
100
0
0
PLATFORM SPECIALTY PRODS CORP COM
Stock
72766Q105
1
70
SH
DFND
1
0
70
0
PNC FINL SVCS GROUP INC COM
Stock
693475105
14
170
SH
DFND
1
0
170
0
POLARIS INDS INC COM
Stock
731068102
1
10
SH
DFND
1
0
10
0
POLYONE CORP COM
Stock
73179P106
24
808
SH
SOLE
808
0
0
POSCO SPONSORED ADR
ADR
693483109
4
80
SH
SOLE
80
0
0
POST PPTYS INC COM
REIT
737464107
2
30
SH
DFND
1
0
30
0
POTASH CORP SASK INC COM
Stock
73755L107
4
220
SH
SOLE
220
0
0
POWERSHARES QQQ TRUST, SERIES 1
ETF
73935A104
5
50
SH
SOLE
50
0
0
POWERSHARES SENIOR LOAN PORTFOLIO
ETF
73936Q769
599
26350
SH
SOLE
26350
0
0
POWERSHARES VARIABLE RATE PREFERRED PORTFOLIO
ETF
73937B597
47
1940
SH
SOLE
1940
0
0
POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO
ETF
73935X500
1
200
SH
SOLE
200
0
0
PREMIER INC CL A
Stock
74051N102
1
30
SH
DFND
1
0
30
0
PRICE T ROWE GROUP INC COM
Stock
74144T108
27
370
SH
SOLE
370
0
0
PRICELINE GRP INC COM NEW
Stock
741503403
26
20
SH
DFND
1
0
20
0
PRICELINE GRP INC COM NEW
Stock
741503403
1759
1365
SH
SOLE
1365
0
0
PROCTER & GAMBLE CO COM
Stock
742718109
32
390
SH
DFND
1
0
390
0
PROCTER & GAMBLE CO COM
Stock
742718109
137
1661
SH
SOLE
1661
0
0
PROGRESSIVE CORP OHIO COM
Stock
743315103
211
6010
SH
SOLE
6010
0
0
PROSHARES ULTRAPRO SHORT QQQ
ETF
74348A418
25
1340
SH
SOLE
1340
0
0
PRUDENTIAL FINL INC
Stock
744320102
15
210
SH
DFND
1
0
210
0
PRUDENTIAL PLC ADR
ADR
74435K204
13
350
SH
SOLE
350
0
0
PUBLIC STORAGE COM
REIT
74460D109
11
40
SH
DFND
1
0
40
0
PUMA BIOTECHNOLOGY INC COM
Stock
74587V107
0
10
SH
DFND
1
0
10
0
PUTNAM MASTER INTER INCOME TR SH BEN INT
CEF
746909100
9
2000
SH
SOLE
2000
0
0
QEP RES INC COM
Stock
74733V100
2
110
SH
DFND
1
0
110
0
QIAGEN NV REG SHS
Stock
N72482107
3
150
SH
DFND
1
0
150
0
QIAGEN NV REG SHS
Stock
N72482107
1
50
SH
SOLE
50
0
0
QUALCOMM INC COM
Stock
747525103
13
250
SH
DFND
1
0
250
0
QUINTILES TRANSNATIO HLDGS INC COM
Stock
74876Y101
3
40
SH
DFND
1
0
40
0
RACKSPACE HOSTING INC COM
Stock
750086100
0
20
SH
DFND
1
0
20
0
RANDGOLD RES LTD ADR
ADR
752344309
2
20
SH
SOLE
20
0
0
RAYTHEON CO COM NEW
Stock
755111507
1896
15465
SH
SOLE
15465
0
0
REALTY INCOME CORP COM
REIT
756109104
77
1228
SH
SOLE
1228
0
0
REGENCY CTRS CORP COM
REIT
758849103
4
50
SH
DFND
1
0
50
0
RELIANCE STEEL & ALUMINUM CO COM
Stock
759509102
51
741
SH
SOLE
741
0
0
RELX NV SPONSORED ADR
ADR
75955B102
4
250
SH
SOLE
250
0
0
RELX PLC SPONSORED ADR
ADR
759530108
5
250
SH
SOLE
250
0
0
RESTAURANT BRANDS INTL INC COM
Stock
76131D103
2
60
SH
SOLE
60
0
0
REYNOLDS AMERICAN INC COM
Stock
761713106
10
190
SH
DFND
1
0
190
0
RICE ENERGY INC COM
Stock
762760106
1
80
SH
DFND
1
0
80
0
RIO TINTO PLC SPONSORED ADR
ADR
767204100
9
330
SH
SOLE
330
0
0
RITE AID CORP COM
Stock
767754104
801
98300
SH
SOLE
98300
0
0
ROCKWELL COLLINS INC COM
Stock
774341101
32
350
SH
SOLE
350
0
0
ROGERS COMMUNICATIONS INC CL B
Stock
775109200
2
60
SH
SOLE
60
0
0
ROLLINS INC COM
Stock
775711104
2
60
SH
DFND
1
0
60
0
ROYAL BK CDA MONTREAL QUE COM
Stock
780087102
22
390
SH
SOLE
390
0
0
ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD
ADR
780097689
2
240
SH
SOLE
240
0
0
ROYAL CARIBBEAN CRUISES LTD COM
Stock
V7780T103
17
210
SH
SOLE
210
0
0
ROYAL DUTCH SHELL PLC SPON ADR B
ADR
780259107
16
330
SH
SOLE
330
0
0
ROYAL DUTCH SHELL PLC SPONS ADR A
ADR
780259206
25
510
SH
SOLE
510
0
0
ROYAL GOLD INC COM
Stock
780287108
1
10
SH
DFND
1
0
10
0
RPC INC COM
Stock
749660106
2
170
SH
DFND
1
0
170
0
RPM INTL INC COM
Stock
749685103
5
110
SH
DFND
1
0
110
0
RPM INTL INC COM
Stock
749685103
208
4400
SH
SOLE
4400
0
0
RYANAIR HLDGS PLC SPONSORED ADR NE
ADR
783513203
3
30
SH
SOLE
30
0
0
SALESFORCE COM INC COM
Stock
79466L302
4
60
SH
DFND
1
0
60
0
SALESFORCE COM INC COM
Stock
79466L302
15
200
SH
SOLE
200
0
0
SANOFI SPONSORED ADR
ADR
80105N105
24
610
SH
SOLE
610
0
0
SAP SE SPON ADR
ADR
803054204
20
250
SH
SOLE
250
0
0
SBA COMMUNICATIONS CORP COM
Stock
78388J106
1
10
SH
DFND
1
0
10
0
SCHLUMBERGER LTD COM
Stock
806857108
20
270
SH
DFND
1
0
270
0
SCHLUMBERGER LTD COM
Stock
806857108
52
700
SH
SOLE
700
0
0
SCHWAB CHARLES CORP NEW COM
Stock
808513105
13
480
SH
DFND
1
0
480
0
SCHWAB U.S. LARGE-CAP ETF
ETF
808524201
49
1000
SH
SOLE
1000
0
0
SCHWAB U.S. LARGE-CAP GROWTH ETF
ETF
808524300
16
300
SH
SOLE
300
0
0
SCHWAB U.S. LARGE-CAP VALUE ETF
ETF
808524409
48
1104
SH
SOLE
1104
0
0
SCHWAB US AGGREGATE BOND ETF
ETF
808524839
53
1000
SH
SOLE
1000
0
0
SCHWAB US DIVIDEND EQUITY ETF
ETF
808524797
44
1100
SH
SOLE
1100
0
0
SEI INVESTMENTS CO COM
Stock
784117103
0
10
SH
DFND
1
0
10
0
SENIOR HSG PPTYS TR SH BEN INT
REIT
81721M109
4
200
SH
DFND
1
0
200
0
SENSATA TECHNOLOGIES HLDG NV SHS
Stock
N7902X106
1
30
SH
DFND
1
0
30
0
SERVICE CORP INTL COM
Stock
817565104
3
110
SH
DFND
1
0
110
0
SHAW COMMUNICATIONS INC CL B CONV
Stock
82028K200
1
60
SH
SOLE
60
0
0
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD
ADR
824596100
4
100
SH
SOLE
100
0
0
SHIRE PLC SPONSORED ADR
ADR
82481R106
9
50
SH
SOLE
50
0
0
SILGAN HOLDINGS INC COM
Stock
827048109
2
30
SH
DFND
1
0
30
0
SILVER WHEATON CORP COM
Stock
828336107
1
90
SH
SOLE
90
0
0
SIMON PPTY GROUP INC NEW COM
REIT
828806109
21
100
SH
DFND
1
0
100
0
SIMON PPTY GROUP INC NEW COM
REIT
828806109
18
87
SH
SOLE
87
0
0
SIX FLAGS ENTMT CORP NEW COM
Stock
83001A102
2
30
SH
DFND
1
0
30
0
SKECHERS U S A INC CL A
Stock
830566105
2
60
SH
DFND
1
0
60
0
SMITH & NEPHEW PLC SPDN ADR NEW
ADR
83175M205
4
120
SH
SOLE
120
0
0
SMITH A O COM
Stock
831865209
1
10
SH
DFND
1
0
10
0
SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B
ADR
833635105
1
30
SH
SOLE
30
0
0
SONY CORP ADR NEW
ADR
835699307
9
350
SH
SOLE
350
0
0
SOUTHERN CO COM
Stock
842587107
13
250
SH
DFND
1
0
250
0
SOUTHERN CO COM
Stock
842587107
124
2400
SH
SOLE
2400
0
0
SOUTHERN COPPER CORP COM
Stock
84265V105
1
20
SH
DFND
1
0
20
0
SOUTHERN COPPER CORP COM
Stock
84265V105
1
30
SH
SOLE
30
0
0
SPDR BARCLAYS CONVERTIBLE SECURITIES ETF
ETF
78464A359
2995
69340
SH
SOLE
69339
0
0
SPDR BARCLAYS HIGH YIELD BOND ETF
ETF
78464A417
357
10425
SH
SOLE
10425
0
0
SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF
ETF
78464A474
256
8350
SH
SOLE
8350
0
0
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF
ETF
78467V848
1343
27200
SH
SOLE
27200
0
0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF
ETF
78467X109
596
3375
SH
SOLE
3375
0
0
SPDR GOLD SHARES
ETF
78463V107
14
120
SH
SOLE
120
0
0
SPDR NUVEEN S&P HIGH YIELD MUNICIPAL BOND ETF
ETF
78464A284
173
3000
SH
SOLE
3000
0
0
SPDR S&P 400 MID CAP VALUE ETF
ETF
78464A839
16
200
SH
SOLE
200
0
0
SPDR S&P 500 TRUST
ETF
78462F103
5812
28279
SH
SOLE
28278
0
0
SPDR S&P BANK ETF
ETF
78464A797
808
26600
SH
SOLE
26600
0
0
SPDR S&P METALS & MINING ETF
ETF
78464A755
125
6100
SH
SOLE
6100
0
0
SPDR S&P PHARMACEUTICALS ETF
ETF
78464A722
20
500
SH
SOLE
500
0
0
SPDR S&P SOFTWARE & SERVICES ETF
ETF
78464A599
2
50
SH
SOLE
50
0
0
SPIRIT AEROSYSTEMS HLDGS INC COM CL A
Stock
848574109
1
30
SH
DFND
1
0
30
0
SPIRIT AIRLS INC COM
Stock
848577102
1
30
SH
DFND
1
0
30
0
SPLUNK INC COM
Stock
848637104
2
50
SH
DFND
1
0
50
0
SPLUNK INC COM
Stock
848637104
746
15255
SH
SOLE
15255
0
0
SPRINT CORP COM SER 1
Stock
85207U105
1
160
SH
DFND
1
0
160
0
SPROUTS FMRS MKT INC COM
Stock
85208M102
1
30
SH
DFND
1
0
30
0
SPX CORP COM
Stock
784635104
3
180
SH
DFND
1
0
180
0
STARBUCKS CORP
Stock
855244109
20
330
SH
DFND
1
0
330
0
STARBUCKS CORP
Stock
855244109
725
12140
SH
SOLE
12140
0
0
STATOIL ASA SPONSORED ADR
ADR
85771P102
5
340
SH
SOLE
340
0
0
STEEL DYNAMICS INC COM
Stock
858119100
1
50
SH
DFND
1
0
50
0
STMICROELECTRONICS N V NY REGISTRY
ADR
861012102
1
160
SH
SOLE
160
0
0
SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR
ADR
86562M209
12
1920
SH
SOLE
1920
0
0
SUN LIFE FINL INC COM
Stock
866796105
5
140
SH
SOLE
140
0
0
SUNCOR ENERGY INC NEW COM
Stock
867224107
10
360
SH
SOLE
360
0
0
SUNESIS PHARMACEUTICALS INC COM NEW
Stock
867328601
1
2215
SH
SOLE
2215
0
0
SUNPOWER CORP COM
Stock
867652406
11
500
SH
SOLE
500
0
0
SVB FINL GROUP COM
Stock
78486Q101
2
20
SH
DFND
1
0
20
0
SYNGENTA AG SPONSORED ADR
ADR
87160A100
9
110
SH
SOLE
110
0
0
SYNOPSYS INC COM
Stock
871607107
2
40
SH
DFND
1
0
40
0
SYSCO CORP COM
Stock
871829107
320
6850
SH
SOLE
6850
0
0
T MOBILE US INC COM
Stock
872590104
8
200
SH
SOLE
200
0
0
TABLEAU SOFTWARE INC CL A
Stock
87336U105
149
3255
SH
SOLE
3255
0
0
TAHOE RES INC COM
Stock
873868103
2
190
SH
DFND
1
0
190
0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
ADR
874039100
23
890
SH
SOLE
890
0
0
TARGA RES CORP COM
Stock
87612G101
1
40
SH
DFND
1
0
40
0
TARGET CORP COM
Stock
87612E106
14
170
SH
DFND
1
0
170
0
TARGET CORP COM
Stock
87612E106
35
429
SH
SOLE
429
0
0
TCF FINL CORP COM
Stock
872275102
1
50
SH
DFND
1
0
50
0
TD AMERITRADE HLDG CORP COM
Stock
87236Y108
5
150
SH
DFND
1
0
150
0
TECHNOLOGY SELECT SECTOR SPDR FUND
ETF
81369Y803
2058
46402
SH
SOLE
46402
0
0
TECK RESOURCES LTD CL B
Stock
878742204
1
170
SH
SOLE
170
0
0
TEEKAY CORPORATION COM
Stock
Y8564W103
1
110
SH
DFND
1
0
110
0
TEEKAY TANKERS LTD CL A
Stock
Y8565N102
1
400
SH
SOLE
400
0
0
TELECOM ITALIA S P A NEW SPON ADR ORD
ADR
87927Y102
3
270
SH
SOLE
270
0
0
TELEFONICA S A SPONSORED ADR
ADR
879382208
13
1150
SH
SOLE
1150
0
0
TEMPUR SEALY INTL INC COM
Stock
88023U101
1
20
SH
DFND
1
0
20
0
TENARIS S A SPONSORED ADR
ADR
88031M109
1
30
SH
SOLE
30
0
0
TERADYNE INC COM
Stock
880770102
1
30
SH
DFND
1
0
30
0
TESLA MTRS INC COM
Stock
88160R101
75
326
SH
SOLE
326
0
0
TEXAS INSTRS INC COM
Stock
882508104
25
440
SH
DFND
1
0
440
0
TEXAS INSTRS INC COM
Stock
882508104
49
846
SH
SOLE
846
0
0
THERMO FISHER SCIENTIFIC INC COM
Stock
883556102
3
20
SH
DFND
1
0
20
0
THOMSON REUTERS CORP COM
Stock
884903105
2
50
SH
SOLE
50
0
0
THOR INDS INC COM
Stock
885160101
1
20
SH
DFND
1
0
20
0
TIME WARNER CABLE INC COM
Stock
88732J207
12
60
SH
DFND
1
0
60
0
TIME WARNER INC COM NEW
Stock
887317303
15
200
SH
DFND
1
0
200
0
TJX COS INC NEW COM
Stock
872540109
16
210
SH
DFND
1
0
210
0
TOLL BROTHERS INC COM
Stock
889478103
2
70
SH
DFND
1
0
70
0
TORONTO DOMINION BK ONT COM NEW
Stock
891160509
64
1480
SH
SOLE
1480
0
0
TOTAL S A SPONSORED ADR
ADR
89151E109
29
640
SH
SOLE
640
0
0
TOYOTA MOTOR CORP SP ADR REP2COM
ADR
892331307
39
370
SH
SOLE
370
0
0
TRANSCANADA CORP COM
Stock
89353D107
6
160
SH
SOLE
160
0
0
TRAVELERS COMPANIES INC COM
Stock
89417E109
16
140
SH
DFND
1
0
140
0
TRAVELERS COMPANIES INC COM
Stock
89417E109
837
7168
SH
SOLE
7168
0
0
TRIBUNE MEDIA CO CL A
Stock
896047503
1
20
SH
DFND
1
0
20
0
TRINITY INDS INC COM
Stock
896522109
3
140
SH
DFND
1
0
140
0
TWENTY FIRST CENTY FOX INC CL A
Stock
90130A101
13
460
SH
DFND
1
0
460
0
TWITTER INC COM
Stock
90184L102
0
10
SH
SOLE
10
0
0
TWO HBRS INVT CORP COM
REIT
90187B101
1
180
SH
DFND
1
0
180
0
U S G CORP COM NEW
Stock
903293405
2
80
SH
DFND
1
0
80
0
U S SILICA HLDGS INC COM
Stock
90346E103
2
100
SH
SOLE
100
0
0
UBS GROUP AG SHS
Stock
H42097107
16
990
SH
SOLE
990
0
0
UDR INC COM
REIT
902653104
7
170
SH
DFND
1
0
170
0
UGI CORP NEW COM
Stock
902681105
2
50
SH
DFND
1
0
50
0
ULTRAPAR PARTICIPACOES S A SP ADR REP COM
ADR
90400P101
1
70
SH
SOLE
70
0
0
UNDER ARMOUR INC CL A
Stock
904311107
8
100
SH
SOLE
100
0
0
UNILEVER N V N Y SHS NEW
ADR
904784709
20
440
SH
SOLE
440
0
0
UNILEVER PLC SPON ADR NEW
ADR
904767704
15
330
SH
SOLE
330
0
0
UNION PAC CORP COM
Stock
907818108
18
230
SH
DFND
1
0
230
0
UNION PAC CORP COM
Stock
907818108
0
0
SH
SOLE
0
0
0
UNITED PARCEL SERVICE INC CL B
Stock
911312106
18
170
SH
DFND
1
0
170
0
UNITED PARCEL SERVICE INC CL B
Stock
911312106
32
300
SH
SOLE
300
0
0
UNITED STATES STL CORP NEW COM
Stock
912909108
1
60
SH
DFND
1
0
60
0
UNITED TECHNOLOGIES CORP COM
Stock
913017109
19
190
SH
DFND
1
0
190
0
UNITED TECHNOLOGIES CORP COM
Stock
913017109
73
726
SH
SOLE
726
0
0
UNITED THERAPEUTICS CORP DEL COM
Stock
91307C102
1
10
SH
DFND
1
0
10
0
UNITEDHEALTH GROUP
Stock
91324P102
27
210
SH
DFND
1
0
210
0
UNITEDHEALTH GROUP
Stock
91324P102
58
450
SH
SOLE
450
0
0
US BANCORP DEL COM NEW
Stock
902973304
4
90
SH
DFND
1
0
90
0
UTILITIES SELECT SECTOR SPDR FUND
ETF
81369Y886
665
13400
SH
SOLE
13400
0
0
VALE S A ADR
ADR
91912E105
2
560
SH
SOLE
560
0
0
VALE S A ADR REPSTG PFD
ADR
91912E204
2
620
SH
SOLE
620
0
0
VALEANT PHARMACEUTICALS INTL I COM
Stock
91911K102
2
80
SH
SOLE
80
0
0
VALIDUS HOLDINGS LTD COM SHS
Stock
G9319H102
0
10
SH
DFND
1
0
10
0
VALMONT INDS INC COM
Stock
920253101
1
10
SH
DFND
1
0
10
0
VANGUARD DIVIDEND APPRECIATION INDEX FUND
ETF
921908844
71
868
SH
SOLE
868
0
0
VANGUARD ENERGY INDEX FUND
ETF
92204A306
13
150
SH
SOLE
150
0
0
VANGUARD FTSE ALL-WORLD EX US INDEX FUND
ETF
922042775
15
356
SH
SOLE
356
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
ETF
921943858
1207
33636
SH
SOLE
33636
0
0
VANGUARD FTSE EMERGING MARKETS ETF
ETF
922042858
40
1164
SH
SOLE
1164
0
0
VANGUARD FTSE EUROPE ETF
ETF
922042874
36
733
SH
SOLE
733
0
0
VANGUARD INDUSTRIALS INDEX FUND
ETF
92204A603
11
100
SH
SOLE
100
0
0
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
ETF
92206C870
2600
29912
SH
SOLE
29912
0
0
VANGUARD MID-CAP INDEX FUND
ETF
922908629
305
2519
SH
SOLE
2519
0
0
VANGUARD REIT ETF
ETF
922908553
1605
19147
SH
SOLE
19147
0
0
VANGUARD RUSSELL 2000 ETF
ETF
92206C664
4
45
SH
SOLE
45
0
0
VANGUARD TOTAL INTERNATIONAL STOCK ETF
ETF
921909768
1
30
SH
SOLE
30
0
0
VANGUARD TOTAL STK MKT
ETF
922908769
2000
19085
SH
SOLE
19084
0
0
VCA INC COM
Stock
918194101
1
10
SH
DFND
1
0
10
0
VECTOR GROUP LTD COM
Stock
92240M108
12
525
SH
SOLE
525
0
0
VEEVA SYS INC CL A COM
Stock
922475108
1
20
SH
DFND
1
0
20
0
VERIFONE SYS INC COM
Stock
92342Y109
1
30
SH
DFND
1
0
30
0
VERIFONE SYS INC COM
Stock
92342Y109
8
300
SH
SOLE
300
0
0
VERIZON COMMUNICATIONS
Stock
92343V104
34
630
SH
DFND
1
0
630
0
VERIZON COMMUNICATIONS
Stock
92343V104
345
6375
SH
SOLE
6375
0
0
VERTEX PHARMACEUTICALS INC COM
Stock
92532F100
60
750
SH
SOLE
750
0
0
VIAVI SOLUTIONS INC COM
Stock
925550105
1
150
SH
DFND
1
0
150
0
VISA INC
Stock
92826C839
27
350
SH
DFND
1
0
350
0
VISA INC
Stock
92826C839
3134
40975
SH
SOLE
40975
0
0
VISTA OUTDOOR INC COM
Stock
928377100
2
40
SH
DFND
1
0
40
0
VIVUS INC COM
Stock
928551100
1
400
SH
SOLE
400
0
0
VMWARE INC CL A COM
Stock
928563402
1
20
SH
DFND
1
0
20
0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR
ADR
92857W308
23
710
SH
SOLE
710
0
0
VOYA FINL INC COM
Stock
929089100
1
40
SH
DFND
1
0
40
0
VTTI ENERGY PARTNERS LP COM UNIT RP LT
MLP
Y9384M101
6
300
SH
SOLE
300
0
0
WABASH NATL CORP COM
Stock
929566107
4
300
SH
SOLE
300
0
0
WABTEC CORP COM
Stock
929740108
2
30
SH
DFND
1
0
30
0
WADDELL & REED FINL INC CL A
Stock
930059100
3
130
SH
DFND
1
0
130
0
WALGREENS BOOTS ALLIANCE INC COM
Stock
931427108
12
140
SH
DFND
1
0
140
0
WALGREENS BOOTS ALLIANCE INC COM
Stock
931427108
381
4525
SH
SOLE
4525
0
0
WAL-MART STORES INC COM
Stock
931142103
14
210
SH
DFND
1
0
210
0
WAL-MART STORES INC COM
Stock
931142103
75
1088
SH
SOLE
1088
0
0
WASTE CONNECTIONS INC COM
Stock
941053100
1
20
SH
DFND
1
0
20
0
WEATHERFORD INTL PLC ORD SHS
Stock
G48833100
1
120
SH
DFND
1
0
120
0
WEC ENERGY GROUP INC COM
Stock
92939U106
25
408
SH
SOLE
408
0
0
WELLS FARGO & CO NEW COM
Stock
949746101
39
800
SH
DFND
1
0
800
0
WELLS FARGO & CO NEW COM
Stock
949746101
206
4267
SH
SOLE
4267
0
0
WELLTOWER INC COM
REIT
95040Q104
43
624
SH
SOLE
624
0
0
WESTERN ALLIANCE BANCORP COM
Stock
957638109
164
4900
SH
SOLE
4900
0
0
WESTLAKE CHEM CORP COM
Stock
960413102
0
10
SH
DFND
1
0
10
0
WESTPAC BKG CORP SPONSORED ADR
ADR
961214301
20
880
SH
SOLE
880
0
0
WEYERHAEUSER CO PREF CONV SER A
Convertible Preferred
962166872
26
507
SH
SOLE
507
0
0
WHITEWAVE FOODS CO COM
Stock
966244105
4
90
SH
DFND
1
0
90
0
WHITING PETE CORP NEW COM
Stock
966387102
2
270
SH
DFND
1
0
270
0
WILLIAMS SONOMA INC COM
Stock
969904101
2
30
SH
DFND
1
0
30
0
WISDOMTREE EUROPE HEDGED EQUITY FUND
ETF
97717X701
1016
19575
SH
SOLE
19575
0
0
WISDOMTREE GERMANY HEDGED EQUITY FUND
ETF
97717W448
660
25975
SH
SOLE
25975
0
0
WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND
ETF
97717X594
12
450
SH
SOLE
450
0
0
WISDOMTREE JAPAN HEDGED EQUITY FUND
ETF
97717W851
1
25
SH
SOLE
25
0
0
WORKDAY INC CL A
Stock
98138H101
3
40
SH
DFND
1
0
40
0
WORKDAY INC CL A
Stock
98138H101
31
400
SH
SOLE
400
0
0
WORLD FUEL SVCS CORP COM
Stock
981475106
1
20
SH
DFND
1
0
20
0
WPP PLC NEW ADR
ADR
92937A102
8
70
SH
SOLE
70
0
0
WPX ENERGY INC COM
Stock
98212B103
1
200
SH
DFND
1
0
200
0
YAMANA GOLD INC COM
Stock
98462Y100
0
150
SH
SOLE
150
0
0
ZILLOW GROUP INC CL A
Stock
98954M101
1
20
SH
DFND
1
0
20
0