0001569655-15-000001.txt : 20150128 0001569655-15-000001.hdr.sgml : 20150128 20150128132352 ACCESSION NUMBER: 0001569655-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 EFFECTIVENESS DATE: 20150128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winfield Associates, Inc. CENTRAL INDEX KEY: 0001569655 IRS NUMBER: 311566830 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16105 FILM NUMBER: 15554137 BUSINESS ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216.241.2575 MAIL ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569655 XXXXXXXX 12-31-2014 12-31-2014 Winfield Associates, Inc.

700 WEST ST. CLAIR SUITE #404 CLEVELAND OH 44113

13F HOLDINGS REPORT 028-16105 N Christopher W. Baker 2162412575 Christopher W. Baker Cleveland OH 01-28-2015 0 305 136008 false INFORMATION TABLE 2 Winfield13FQ42014.xml WINFIELD13FQ42014 3M COMPANY Stock 88579Y101 1310 7973 SH SOLE 7973 0 0 ABBOTT LABORATORIES Stock 002824100 27 600 SH SOLE 600 0 0 ABBVIE INC Stock 00287Y109 846 12925 SH SOLE 12925 0 0 AIR PRODUCTS & CHEM Stock 009158106 795 5513 SH SOLE 5513 0 0 AIRCASTLE LTD COM Stock G0129K104 246 11525 SH SOLE 11525 0 0 ALCATEL-LUCENT SPONSORED ADR ADR 013904305 0 6 SH SOLE 6 0 0 ALIGN TECHNOLOGY INC COM Stock 016255101 11 200 SH SOLE 200 0 0 ALLIANCEBERNSTEIN INCOME FUND COM CEF 01881E101 4 541 SH SOLE 541 0 0 ALTRIA GROUP INC Stock 02209S103 154 3125 SH SOLE 3125 0 0 AMAZON.COM INC Stock 023135106 1564 5040 SH SOLE 5040 0 0 AMERICAN EXPRESS CO Stock 025816109 12 125 SH SOLE 125 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 620 6275 SH SOLE 6275 0 0 AMGEN INC COM Stock 031162100 32 200 SH SOLE 200 0 0 APPLE INC Stock 037833100 6421 58169 SH SOLE 58169 0 0 ARENA PHARMACEUTICALS INC COM Stock 040047102 7 2000 SH SOLE 2000 0 0 AT&T INC COM Stock 00206R102 150 4455 SH SOLE 4455 0 0 ATHERSYS INC COM Stock 04744L106 75 47750 SH SOLE 47750 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 2 45 SH SOLE 45 0 0 BANK OF AMERICA CORP Stock 060505104 4 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC CL B Stock 084670702 1556 10362 SH SOLE 10362 0 0 BIOGEN IDEC INC COM Stock 09062X103 34 100 SH SOLE 100 0 0 BLACKBERRY LTD COM Stock 09228F103 8 700 SH SOLE 700 0 0 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 66 5000 SH SOLE 5000 0 0 BLACKROCK CORPOR HI YLD FD INC COM CEF 09255P107 5 400 SH SOLE 400 0 0 BLUEBIRD BIO INC COM Stock 09609G100 9 100 SH SOLE 100 0 0 BOEING CO Stock 097023105 1768 13603 SH SOLE 13603 0 0 BRISTOL MYERS SQUIBB Stock 110122108 30 500 SH SOLE 500 0 0 CANADIAN PAC RY LTD COM Stock 13645T100 1 5 SH SOLE 5 0 0 CARDINAL HEALTH INC COM Stock 14149Y108 24 300 SH SOLE 300 0 0 CAVIUM INC COM Stock 14964U108 785 12700 SH SOLE 12700 0 0 CEDAR FAIR L P DEPOSITRY UNIT MLP 150185106 1118 23380 SH SOLE 23380 0 0 CENTRAL FED CORP COM NEW Stock 15346Q202 12 10000 SH SOLE 10000 0 0 CHART INDS INC COM PAR $0.01 Stock 16115Q308 490 14330 SH SOLE 14330 0 0 CHEVRON CORP Stock 166764100 53 475 SH SOLE 475 0 0 CITIGROUP INC Stock 172967424 13 240 SH SOLE 240 0 0 CITRIX SYS INC COM Stock 177376100 10 150 SH SOLE 150 0 0 CLEVELAND BIOLABS INC COM Stock 185860103 4 15711 SH SOLE 15711 0 0 CLIFFS NATURAL RESOURCES INC Stock 18683K101 6 900 SH SOLE 900 0 0 COCA COLA CO Stock 191216100 59 1400 SH SOLE 1400 0 0 COHEN & STEERS LTD DUR PFD INC COM CEF 19248C105 418 18450 SH SOLE 18450 0 0 COHEN & STEERS QUALITY RLTY FD COM CEF 19247L106 24 2000 SH SOLE 2000 0 0 COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR ADR 20441A102 3 550 SH SOLE 550 0 0 CONOCOPHILLIPS Stock 20825C104 1047 15160 SH SOLE 15160 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 4513 62555 SH SOLE 62555 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 1115 22995 SH SOLE 22995 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 4 25 SH SOLE 25 0 0 CPFL ENERGIA S A SPONSORED ADR ADR 126153105 4 275 SH SOLE 275 0 0 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 840 10672 SH SOLE 10672 0 0 CURRENCYSHARES SWISS FRANC TRUST ETF 23129V109 39 400 SH SOLE 400 0 0 CVR REFNG LP COMUNIT REP LT MLP 12663P107 314 18700 SH SOLE 18700 0 0 CVS CORP Stock 126650100 366 3802 SH SOLE 3802 0 0 DEUTSCHE GLOBAL HIGH INCOME FD COM CEF 25158V108 47 6000 SH SOLE 6000 0 0 DIAGEO PLC ADR 25243Q205 18 161 SH SOLE 160 0 0 DIGITAL RLTY TR INC COM REIT 253868103 360 5425 SH SOLE 5425 0 0 DIRECTV COM Stock 25490A309 43 500 SH SOLE 500 0 0 DOMINION RES INC VA NEW COM Stock 25746U109 44 566 SH SOLE 566 0 0 DOVER SADDLERY INC COM Stock 260412101 1 200 SH SOLE 200 0 0 DU PONT E I DE NEMOURS & CO Stock 263534109 2 25 SH SOLE 25 0 0 DUKE ENERGY CORP NEW Stock 26441C204 192 2303 SH SOLE 2303 0 0 EATON CORP PLC SHS Stock G29183103 599 8820 SH SOLE 8820 0 0 ELI LILLY AND CO Stock 532457108 18 260 SH SOLE 260 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 678 8569 SH SOLE 8569 0 0 ENPHASE ENERGY INC COM Stock 29355A107 7 500 SH SOLE 500 0 0 ENTERPRISE PRODS PARTNERS L P MLP 293792107 1199 33200 SH SOLE 33200 0 0 EOG RES INC COM Stock 26875P101 83 900 SH SOLE 900 0 0 EXELIXIS INC COM Stock 30161Q104 0 300 SH SOLE 300 0 0 EXPRESS SCRIPTS INC Stock 30219G108 85 1000 SH SOLE 1000 0 0 EXXON MOBIL CORP Stock 30231G102 208 2250 SH SOLE 2250 0 0 FACEBOOK INC CL A Stock 30303M102 951 12185 SH SOLE 12185 0 0 FARMERS NATL BANC CORP COM Stock 309627107 190 22800 SH SOLE 22800 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 2196 88806 SH SOLE 88806 0 0 FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUND ETF 33735G107 56 2739 SH SOLE 2739 0 0 FLUOR CORP NEW COM Stock 343412102 470 7750 SH SOLE 7750 0 0 FORD MOTOR COMPANY Stock 345370860 515 33200 SH SOLE 33200 0 0 FOUNDATION MEDICINE INC COM Stock 350465100 73 3300 SH SOLE 3300 0 0 FRESH MKT INC COM Stock 35804H106 4 100 SH SOLE 100 0 0 GENERAL ELECTRIC CO Stock 369604103 139 5518 SH SOLE 5518 0 0 GENERAL GROWTH PPTYS INC NEW COM REIT 370023103 18 623 SH SOLE 623 0 0 GENERAL MILLS INC Stock 370334104 21 400 SH SOLE 400 0 0 GILEAD SCIENCES INC COM Stock 375558103 1275 13530 SH SOLE 13530 0 0 GOLDCORP INC NEW COM Stock 380956409 7 400 SH SOLE 400 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 1004 5180 SH SOLE 5180 0 0 GOOGLE INC Stock 38259P508 2258 4255 SH SOLE 4255 0 0 GOOGLE INC CL C Stock 38259P706 2770 5262 SH SOLE 5262 0 0 GRAHAM CP Stock 384556106 478 16600 SH SOLE 16600 0 0 GRUPO TELEVISA SA SPON ADR REP ORD ADR 40049J206 5 140 SH SOLE 140 0 0 GSV CAP CORP COM CEF 36191J101 1 100 SH SOLE 100 0 0 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF ETF 18383M563 108 5000 SH SOLE 5000 0 0 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF ETF 18383M555 236 10700 SH SOLE 10700 0 0 GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF ETF 18383M548 243 10700 SH SOLE 10700 0 0 GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF ETF 18383M530 211 10000 SH SOLE 10000 0 0 HALLIBURTON CO Stock 406216101 397 10086 SH SOLE 10086 0 0 HANSEN MEDICAL INC COM Stock 411307101 0 550 SH SOLE 550 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 1446 21142 SH SOLE 21142 0 0 HOLOGIC INC COM Stock 436440101 5 200 SH SOLE 200 0 0 HOME DEPOT INC COM Stock 437076102 842 8021 SH SOLE 8021 0 0 HUNTINGTON BANCSHARES INC COM Stock 446150104 6 573 SH SOLE 573 0 0 HUNTINGTON INGALLS INDS INC COM Stock 446413106 3 25 SH SOLE 25 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 789 13948 SH SOLE 13948 0 0 INTEGRYS ENERGY GROUP INC Stock 45822P105 28 362 SH SOLE 362 0 0 INTEL Stock 458140100 791 21785 SH SOLE 21785 0 0 INTL BUSINESS MACHINES Stock 459200101 32 200 SH SOLE 200 0 0 ISHARES 0-5 YR TIPS BOND ETF ETF 46429B747 28 279 SH SOLE 279 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 1211 11512 SH SOLE 11512 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 161 1903 SH SOLE 1903 0 0 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 20 150 SH SOLE 150 0 0 ISHARES 20+ YEAR TREASURY BOND ETF ETF 464287432 88 700 SH SOLE 700 0 0 ISHARES 7-10 YR TREASURY BOND ETF ETF 464287440 9 83 SH SOLE 83 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 229 1105 SH SOLE 1105 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 116 800 SH SOLE 800 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 3803 34539 SH SOLE 34539 0 0 ISHARES CORE US CREDIT BOND ETF ETF 464288620 15 132 SH SOLE 132 0 0 ISHARES DJ US ENERGY ETF 464287796 13 300 SH SOLE 300 0 0 ISHARES IBONDS MAR 2016 CORPORATE ETF ETF 46432FAT4 82 810 SH SOLE 810 0 0 ISHARES IBONDS MAR 2018 CORPORATE ETF ETF 46432FAW7 108 1060 SH SOLE 1060 0 0 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF ETF 464289339 63 1195 SH SOLE 1195 0 0 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BOND ETF ETF 464289313 266 4993 SH SOLE 4993 0 0 ISHARES IBONDS SEP 2017 AMT-FREE MUNI BOND ETF ETF 464289271 257 4688 SH SOLE 4688 0 0 ISHARES IBONDS SEP 2018 AMT-FREE MUNI BOND ETF ETF 46429B580 128 5000 SH SOLE 5000 0 0 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 727 6090 SH SOLE 6090 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1781 19879 SH SOLE 19879 0 0 ISHARES INTERMEDIATE GOVERNMENT/CREDIT BOND ETF ETF 464288612 55 500 SH SOLE 500 0 0 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 11 100 SH SOLE 100 0 0 ISHARES MBS BOND ETF ETF 464288588 177 1622 SH SOLE 1622 0 0 ISHARES MSCI AUSTRALIA ETF ETF 464286103 1 50 SH SOLE 50 0 0 ISHARES MSCI BRAZIL CAPPED ETF ETF 464286400 11 300 SH SOLE 300 0 0 ISHARES MSCI EAFE ETF ETF 464287465 57 930 SH SOLE 930 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 6 150 SH SOLE 150 0 0 ISHARES MSCI EMU ETF ETF 464286608 36 1000 SH SOLE 1000 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 7902 26050 SH SOLE 26050 0 0 ISHARES NATIONAL AMT-FREE MUNI BOND ETF ETF 464288414 629 5705 SH SOLE 5705 0 0 ISHARES NORTH AMERICAN TECH-MULTIMEDIA NETWORKING ETF ETF 464287531 19 500 SH SOLE 500 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 36 375 SH SOLE 375 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 83 795 SH SOLE 795 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 252 2110 SH SOLE 2110 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 6 40 SH SOLE 40 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 408 4010 SH SOLE 4010 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 25 150 SH SOLE 150 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 28 300 SH SOLE 300 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 68 920 SH SOLE 920 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 112 1000 SH SOLE 1000 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 78 610 SH SOLE 610 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 3157 19775 SH SOLE 19775 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 2083 26233 SH SOLE 26233 0 0 ISHARES SHORT TREASURY BOND ETF ETF 464288679 319 2895 SH SOLE 2895 0 0 ISHARES TIPS BOND ETF ETF 464287176 101 900 SH SOLE 900 0 0 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 3244 42380 SH SOLE 42380 0 0 ISHARES TR S&P CALIF MUN BD FD ETF 464288356 504 4276 SH SOLE 4276 0 0 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 44 363 SH SOLE 363 0 0 ISHARES U.S. FINANCIALS ETF ETF 464287788 20 220 SH SOLE 220 0 0 ISHARES U.S. INDUSTRIALS ETF ETF 464287754 28 260 SH SOLE 260 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 1501 38049 SH SOLE 38049 0 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 783 10186 SH SOLE 10186 0 0 JD COM INC SPON ADR CL A ADR 47215P106 21 900 SH SOLE 900 0 0 JOHN HANCOCK PATRIOT PREMIUM DIV. FND. II CEF 41013T105 55 4000 SH SOLE 4000 0 0 JOHNSON & JOHNSON Stock 478160104 1109 10606 SH SOLE 10606 0 0 JOY GLOBAL INC COM Stock 481165108 0 0 SH SOLE 0 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 1837 39975 SH SOLE 39975 0 0 JP MORGAN CHASE & CO Stock 46625H100 1126 17995 SH SOLE 17995 0 0 KANSAS CITY SOUTHERN Stock 485170302 430 3520 SH SOLE 3520 0 0 KAYNE ANDERSON ENRGY TTL RT FD COM CEF 48660P104 14 500 SH SOLE 500 0 0 KAYNE ANDERSON MLP INVT CO COM CEF 486606106 1210 31699 SH SOLE 31699 0 0 KEYCORP NEW Stock 493267108 216 15549 SH SOLE 15549 0 0 KEYCORP NEW PFD 7.75% SR A Convertible Preferred 493267405 39 300 SH SOLE 300 0 0 KIMBERLY CLARK CORP Stock 494368103 1034 8950 SH SOLE 8950 0 0 KINDER MORGAN INC Stock 49456B101 1032 24402 SH SOLE 24402 0 0 KRAFT FOODS GROUP INC COM Stock 50076Q106 73 1163 SH SOLE 1163 0 0 LASALLE HOTEL PPTYS COM SH BEN INT REIT 517942108 420 10380 SH SOLE 10380 0 0 LINKEDIN CORPORATION Stock 53578A108 232 1010 SH SOLE 1010 0 0 LNB BANCORP INC COM Stock 502100100 200 11120 SH SOLE 11120 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 714 3710 SH SOLE 3710 0 0 LOWES COMPANIES Stock 548661107 200 2900 SH SOLE 2900 0 0 MAGNUM HUNTER RES CORP DEL COM Stock 55973B102 2 500 SH SOLE 500 0 0 MARKET VECTORS STEEL ETF ETF 57060U308 7 200 SH SOLE 200 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN MLP 570759100 319 4750 SH SOLE 4750 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 148 3040 SH SOLE 3040 0 0 MEDTRONIC INC Stock 585055106 9 125 SH SOLE 125 0 0 MERCK & CO INC Stock 58933Y105 16 288 SH SOLE 288 0 0 MICROSOFT CORP Stock 594918104 1507 32439 SH SOLE 32439 0 0 MILLENNIAL MEDIA INC COM Stock 60040N105 8 4800 SH SOLE 4800 0 0 MOBILEYE N V AMSTELVEEN ORD SHS Stock N51488117 223 5500 SH SOLE 5500 0 0 MONDELEZ INTL INC COM Stock 609207105 970 26700 SH SOLE 26700 0 0 MONSANTO CO Stock 61166W101 1141 9550 SH SOLE 9550 0 0 MYERS INDUSTRIES INC Stock 628464109 18 1000 SH SOLE 1000 0 0 NEKTAR THERAPEUTICS COM Stock 640268108 3 200 SH SOLE 200 0 0 NETFLIX INC COM Stock 64110L106 3 10 SH SOLE 10 0 0 NEW MEDIA INVT GROUP INC COM Stock 64704V106 1130 47831 SH SOLE 47831 0 0 NEW RESIDENTIAL INVESTMENT CORP REIT 64828T201 987 77300 SH SOLE 77300 0 0 NEWCASTLE INVT CORP NEW COM PAR $0.01 REIT 65105M603 204 45330 SH SOLE 45330 0 0 NIKE INC CL B Stock 654106103 10 100 SH SOLE 100 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART MLP 665826103 192 8650 SH SOLE 8650 0 0 NORTHROP GRUMMAN CORP HOLDING CO Stock 666807102 23 153 SH SOLE 153 0 0 NUVEEN DIV ADVANTAGE MUN FD 2 COM CEF 67070F100 5 333 SH SOLE 333 0 0 NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT CEF 670731108 42 2500 SH SOLE 2500 0 0 NUVEEN MUN VALUE FD INC COM CEF 670928100 5 500 SH SOLE 500 0 0 NUVEEN NY AMT FREE MUN INCOME COM CEF 670656107 18 1400 SH SOLE 1400 0 0 NUVEEN OHIO QUALITY INCOME MUN COM CEF 670980101 15 1000 SH SOLE 1000 0 0 NUVEEN QUALITY PFD INC FD 3 COM CEF 67072W101 2 229 SH SOLE 229 0 0 NUVEEN QUALITY PFD INCOME FD COM CEF 67071S101 8 1000 SH SOLE 1000 0 0 NUVEEN SELECT QUALITY MUN FD COM CEF 670973106 7 500 SH SOLE 500 0 0 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 77 400 SH SOLE 400 0 0 ONEOK PARTNERS LP UNIT LTD PARTN MLP 68268N103 16 400 SH SOLE 400 0 0 OPKO HEALTH INC COM Stock 68375N103 5 500 SH SOLE 500 0 0 PAN AMERICAN SILVER CORP COM Stock 697900108 3 300 SH SOLE 300 0 0 PDL BIOPHARMA INC COM Stock 69329Y104 2 300 SH SOLE 300 0 0 PEPSICO INC Stock 713448108 544 5750 SH SOLE 5749 0 0 PETSMART INC COM Stock 716768106 20 250 SH SOLE 250 0 0 PFIZER INC Stock 717081103 573 18396 SH SOLE 18396 0 0 PHILIP MORRIS INTL INC Stock 718172109 161 1980 SH SOLE 1980 0 0 PHILLIPS 66 Stock 718546104 143 2000 SH SOLE 2000 0 0 PICO HLDGS INC COM NEW Stock 693366205 15 800 SH SOLE 800 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 51 504 SH SOLE 504 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD ETF 72201R783 90 895 SH SOLE 895 0 0 PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND ETF 72201R775 3502 32663 SH SOLE 32663 0 0 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN MLP 726503105 15 300 SH SOLE 300 0 0 POLYONE CORP COM Stock 73179P106 31 808 SH SOLE 808 0 0 POWERSHARES DB COMMODITY INDEX TRACKING FUND ETF 73935S105 46 2500 SH SOLE 2500 0 0 POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO ETF 73936T573 20 714 SH SOLE 714 0 0 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 73936Q769 756 31450 SH SOLE 31450 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 15 150 SH SOLE 150 0 0 POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO ETF 73935X500 1 200 SH SOLE 200 0 0 PRAXAIR INC COM Stock 74005P104 10 75 SH SOLE 75 0 0 PRICELINE GRP INC COM NEW Stock 741503403 1329 1166 SH SOLE 1166 0 0 PROCTER & GAMBLE CO Stock 742718109 881 9668 SH SOLE 9668 0 0 PROGRESSIVE CORP. Stock 743315103 205 7580 SH SOLE 7580 0 0 PUT (EPD) ENTERPRISE PRODS PARTN 03/20/2015 @ $36.25 PUT 293792107 5 25 SH Put SOLE 25 0 0 PUTNAM MASTER INTER INCOME TR SH BEN INT CEF 746909100 29 6000 SH SOLE 6000 0 0 QUALCOMM INC COM Stock 747525103 216 2900 SH SOLE 2900 0 0 REALTY INCOME CORP COM REIT 756109104 38 800 SH SOLE 800 0 0 RICE ENERGY INC COM Stock 762760106 6 300 SH SOLE 300 0 0 RITE AID CORP Stock 767754104 717 95400 SH SOLE 95400 0 0 ROCKWELL COLLINS INC COM Stock 774341101 30 350 SH SOLE 350 0 0 ROYAL CARIBBEAN CRUISES LTD COM Stock V7780T103 17 210 SH SOLE 210 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 49 730 SH SOLE 730 0 0 RPM INTERNATIONAL INC Stock 749685103 279 5500 SH SOLE 5500 0 0 SABRA HEALTH CARE REIT INC COM REIT 78573L106 6 200 SH SOLE 200 0 0 SALESFORCE COM INC COM Stock 79466L302 42 700 SH SOLE 700 0 0 SCHLUMBERGER LTD Stock 806857108 60 700 SH SOLE 700 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 39 800 SH SOLE 800 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 16 300 SH SOLE 300 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 661 14994 SH SOLE 14994 0 0 SIMON PPTY GROUP INC NEW COM REIT 828806109 11 62 SH SOLE 62 0 0 SMUCKER J M CO COM NEW Stock 832696405 558 5525 SH SOLE 5525 0 0 SONUS NETWORKS INC COM Stock 835916107 20 5000 SH SOLE 5000 0 0 SOUTHERN CO Stock 842587107 133 2700 SH SOLE 2700 0 0 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD ETF 78464A474 255 8350 SH SOLE 8350 0 0 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 2497 53253 SH SOLE 53252 0 0 SPDR BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 1460 37825 SH SOLE 37825 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 449 2525 SH SOLE 2525 0 0 SPDR GOLD ETF ETF 78463V107 11 100 SH SOLE 100 0 0 SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78464A425 364 15000 SH SOLE 15000 0 0 SPDR S&P 400 MID CAP VALUE ETF ETF 78464A839 17 200 SH SOLE 200 0 0 SPDR S&P 500 ETF ETF 78462F103 5411 26327 SH SOLE 26326 0 0 SPDR S&P BANK ETF ETF 78464A797 866 25800 SH SOLE 25800 0 0 SPDR S&P RUSSIA ETF ETF 78463X558 4 300 SH SOLE 300 0 0 SPDR S&P SOFTWARE & SERVICES ETF ETF 78464A599 40 425 SH SOLE 425 0 0 SPDR S&P TRANSPORTATION ETF ETF 78464A532 14 125 SH SOLE 125 0 0 SPLUNK INC COM Stock 848637104 808 13705 SH SOLE 13705 0 0 STARBUCKS CORP Stock 855244109 400 4870 SH SOLE 4870 0 0 SUNESIS PHARMACEUTICALS INC COM NEW Stock 867328601 6 2215 SH SOLE 2215 0 0 SUNTECH PWR HLDGS CO LTD ADR ADR 86800C104 0 50 SH SOLE 50 0 0 T MOBILE US INC COM Stock 872590104 5 200 SH SOLE 200 0 0 TABLEAU SOFTWARE INC CL A Stock 87336U105 313 3690 SH SOLE 3690 0 0 TARGET CORP Stock 87612E106 42 553 SH SOLE 553 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1581 38232 SH SOLE 38232 0 0 TEEKAY TANKERS LTD CL A Stock Y8565N102 2 400 SH SOLE 400 0 0 TEREX CORP NEW Stock 880779103 20 700 SH SOLE 700 0 0 TERRA NITROGEN CO L P COM UNIT MLP 881005201 51 500 SH SOLE 500 0 0 TESLA MTRS INC COM Stock 88160R101 17 76 SH SOLE 76 0 0 TORONTO DOMINION BK ONT COM NEW Stock 891160509 48 1000 SH SOLE 1000 0 0 TRAVELERS COMPANIES INC Stock 89417E109 984 9299 SH SOLE 9299 0 0 TWITTER INC COM Stock 90184L102 2 50 SH SOLE 50 0 0 U S SILICA HLDGS INC COM Stock 90346E103 455 17700 SH SOLE 17700 0 0 UNION PACIFIC CORP Stock 907818108 268 2250 SH SOLE 2250 0 0 UNITEDHEALTH GROUP Stock 91324P102 30 300 SH SOLE 300 0 0 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 267 5650 SH SOLE 5650 0 0 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 26 318 SH SOLE 318 0 0 VANGUARD EUROPEAN ETF 922042874 10 200 SH SOLE 200 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 5 100 SH SOLE 100 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 609 16070 SH SOLE 16070 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 280 6989 SH SOLE 6989 0 0 VANGUARD INTERMEDIATE TERM CORP BOND FD ETF ETF 92206C870 415 4815 SH SOLE 4815 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 207 1678 SH SOLE 1678 0 0 VANGUARD REIT INDEX ETF ETF 922908553 2132 26322 SH SOLE 26322 0 0 VANGUARD S&P 500 ETF ETF 922908363 9 50 SH SOLE 50 0 0 VANGUARD SMALL CAP ETF ETF 922908751 223 1915 SH SOLE 1915 0 0 VANGUARD TOTAL INTL STOCK IDEX ETF ETF 921909768 6 130 SH SOLE 130 0 0 VANGUARD TOTAL STK MKT ETF 922908769 2505 23631 SH SOLE 23630 0 0 VECTOR GROUP LTD COM Stock 92240M108 16 766 SH SOLE 765 0 0 VERIFONE SYS INC COM Stock 92342Y109 11 300 SH SOLE 300 0 0 VERIZON COMMUNICATIONS Stock 92343V104 112 2400 SH SOLE 2400 0 0 VISA INC COM CL A Stock 92826C839 2150 8200 SH SOLE 8200 0 0 VIVUS INC COM Stock 928551100 1 400 SH SOLE 400 0 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT MLP Y9384M101 7 300 SH SOLE 300 0 0 WABASH NATL CORP COM Stock 929566107 4 300 SH SOLE 300 0 0 WAL-MART STORES INC Stock 931142103 12 138 SH SOLE 137 0 0 WALGREENS BOOTS Stock 93142710 34 450 SH SOLE 450 0 0 WALT DISNEY CO Stock 254687106 266 2825 SH SOLE 2825 0 0 WELLS FARGO & CO Stock 949746101 199 3622 SH SOLE 3622 0 0 WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND ETF ETF 97717W281 11 250 SH SOLE 250 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 389 7000 SH SOLE 7000 0 0 WISDOMTREE GERMANY HEDGED EQUITY FUND ETF 97717W448 8 300 SH SOLE 300 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 2175 44190 SH SOLE 44190 0 0 YAHOO INC Stock 984332106 10 200 SH SOLE 200 0 0 ZIMMER HLDGS INC COM Stock 98956P102 3 25 SH SOLE 25 0 0