0001569655-14-000008.txt : 20140728
0001569655-14-000008.hdr.sgml : 20140728
20140728143649
ACCESSION NUMBER: 0001569655-14-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140728
DATE AS OF CHANGE: 20140728
EFFECTIVENESS DATE: 20140728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Winfield Associates, Inc.
CENTRAL INDEX KEY: 0001569655
IRS NUMBER: 311566830
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16105
FILM NUMBER: 14996607
BUSINESS ADDRESS:
STREET 1: 700 WEST ST. CLAIR
STREET 2: SUITE #404
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216.241.2575
MAIL ADDRESS:
STREET 1: 700 WEST ST. CLAIR
STREET 2: SUITE #404
CITY: CLEVELAND
STATE: OH
ZIP: 44113
13F-HR
1
primary_doc.xml
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0001569655
XXXXXXXX
06-30-2014
06-30-2014
Winfield Associates, Inc.
700 WEST ST. CLAIR
SUITE #404
CLEVELAND
OH
44113
13F HOLDINGS REPORT
028-16105
N
Christopher W. Baker
CFO
2162412575
Christopher W. Baker
Cleveland
OH
07-28-2014
0
310
137966
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494550106
263
3200
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0
KINDER MORGAN INC
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49456B101
674
18606
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0
KINDER MORGAN MGMT LLC
MLP
49455U100
127
1609
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0
0
KRAFT FOODS GROUP
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50076Q106
69
1159
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LINKEDIN CORPORATION
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53578A108
158
925
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925
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0
LNB BANCORP INC
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502100100
135
11120
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0
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LOCKHEED MARTIN CORP
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539830109
535
3330
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548661107
110
2300
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MAGNUM HUNTER RESOURCES CORP.
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55973B102
12
1500
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1500
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0
MANITOWOC CO INC
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563571108
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200
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200
0
0
MARKEL CORP HOLDING CO
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570535104
65
100
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100
0
0
MARKET VECTORS ETF TR STEEL ETF
ETF
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9
200
SH
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200
0
0
MARKWEST ENERGY PARTNERS L P
MLP
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390
5450
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ETF
81369Y100
140
2830
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2830
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0
MEDTRONIC INC
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12
200
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200
0
0
MERCK & CO INC
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58933Y105
27
482
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482
0
0
MICROSOFT
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594918104
1260
30239
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0
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60040N105
56
11300
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1027
27318
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0
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61166W101
1403
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NEKTAR THERAPEUTICS
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640268108
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200
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200
0
0
NETFLIX COM INC
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64110L106
26
60
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0
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NEW MEDIA INV GRP INC
Stock
64704V106
183
12997
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0
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NEW RESIDENTIAL INVESTMENT CORP
REIT
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1030
163600
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163600
0
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NEWCASTLE INVT CORP
REIT
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650
135750
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43
112
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0
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NIKE INC CLASS B
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100
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100
0
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NORTHERN TIER ENERGYLP CL A
MLP
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244
9150
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NORTHROP GRUMMAN CORP HOLDING CO
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153
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CEF
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333
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0
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CEF
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18
1400
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670731108
208
12900
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12900
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NUVEEN MUN VALUE FD
CEF
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500
SH
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500
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NUVEEN OHIO QUALITY INCOME MUN FD INC
CEF
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15
1000
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0
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CEF
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1
229
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CEF
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8
1000
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NUVEEN SELECT QLTY MUNI
CEF
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O REILLY AUTOMOTIVE INC
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60
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ONEOK PARTNERS LP
MLP
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23
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400
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OPKO HEALTH INC
Stock
68375N103
4
500
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500
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PAN AMERICAN SILVER CORP
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Stock
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538
6024
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PETSMART INC
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716768106
26
450
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PFIZER INC
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790
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PHILIP MORRIS INTL INC
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211
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PHILLIPS 66
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164
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PICO HOLDINGS INC
Stock
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19
800
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800
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ETF
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51
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504
0
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PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD
ETF
72201R783
91
860
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860
0
0
PIMCO TOTAL RETURN ETF
ETF
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5448
49990
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PLAINS ALL AMERICAN PIPELINE LP
MLP
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24
400
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400
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POLYONE CORP
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34
808
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808
0
0
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ETF
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20
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0
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POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC
ETF
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1117
44950
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POWERSHARES QQQ TR
ETF
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14
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150
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POWERSHARES WILDERHILL CLEAN ENERGY
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1
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PRICELINE.COM INC
Stock
741503403
1182
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PROCTER & GAMBLE CO
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742718109
749
9542
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PROGRESSIVE CORP.
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743315103
189
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PROTEIN DESIGN LABS INC
Stock
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4
500
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500
0
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PUTNAM MASTER INTERMEDIATE INCOME TRUST-SBI
CEF
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30
6000
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6000
0
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QUALCOMM INC
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747525103
1068
13488
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13488
0
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REACHLOCAL INC
Stock
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3
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SH
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500
0
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REALTY INCOME CORP
REIT
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35
800
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800
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RICE ENERGY INC COM USD0.01
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300
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300
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742
103500
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103500
0
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ROCKWELL COLLINS INC
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27
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350
0
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ROCKWOOD HLDGS INC COM
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53
700
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700
0
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ROYAL CARRIBBEAN CRUISES LTD
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6
109
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109
0
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ROYAL DUTCH SHELL PLC-ADR
ADR
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18
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230
0
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RPM INTERNATIONAL INC
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253
5500
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S & P MID CAP 400 DEP RCPTS MID CAP
ETF
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188
723
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723
0
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SABRA HEALTH CARE REIT INC
REIT
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5
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200
0
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Stock
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40
700
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700
0
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SCHLUMBERGER LTD
Stock
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82
700
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700
0
0
SCHWAB STRATEGIC TR US LRG CAP ETF
ETF
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37
800
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800
0
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SCHWAB US LARGE CAP GROWTH ETF
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14
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SCHWAB US LARGE CAP VALUE ETF
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649
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1181
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165
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122
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ETF
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565
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SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF
ETF
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535
17300
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17300
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0
SPDR BARCLAYS CONVERTIBLE SECURITIES ETF
ETF
78464A359
2581
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SPDR DOW JONES INDUSTRIAL ETF
ETF
78467X109
440
2625
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SPDR GOLD ETF
ETF
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39
311
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311
0
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SPDR HIGH YIELD BOND ETF
ETF
78464A417
1745
41825
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SPDR INDEX SHS FDS S&P GLOBAL NAT RES ETF
ETF
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5
104
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104
0
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SPDR S&P 500 ETF
ETF
78462F103
4133
21118
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21118
0
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SPDR S&P RUSSIA ETF
ETF
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84
3300
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3300
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SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF
ETF
78464A680
33
728
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728
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SPDR SER TR S&P 400 MID CAP VALUE ETF
ETF
78464A839
17
200
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200
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SPDR SERIES TRUST KBW BK ETF
ETF
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1479
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44280
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SPDR SERIES TRUST S&P COMPUTER SOFTWARE ETF
ETF
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37
425
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425
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ETF
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364
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SPLUNK INC COM
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776
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STARBUCKS CORP
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SUNESIS PHARMACEUTICALS INC COM NEW
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TARGET CORP
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1340
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322
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TESLA MOTORS INC
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TRAVELERS COMPANIES INC
Stock
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880
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438
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363
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ADR
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194
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267
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11
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200
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10
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793
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47
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189
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VANGUARD NATURAL RES
MLP
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6
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1251
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224
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WELLS FARGO & CO
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