0001569655-15-000004.txt : 20151110 0001569655-15-000004.hdr.sgml : 20151110 20151106112402 ACCESSION NUMBER: 0001569655-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winfield Associates, Inc. CENTRAL INDEX KEY: 0001569655 IRS NUMBER: 311566830 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16105 FILM NUMBER: 151203160 BUSINESS ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216.241.2575 MAIL ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569655 XXXXXXXX 09-30-2015 09-30-2015 Winfield Associates, Inc.

700 WEST ST. CLAIR SUITE #404 CLEVELAND OH 44113

13F HOLDINGS REPORT 028-16105 N Christopher W. Baker 2162412575 Christopher W. Baker Cleveland OH 11-06-2015 0 310 133793 false INFORMATION TABLE 2 Winfield13FQ32015.xml 3M CO COM Stock 88579Y101 1106 7800 SH SOLE 7800 0 0 ABBOTT LABS COM Stock 002824100 16 404 SH SOLE 403 0 0 ABBVIE INC COM Stock 00287Y109 352 6469 SH SOLE 6469 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 20 200 SH SOLE 200 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 646 5062 SH SOLE 5062 0 0 ALCATEL-LUCENT SPONSORED ADR ADR 013904305 0 6 SH SOLE 6 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 35 600 SH SOLE 600 0 0 ALIGN TECHNOLOGY INC COM Stock 016255101 11 200 SH SOLE 200 0 0 ALLIANCE BERNSTEIN INCOME FUND CEF 01881E101 4 541 SH SOLE 541 0 0 ALPHABET INC CAP STK CL A Stock 02079k30 2372 3715 SH SOLE 3715 0 0 ALPHABET INC CAP STK CL C Stock 02079k10 3336 5483 SH SOLE 5483 0 0 ALTRIA GROUP INC COM Stock 02209S103 538 9897 SH SOLE 9897 0 0 AMAZON COM INC COM Stock 023135106 3645 7120 SH SOLE 7120 0 0 AMERICAN EXPRESS CO COM Stock 025816109 91 1230 SH SOLE 1230 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 526 5975 SH SOLE 5975 0 0 AMGEN INC COM Stock 031162100 31 225 SH SOLE 225 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 191 1800 SH SOLE 1800 0 0 ANTHEM INC COM Stock 036752103 371 2650 SH SOLE 2650 0 0 APOLLO GLOBAL MGMT LLC CL A SHS MLP 037612306 6 350 SH SOLE 350 0 0 APPLE INC COM Stock 037833100 6558 59456 SH SOLE 59456 0 0 ARES CAP CORP COM CEF 04010L103 14 1000 SH SOLE 1000 0 0 AT&T INC COM Stock 00206R102 169 5186 SH SOLE 5186 0 0 ATHERSYS INC COM Stock 04744L106 61 55750 SH SOLE 55750 0 0 BANK AMER CORP COM Stock 060505104 3 200 SH SOLE 200 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 2 45 SH SOLE 45 0 0 BAXALTA INC COM Stock 07177M103 8 260 SH SOLE 260 0 0 BAXTER INTL INC COM Stock 071813109 9 260 SH SOLE 260 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 985 7552 SH SOLE 7552 0 0 BIOGEN INC COM Stock 09062X103 117 400 SH SOLE 400 0 0 BLACKBERRY LTD COM Stock 09228F103 4 700 SH SOLE 700 0 0 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 65 5000 SH SOLE 5000 0 0 BLACKROCK CORPOR HI YLD FD INC COM CEF 09255P107 4 400 SH SOLE 400 0 0 BLUEBIRD BIO INC COM Stock 09609G100 368 4305 SH SOLE 4305 0 0 BOEING CO COM Stock 097023105 1445 11033 SH SOLE 11033 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 48 810 SH SOLE 810 0 0 CANADIAN PAC RY LTD COM Stock 13645T100 1 5 SH SOLE 5 0 0 CARDINAL HEALTH INC COM Stock 14149Y108 23 300 SH SOLE 300 0 0 CAVIUM INC COM Stock 14964U108 859 14000 SH SOLE 14000 0 0 CEDAR FAIR L P DEPOSITRY UNIT MLP 150185106 1475 28030 SH SOLE 28030 0 0 CHART INDS INC COM PAR $0.01 Stock 16115Q308 0 0 SH SOLE 0 0 0 CITIGROUP INC COM NEW Stock 172967424 2 40 SH SOLE 40 0 0 CITRIX SYS INC COM Stock 177376100 10 150 SH SOLE 150 0 0 CLEVELAND BIOLABS INC COM NEW Stock 185860202 3 786 SH SOLE 786 0 0 CLIFFS NAT RES INC COM Stock 18683K101 2 900 SH SOLE 900 0 0 COCA COLA CO COM Stock 191216100 56 1400 SH SOLE 1400 0 0 COHEN & STEERS LTD DUR PFD INC COM CEF 19248C105 375 16950 SH SOLE 16950 0 0 COHEN & STEERS QUALITY RLTY FD COM CEF 19247L106 23 2000 SH SOLE 2000 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 19 300 SH SOLE 300 0 0 COMCAST CORP NEW CL A Stock 20030N101 30 521 SH SOLE 521 0 0 COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR ADR 20441A102 2 550 SH SOLE 550 0 0 CONOCOPHILLIPS COM Stock 20825C104 523 10900 SH SOLE 10899 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 304 2425 SH SOLE 2425 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 5943 80030 SH SOLE 80030 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 2090 44280 SH SOLE 44280 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 4 25 SH SOLE 25 0 0 CPFL ENERGIA S A SPONSORED ADR ADR 126153105 2 283 SH SOLE 283 0 0 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 1143 14495 SH SOLE 14495 0 0 CSX CORP COM Stock 126408103 19 711 SH SOLE 711 0 0 CURRENCYSHARES SWISS FRANC TRUST ETF 23129V109 40 400 SH SOLE 400 0 0 CVR REFNG LP COMUNIT REP LT MLP 12663P107 333 17400 SH SOLE 17400 0 0 CVS HEALTH CORP COM Stock 126650100 420 4350 SH SOLE 4350 0 0 DEERE & CO COM Stock 244199105 11 150 SH SOLE 150 0 0 DEUTSCHE GLOBAL HIGH INCOME FD COM CEF 25158V108 45 6000 SH SOLE 6000 0 0 DIAGEO P L C SPON ADR NEW ADR 25243Q205 17 161 SH SOLE 160 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 1538 15050 SH SOLE 15050 0 0 DOMINION RES INC VA NEW COM Stock 25746U109 40 566 SH SOLE 566 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 29 608 SH SOLE 608 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 87 1205 SH SOLE 1205 0 0 EATON CORP PLC SHS Stock G29183103 322 6270 SH SOLE 6270 0 0 EATON VANCE TAX MNGD GBL DV EQ COM CEF 27829F108 90 10871 SH SOLE 10870 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 472 7713 SH SOLE 7713 0 0 ENTERPRISE PRODS PARTNERS L P MLP 293792107 129 5200 SH SOLE 5200 0 0 EOG RES INC COM Stock 26875P101 66 900 SH SOLE 900 0 0 EXELIXIS INC COM Stock 30161Q104 2 300 SH SOLE 300 0 0 EXPEDITORS INTL WASH INC COM Stock 302130109 19 403 SH SOLE 402 0 0 EXPRESS SCRIPTS HLDG CO COM Stock 30219G108 130 1600 SH SOLE 1600 0 0 EXXON MOBIL CORP COM Stock 30231G102 181 2437 SH SOLE 2437 0 0 FACEBOOK INC CL A Stock 30303M102 1864 20735 SH SOLE 20735 0 0 FEDEX CORP COM Stock 31428X106 58 400 SH SOLE 400 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 2813 124140 SH SOLE 124140 0 0 FIREEYE INC COM Stock 31816Q101 1 30 SH SOLE 30 0 0 FIRST CAPITAL INC COM Stock 31942S104 12 440 SH SOLE 440 0 0 FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUND ETF 33735G107 52 2739 SH SOLE 2739 0 0 FOUNDATION MEDICINE INC COM Stock 350465100 37 2000 SH SOLE 2000 0 0 GENERAL ELECTRIC CO COM Stock 369604103 100 3955 SH SOLE 3955 0 0 GENERAL GROWTH PPTYS INC NEW COM REIT 370023103 16 623 SH SOLE 623 0 0 GENERAL MLS INC COM Stock 370334104 22 400 SH SOLE 400 0 0 GILEAD SCIENCES INC COM Stock 375558103 1084 11035 SH SOLE 11035 0 0 GOLDCORP INC NEW COM Stock 380956409 5 400 SH SOLE 400 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 1109 6385 SH SOLE 6385 0 0 GRUPO TELEVISA SA SPON ADR REP ORD ADR 40049J206 4 140 SH SOLE 140 0 0 GSV CAP CORP COM CEF 36191J101 1 100 SH SOLE 100 0 0 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF ETF 18383M555 16 700 SH SOLE 700 0 0 GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF ETF 18383M548 16 700 SH SOLE 700 0 0 GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF ETF 18383M530 212 10000 SH SOLE 10000 0 0 HALLIBURTON CO COM Stock 406216101 148 4183 SH SOLE 4183 0 0 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT CEF 41013T105 50 4000 SH SOLE 4000 0 0 HANSEN MEDICAL INC COM NEW Stock 411307200 0 55 SH SOLE 55 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 1852 27966 SH SOLE 27966 0 0 HOLOGIC INC COM Stock 436440101 8 200 SH SOLE 200 0 0 HOME DEPOT INC COM Stock 437076102 1192 10324 SH SOLE 10324 0 0 HUNTINGTON BANCSHARES INC COM Stock 446150104 6 573 SH SOLE 573 0 0 HUNTINGTON INGALLS INDS INC COM Stock 446413106 3 25 SH SOLE 25 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 745 14932 SH SOLE 14932 0 0 INOVALON HLDGS INC COM CL A Stock 45781D101 19 900 SH SOLE 900 0 0 INTEL CORP COM Stock 458140100 161 5350 SH SOLE 5350 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 29 200 SH SOLE 200 0 0 IRIDIUM COMMUNICATIONS INC COM Stock 46269C102 25 4000 SH SOLE 4000 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 28 279 SH SOLE 279 0 0 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 4 30 SH SOLE 30 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 1898 18050 SH SOLE 18050 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 162 1903 SH SOLE 1903 0 0 ISHARES 20+ YEAR TREASURY BOND ETF ETF 464287432 25 200 SH SOLE 200 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 146 1175 SH SOLE 1175 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 9 83 SH SOLE 83 0 0 ISHARES CALIFORNIA AMT-FREE MUNI BOND ETF ETF 464288356 588 5013 SH SOLE 5013 0 0 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 2743 39425 SH SOLE 39425 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 220 1140 SH SOLE 1140 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 109 800 SH SOLE 800 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 5811 53032 SH SOLE 53032 0 0 ISHARES CORE US CREDIT BOND ETF ETF 464288620 14 132 SH SOLE 132 0 0 ISHARES IBONDS MAR 2016 CORPORATE ETF ETF 46432FAT4 82 810 SH SOLE 810 0 0 ISHARES IBONDS MAR 2018 CORPORATE ETF ETF 46432FAW7 109 1060 SH SOLE 1060 0 0 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BOND ETF ETF 464289313 238 8986 SH SOLE 8986 0 0 ISHARES IBONDS SEP 2017 AMT-FREE MUNI BOND ETF ETF 464289271 230 8376 SH SOLE 8376 0 0 ISHARES IBONDS SEP 2018 AMT-FREE MUNI BOND ETF ETF 46429B580 128 5000 SH SOLE 5000 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 1606 19279 SH SOLE 19279 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 11 100 SH SOLE 100 0 0 ISHARES MBS ETF ETF 464288588 178 1622 SH SOLE 1622 0 0 ISHARES MSCI EAFE ETF ETF 464287465 52 905 SH SOLE 905 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 13 400 SH SOLE 400 0 0 ISHARES MSCI EUROZONE ETF ETF 464286608 69 2000 SH SOLE 2000 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 7894 26026 SH SOLE 26026 0 0 ISHARES NATIONAL AMT-FREE MUNI BOND ETF ETF 464288414 669 6108 SH SOLE 6108 0 0 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF ETF 464287374 7 245 SH SOLE 245 0 0 ISHARES NORTH AMERICAN TECH-MULTIMEDIA NETWORKING ETF ETF 464287531 18 500 SH SOLE 500 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 32 300 SH SOLE 300 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 384 4125 SH SOLE 4125 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 49 525 SH SOLE 525 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 230 2110 SH SOLE 2110 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 15 115 SH SOLE 115 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 395 4379 SH SOLE 4379 0 0 ISHARES RUSSELL 3000 ETF ETF 464287689 41 363 SH SOLE 363 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 44 500 SH SOLE 500 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 62 920 SH SOLE 920 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 3350 21327 SH SOLE 21327 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 70 610 SH SOLE 610 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 665 9147 SH SOLE 9147 0 0 ISHARES SHORT TREASURY BOND ETF ETF 464288679 319 2895 SH SOLE 2895 0 0 ISHARES TR IBOXX INV CP ETF ETF 464287242 591 5090 SH SOLE 5090 0 0 ISHARES U.S. FINANCIALS ETF ETF 464287788 19 220 SH SOLE 220 0 0 ISHARES U.S. INDUSTRIALS ETF ETF 464287754 35 360 SH SOLE 360 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 1669 43251 SH SOLE 43251 0 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 189 2665 SH SOLE 2665 0 0 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 2 25 SH SOLE 25 0 0 ISIS PHARMACEUTICALS INC COM Stock 464330109 40 1000 SH SOLE 1000 0 0 JD COM INC SPON ADR CL A ADR 47215P106 31 1200 SH SOLE 1200 0 0 JOHNSON & JOHNSON COM Stock 478160104 554 5937 SH SOLE 5937 0 0 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 421 13850 SH SOLE 13850 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 73 1200 SH SOLE 1200 0 0 KAYNE ANDERSON MLP INVT CO COM CEF 486606106 0 0 SH SOLE 0 0 0 KEYCORP NEW COM Stock 493267108 201 15449 SH SOLE 15449 0 0 KEYCORP NEW PFD 7.75% SR A Convertible Preferred 493267405 39 300 SH SOLE 300 0 0 KIMBERLY CLARK CORP COM Stock 494368103 218 2000 SH SOLE 2000 0 0 KINDER MORGAN INC Stock 49456B101 53 1919 SH SOLE 1919 0 0 LAS VEGAS SANDS CORP COM Stock 517834107 38 1000 SH SOLE 1000 0 0 LAZARD LTD SHS A Stock G54050102 317 7325 SH SOLE 7325 0 0 LILLY ELI & CO COM Stock 532457108 22 260 SH SOLE 260 0 0 LINKEDIN CORP COM CL A Stock 53578A108 362 1905 SH SOLE 1905 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 960 4633 SH SOLE 4633 0 0 LOWES COS INC COM Stock 548661107 200 2900 SH SOLE 2900 0 0 MAGNUM HUNTER RES CORP DEL COM Stock 55973B102 0 500 SH SOLE 500 0 0 MARKET VECTORS STEEL ETF ETF 57060U308 4 200 SH SOLE 200 0 0 MASTERCARD INC Stock 57636Q104 23 250 SH SOLE 250 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 107 2687 SH SOLE 2687 0 0 MERCK & CO INC Stock 58933Y105 14 288 SH SOLE 288 0 0 MICROSOFT CORP COM Stock 594918104 1196 27015 SH SOLE 27015 0 0 MILLENNIAL MEDIA INC COM Stock 60040N105 7 3800 SH SOLE 3800 0 0 MOBILEYE N V AMSTELVEEN ORD SHS Stock N51488117 856 18825 SH SOLE 18825 0 0 MONDELEZ INTL INC CL A Stock 609207105 289 6912 SH SOLE 6912 0 0 MYERS INDS INC COM Stock 628464109 13 1000 SH SOLE 1000 0 0 NATIONAL OILWELL VARCO INC COM Stock 637071101 18 470 SH SOLE 470 0 0 NETFLIX INC COM Stock 64110L106 18 170 SH SOLE 170 0 0 NEW MEDIA INVT GROUP INC COM Stock 64704V106 860 55609 SH SOLE 55609 0 0 NEW RESIDENTIAL INVT CORP COM NEW REIT 64828T201 1507 115067 SH SOLE 115067 0 0 NEW SR INVT GROUP INC COM REIT 648691103 367 35093 SH SOLE 35093 0 0 NEWCASTLE INVT CORP NEW COM PAR $0.01 REIT 65105M603 414 94281 SH SOLE 94281 0 0 NIKE INC CL B Stock 654106103 12 100 SH SOLE 100 0 0 NORFOLK SOUTHERN CORP COM Stock 655844108 0 0 SH SOLE 0 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART MLP 665826103 227 9975 SH SOLE 9975 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 25 153 SH SOLE 153 0 0 NUVEEN DIV ADVANTAGE MUN FD 2 COM CEF 67070F100 5 333 SH SOLE 333 0 0 NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT CEF 670731108 8 500 SH SOLE 500 0 0 NUVEEN MUN VALUE FD INC COM CEF 670928100 5 500 SH SOLE 500 0 0 NUVEEN NY AMT FREE MUN INCOME COM CEF 670656107 18 1400 SH SOLE 1400 0 0 NUVEEN OHIO QUALITY INCOME MUN COM CEF 670980101 14 1000 SH SOLE 1000 0 0 NUVEEN QUALITY PFD INC FD 3 COM CEF 67072W101 2 229 SH SOLE 229 0 0 NUVEEN QUALITY PFD INCOME FD COM CEF 67071S101 8 1000 SH SOLE 1000 0 0 NUVEEN SELECT QUALITY MUN FD COM CEF 670973106 7 500 SH SOLE 500 0 0 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 100 400 SH SOLE 400 0 0 ORACLE CORP COM Stock 68389X105 25 703 SH SOLE 702 0 0 PALO ALTO NETWORKS INC COM Stock 697435105 150 870 SH SOLE 870 0 0 PAN AMERICAN SILVER CORP COM Stock 697900108 2 300 SH SOLE 300 0 0 PARKER HANNIFIN CORP COM Stock 701094104 15 151 SH SOLE 151 0 0 PDL BIOPHARMA INC COM Stock 69329Y104 2 300 SH SOLE 300 0 0 PEABODY ENERGY CORP COM NEW Stock 704549203 2 1100 SH SOLE 1100 0 0 PEPSICO INC COM Stock 713448108 542 5750 SH SOLE 5749 0 0 PFIZER INC COM Stock 717081103 455 14479 SH SOLE 14479 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 396 4993 SH SOLE 4993 0 0 PHILLIPS 66 COM Stock 718546104 146 1900 SH SOLE 1900 0 0 PICO HLDGS INC COM NEW Stock 693366205 8 800 SH SOLE 800 0 0 PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND ETF 72201R783 9 95 SH SOLE 95 0 0 PIMCO ETF TR ENHAN SHRT MA AC ETF 72201R833 51 504 SH SOLE 504 0 0 PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND ETF 72201R775 2860 27116 SH SOLE 27116 0 0 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN MLP 726503105 3 100 SH SOLE 100 0 0 POLYONE CORP COM Stock 73179P106 24 808 SH SOLE 808 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 15 150 SH SOLE 150 0 0 POWERSHARES SENIOR LOAN PORTFOLIO ETF 73936Q769 697 30250 SH SOLE 30250 0 0 POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO ETF 73935X500 1 200 SH SOLE 200 0 0 PRICELINE GRP INC COM NEW Stock 741503403 1923 1555 SH SOLE 1555 0 0 PROCTER & GAMBLE CO COM Stock 742718109 91 1261 SH SOLE 1261 0 0 PROGRESSIVE CORP OHIO COM Stock 743315103 225 7350 SH SOLE 7350 0 0 PUTNAM MASTER INTER INCOME TR SH BEN INT CEF 746909100 27 6000 SH SOLE 6000 0 0 QUALCOMM INC COM Stock 747525103 53 991 SH SOLE 991 0 0 RAYTHEON CO COM NEW Stock 755111507 131 1200 SH SOLE 1200 0 0 REALTY INCOME CORP COM REIT 756109104 69 1459 SH SOLE 1458 0 0 REPUBLIC SVCS INC COM Stock 760759100 21 504 SH SOLE 504 0 0 RICE ENERGY INC COM Stock 762760106 5 300 SH SOLE 300 0 0 RITE AID CORP COM Stock 767754104 578 95300 SH SOLE 95300 0 0 ROCKWELL AUTOMATION INC COM Stock 773903109 30 300 SH SOLE 300 0 0 ROCKWELL COLLINS INC COM Stock 774341101 29 350 SH SOLE 350 0 0 ROYAL CARIBBEAN CRUISES LTD COM Stock V7780T103 19 210 SH SOLE 210 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 26 550 SH SOLE 550 0 0 RPM INTL INC COM Stock 749685103 197 4700 SH SOLE 4700 0 0 SALESFORCE COM INC COM Stock 79466L302 56 800 SH SOLE 800 0 0 SCHLUMBERGER LTD COM Stock 806857108 53 775 SH SOLE 775 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 185 4051 SH SOLE 4050 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 15 300 SH SOLE 300 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 371 9329 SH SOLE 9329 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 52 1000 SH SOLE 1000 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 40 1100 SH SOLE 1100 0 0 SIMON PPTY GROUP INC NEW COM REIT 828806109 16 87 SH SOLE 87 0 0 SMUCKER J M CO COM NEW Stock 832696405 722 6325 SH SOLE 6325 0 0 SOUTHERN CO COM Stock 842587107 107 2400 SH SOLE 2400 0 0 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 3389 75790 SH SOLE 75789 0 0 SPDR BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 1290 36175 SH SOLE 36175 0 0 SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF ETF 78464A474 255 8350 SH SOLE 8350 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 515 10400 SH SOLE 10400 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 394 2425 SH SOLE 2425 0 0 SPDR GOLD SHARES ETF 78463V107 11 100 SH SOLE 100 0 0 SPDR NUVEEN S&P HIGH YIELD MUNICIPAL BOND ETF ETF 78464A284 91 1600 SH SOLE 1600 0 0 SPDR S&P 400 MID CAP VALUE ETF ETF 78464A839 15 200 SH SOLE 200 0 0 SPDR S&P 500 ETF ETF 78462F103 5072 26467 SH SOLE 26466 0 0 SPDR S&P PHARMACEUTICALS ETF ETF 78464A722 70 1500 SH SOLE 1500 0 0 SPDR S&P SOFTWARE & SERVICES ETF ETF 78464A599 40 850 SH SOLE 850 0 0 SPDR S&P TRANSPORTATION ETF ETF 78464A532 11 250 SH SOLE 250 0 0 SPDR SERIES TRUST KBW BK ETF ETF 78464A797 949 28550 SH SOLE 28550 0 0 SPLUNK INC COM Stock 848637104 883 15955 SH SOLE 15955 0 0 STANCORP FINL GROUP INC COM Stock 852891100 30 265 SH SOLE 265 0 0 STARBUCKS CORP COM Stock 855244109 679 11940 SH SOLE 11940 0 0 SUNESIS PHARMACEUTICALS INC COM NEW Stock 867328601 2 2215 SH SOLE 2215 0 0 SUNTECH PWR HLDGS CO LTD ADR ADR 86800C104 0 50 SH SOLE 50 0 0 T MOBILE US INC COM Stock 872590104 8 200 SH SOLE 200 0 0 TABLEAU SOFTWARE INC CL A Stock 87336U105 359 4505 SH SOLE 4505 0 0 TARGET CORP COM Stock 87612E106 34 428 SH SOLE 427 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1967 49796 SH SOLE 49796 0 0 TEEKAY TANKERS LTD CL A Stock Y8565N102 3 400 SH SOLE 400 0 0 TESLA MTRS INC COM Stock 88160R101 168 676 SH SOLE 676 0 0 TORONTO DOMINION BK ONT COM NEW Stock 891160509 39 1000 SH SOLE 1000 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 835 8393 SH SOLE 8393 0 0 TWITTER INC COM Stock 90184L102 0 10 SH SOLE 10 0 0 U S SILICA HLDGS INC COM Stock 90346E103 1 100 SH SOLE 100 0 0 UNITED TECHNOLOGIES CORP COM Stock 913017109 11 128 SH SOLE 128 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 35 300 SH SOLE 300 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 134 3100 SH SOLE 3100 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 53 718 SH SOLE 718 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 15 356 SH SOLE 356 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1172 32896 SH SOLE 32896 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 62 1864 SH SOLE 1864 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 30 600 SH SOLE 600 0 0 VANGUARD INDUSTRIALS INDEX FUND ETF 92204A603 9 100 SH SOLE 100 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 717 8392 SH SOLE 8392 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 292 2499 SH SOLE 2499 0 0 VANGUARD REIT ETF ETF 922908553 1201 15897 SH SOLE 15897 0 0 VANGUARD S&P 500 ETF ETF 922908363 9 50 SH SOLE 50 0 0 VANGUARD SMALL CAP ETF ETF 922908751 211 1952 SH SOLE 1952 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 9 200 SH SOLE 200 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 2051 20778 SH SOLE 20777 0 0 VECTOR GROUP LTD COM Stock 92240M108 12 525 SH SOLE 525 0 0 VERIFONE SYS INC COM Stock 92342Y109 8 300 SH SOLE 300 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 127 2925 SH SOLE 2925 0 0 VISA INC COM CL A Stock 92826C839 2563 36800 SH SOLE 36800 0 0 VIVUS INC COM Stock 928551100 1 400 SH SOLE 400 0 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT MLP Y9384M101 6 300 SH SOLE 300 0 0 WABASH NATL CORP COM Stock 929566107 3 300 SH SOLE 300 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 108 1300 SH SOLE 1300 0 0 WAL-MART STORES INC COM Stock 931142103 9 138 SH SOLE 138 0 0 WEC ENERGY GROUP INC COM Stock 92939U106 21 408 SH SOLE 408 0 0 WELLS FARGO & CO NEW COM Stock 949746101 192 3748 SH SOLE 3748 0 0 WELLTOWER INC COM Stock 95040Q104 42 624 SH SOLE 624 0 0 WESTERN ALLIANCE BANCORP COM Stock 957638109 150 4900 SH SOLE 4900 0 0 WEYERHAEUSER CO PREF CONV SER A Convertible Preferred 962166872 24 507 SH SOLE 507 0 0 WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND FUND ETF 97717W281 9 250 SH SOLE 250 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 1680 30735 SH SOLE 30735 0 0 WISDOMTREE GERMANY HEDGED EQUITY FUND ETF 97717W448 813 32175 SH SOLE 32175 0 0 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND ETF 97717X594 11 450 SH SOLE 450 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF 97717W851 1747 35905 SH SOLE 35905 0 0 YAHOO INC COM Stock 984332106 9 300 SH SOLE 300 0 0 ENTERPRISE PRODS PARTNERS L P PUT 293792107 62 2500 SH Put SOLE 2500 0 0 ENTERPRISE PRODS PARTNERS L P PUT 293792107 60 2000 SH Put SOLE 2000 0 0