0001569655-14-000008.txt : 20140728 0001569655-14-000008.hdr.sgml : 20140728 20140728143649 ACCESSION NUMBER: 0001569655-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140728 DATE AS OF CHANGE: 20140728 EFFECTIVENESS DATE: 20140728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winfield Associates, Inc. CENTRAL INDEX KEY: 0001569655 IRS NUMBER: 311566830 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16105 FILM NUMBER: 14996607 BUSINESS ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216.241.2575 MAIL ADDRESS: STREET 1: 700 WEST ST. CLAIR STREET 2: SUITE #404 CITY: CLEVELAND STATE: OH ZIP: 44113 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569655 XXXXXXXX 06-30-2014 06-30-2014 Winfield Associates, Inc.

700 WEST ST. CLAIR SUITE #404 CLEVELAND OH 44113

13F HOLDINGS REPORT 028-16105 N Christopher W. Baker 2162412575 Christopher W. Baker Cleveland OH 07-28-2014 0 310 137966 false INFORMATION TABLE 2 Winfield13FQ22014.xml WINFIELD ASSOCIATES 2014 Q2 13F 3M COMPANY Stock 88579Y101 1102 7698 SH SOLE 7698 0 0 ABBOTT LABORATORIES Stock 002824100 24 600 SH SOLE 600 0 0 ABBVIE INC COM Stock 00287Y109 738 13081 SH SOLE 13081 0 0 ADVANCED MICRO DEVICES INC Stock 007903107 3 850 SH SOLE 850 0 0 AIR PRODUCTS & CHEM Stock 009158106 747 5808 SH SOLE 5808 0 0 AIRCASTLE LTD SHS Stock G0129K104 513 28900 SH SOLE 28900 0 0 ALCATEL LUCENT ADR F SPONSORED ADR ADR 013904305 0 6 SH SOLE 6 0 0 ALIGN TECHNOLOGY INC Stock 016255101 11 200 SH SOLE 200 0 0 ALLIANCE BERNSTEIN INCOME FUND CEF 01881E101 4 541 SH SOLE 541 0 0 ALTRIA GROUP INC Stock 02209S103 136 3250 SH SOLE 3250 0 0 AMAZON.COM INC Stock 023135106 1751 5392 SH SOLE 5392 0 0 AMER INTL GROUP INC Stock 026874784 27 500 SH SOLE 500 0 0 AMERICAN TOWER CORP REIT 03027X100 465 5175 SH SOLE 5175 0 0 AMGEN INC Stock 031162100 23 200 SH SOLE 200 0 0 APPLE INC Stock 037833100 5214 56107 SH SOLE 56107 0 0 ARENA PHARMACEUTICALS INC Stock 040047102 11 2000 SH SOLE 2000 0 0 AT&T INC COM Stock 00206R102 157 4455 SH SOLE 4455 0 0 ATHERSYS INC NEW COM Stock 04744L106 117 65750 SH SOLE 65750 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 1 45 SH SOLE 45 0 0 BANK OF AMERICA CORP Stock 060505104 3 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B Stock 084670702 997 7884 SH SOLE 7884 0 0 BIOGEN IDEC INC Stock 09062X103 31 100 SH SOLE 100 0 0 BLACKBERRY LTD COM Stock 09228F103 7 700 SH SOLE 700 0 0 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 69 5000 SH SOLE 5000 0 0 BLACKROCK CORPORATE HIGH YIELD FD VI INC CEF 09255P107 4 400 SH SOLE 400 0 0 BLUEBIRD BIO INC COM Stock 09609G100 3 100 SH SOLE 100 0 0 BOEING CO Stock 097023105 1676 13178 SH SOLE 13178 0 0 BP PLC SPON ADR ADR 055622104 10 200 SH SOLE 200 0 0 BRISTOL MYERS SQUIBB Stock 110122108 24 500 SH SOLE 500 0 0 CARDINAL HEALTH INC Stock 14149Y108 20 300 SH SOLE 300 0 0 CAVIUM NETWORKS INC Stock 14964U108 630 12700 SH SOLE 12700 0 0 CEDAR FAIR L P DEP UNIT MLP 150185106 1162 21980 SH SOLE 21980 0 0 CENTRAL FEDERAL CORP NEW Stock 15346Q202 14 10000 SH SOLE 10000 0 0 CHART INDUSTRIES INC Stock 16115Q308 2002 24205 SH SOLE 24205 0 0 CHEVRON CORP Stock 166764100 653 5002 SH SOLE 5002 0 0 CITIGROUP INC Stock 172967424 11 240 SH SOLE 240 0 0 CITRIX SYSTEMS INC Stock 177376100 9 150 SH SOLE 150 0 0 CLEVELAND BIOLABS INC COM Stock 185860103 7 15711 SH SOLE 15711 0 0 CLIFFS NATURAL RESOURCES INC Stock 18683K101 30 2000 SH SOLE 2000 0 0 CLOROX CO DEL Stock 189054109 73 800 SH SOLE 800 0 0 COCA COLA CO Stock 191216100 148 3500 SH SOLE 3500 0 0 COHEN & STEERS LTD DURATION PFD INCOME CEF 19248C105 558 21950 SH SOLE 21950 0 0 COHEN & STEERS QUALITY INCOME RLTY FD INC CEF 19247L106 22 2000 SH SOLE 2000 0 0 COMPANHIA DE SANEAM ADRF SPONSORED ADR ADR 20441A102 5 550 SH SOLE 550 0 0 CONCERT PHARMACEUTICALS Stock 206022105 10 1000 SH SOLE 1000 0 0 CONOCOPHILLIPS Stock 20825C104 1542 17992 SH SOLE 17992 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 2177 32627 SH SOLE 32627 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 399 8950 SH SOLE 8950 0 0 COSTCO WHOLESALE CORP Stock 22160K105 2 25 SH SOLE 25 0 0 CPFL ENERGIA SPONS ADR ADR 126153105 5 275 SH SOLE 275 0 0 CURRENCYSHARES SWISS FRANC TRUST ETF 23129V109 44 400 SH SOLE 400 0 0 CVR REFGN LP COM UNIT REPSTG LTDPARNTERSHIP INT MLP 12663P107 482 19275 SH SOLE 19275 0 0 CVS CORP Stock 126650100 553 7350 SH SOLE 7350 0 0 DB COMMODITY INDEX TRACKING ETF 73935S105 93 3500 SH SOLE 3500 0 0 DEERE & COMPANY Stock 244199105 90 1000 SH SOLE 1000 0 0 DIAGEO PLC ADR 25243Q205 20 157 SH SOLE 157 0 0 DIGITAL REALTY TRUST INC REIT 253868103 631 10825 SH SOLE 10825 0 0 DIRECTV COM Stock 25490A309 42 500 SH SOLE 500 0 0 DOMINION RESOURCES INC Stock 25746U109 40 566 SH SOLE 566 0 0 DOVER SADDLERY INC Stock 260412101 1 200 SH SOLE 200 0 0 DUKE ENERGY CORP NEW Stock 26441C204 183 2469 SH SOLE 2469 0 0 DWS GLOBAL HIGH INCOME FD COM CEF 23338W104 50 6000 SH SOLE 6000 0 0 EATON CORP PLC SHS Stock G29183103 1229 15930 SH SOLE 15930 0 0 EBAY INC Stock 278642103 25 500 SH SOLE 500 0 0 ELI LILLY AND CO Stock 532457108 16 260 SH SOLE 260 0 0 EMERSON ELECTRIC CO Stock 291011104 33 500 SH SOLE 500 0 0 ENERGIZER HOLDING INC Stock 29266R108 24 200 SH SOLE 200 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 766 7655 SH SOLE 7655 0 0 ENTERPRISE PRODS PARTNERS L P MLP 293792107 1502 19196 SH SOLE 19196 0 0 EOG RESOURCES INC Stock 26875P101 303 2600 SH SOLE 2600 0 0 EXELIXIS INC CMN Stock 30161Q104 1 300 SH SOLE 300 0 0 EXPRESS SCRIPTS INC Stock 30219G108 41 600 SH SOLE 600 0 0 EXXON MOBIL CORP Stock 30231G102 356 3544 SH SOLE 3544 0 0 FACEBOOK INC CL A Stock 30303M102 759 11285 SH SOLE 11285 0 0 FARMERS NATL BANC CORP COM Stock 309627107 177 22800 SH SOLE 22800 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 1545 67982 SH SOLE 67982 0 0 FIRST TR VALUE LINE 100 EXCHANGE TRD FD COM SHS ETF 33735G107 55 2739 SH SOLE 2739 0 0 FLUOR CORP Stock 343412102 595 7750 SH SOLE 7750 0 0 FORD MOTOR COMPANY Stock 345370860 1432 83116 SH SOLE 83116 0 0 FOUNDATION MEDICINE INC USD0.0001 Stock 350465100 142 5300 SH SOLE 5300 0 0 FRESH MARKET INC Stock 35804H106 3 100 SH SOLE 100 0 0 GENERAL ELECTRIC CO Stock 369604103 211 8043 SH SOLE 8043 0 0 GENERAL GROWTH PPTYS INC REIT 370023103 14 623 SH SOLE 623 0 0 GENERAL MILLS INC Stock 370334104 21 400 SH SOLE 400 0 0 GILEAD SCIENCES INC Stock 375558103 1209 14585 SH SOLE 14585 0 0 GOLDCORP INC Stock 380956409 11 400 SH SOLE 400 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 393 2349 SH SOLE 2349 0 0 GOOGLE INC Stock 38259P508 2547 4357 SH SOLE 4357 0 0 GOOGLE INC CL C Stock 38259P706 2841 4939 SH SOLE 4939 0 0 GRAHAM CP Stock 384556106 758 21800 SH SOLE 21800 0 0 GRUPO TELEVISA, S.A. GDS REP 20 CPO'S REP 1 L SHARE, 1 A SHARE AND 1 D SHAR ADR 40049J206 4 140 SH SOLE 140 0 0 GSV CAPITAL CORP CEF 36191J101 1 100 SH SOLE 100 0 0 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF ETF 18383M563 109 5000 SH SOLE 5000 0 0 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF ETF 18383M555 239 10700 SH SOLE 10700 0 0 GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF ETF 18383M548 245 10700 SH SOLE 10700 0 0 GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF ETF 18383M530 212 10000 SH SOLE 10000 0 0 HALLIBURTON CO Stock 406216101 2666 37552 SH SOLE 37552 0 0 HANSEN MED INC COM Stock 411307101 0 550 SH SOLE 550 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 1147 18872 SH SOLE 18872 0 0 HEWLETT-PACKARD CO Stock 428236103 8 250 SH SOLE 250 0 0 HILL ROM HLDGS COM Stock 431475102 20 500 SH SOLE 500 0 0 HOLLYFRONTIER CORP COM Stock 436106108 4 103 SH SOLE 103 0 0 HOLOGIC INC Stock 436440101 5 200 SH SOLE 200 0 0 HOME DEPOT Stock 437076102 649 8021 SH SOLE 8021 0 0 HUNTINGTON BANCSHARES INC COM Stock 446150104 5 573 SH SOLE 573 0 0 HUNTINGTON INGALLS INDS INC COM Stock 446413106 2 25 SH SOLE 25 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 716 13259 SH SOLE 13259 0 0 INTEGRYS ENERGY GROUP INC Stock 45822P105 25 362 SH SOLE 362 0 0 INTEL Stock 458140100 667 21615 SH SOLE 21615 0 0 INTL BUSINESS MACHINES Stock 459200101 93 515 SH SOLE 515 0 0 ISHARES 20+ YR TREASURY ETF ETF 464287432 43 379 SH SOLE 379 0 0 ISHARES 0-5 YR TIPS BOND ETF ETF 46429B747 387 3779 SH SOLE 3779 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 1200 11362 SH SOLE 11362 0 0 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 203 2403 SH SOLE 2403 0 0 ISHARES 2014 ETF S&P AMT FREE MUNICIPAL ETF 464289362 25 500 SH SOLE 500 0 0 ISHARES 2015 ETF S&P AMT FREE MUNICIPAL ETF 464289339 121 2295 SH SOLE 2295 0 0 ISHARES 2016 ETF S&P AMT FREE MUNICIPAL ETF 464289313 299 5593 SH SOLE 5593 0 0 ISHARES 2017 ETF S&P AMT FREE MUNICIPAL ETF 464289271 308 5588 SH SOLE 5588 0 0 ISHARES 2018 CORP BOND ETF ETF 46432FAW7 114 1100 SH SOLE 1100 0 0 ISHARES 2018 ETF S&P AMT FREE MUNICIPAL ETF 46429B580 174 6800 SH SOLE 6800 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 714 6535 SH SOLE 6535 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 522 4805 SH SOLE 4805 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 188 1314 SH SOLE 1314 0 0 ISHARES CORE US VALUE ETF ETF IUSV 3 25 SH SOLE 25 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 2258 29345 SH SOLE 29345 0 0 ISHARES DJ U.S. FINANCIAL SECTOR ETF ETF 464287788 18 220 SH SOLE 220 0 0 ISHARES DJ US ENERGY ETF 464287796 17 300 SH SOLE 300 0 0 ISHARES DJ US INDUSTRIAL ETF 464287754 26 260 SH SOLE 260 0 0 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 701 5880 SH SOLE 5880 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 2216 23279 SH SOLE 23279 0 0 ISHARES INC MSCI AUSTRALIA INDEX FD ETF 464286103 7 288 SH SOLE 288 0 0 ISHARES INC MSCI EMUINDEX FD ETF 464286608 1091 25800 SH SOLE 25800 0 0 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 11 100 SH SOLE 100 0 0 ISHARES MBS BOND ETF ETF 464288588 155 1441 SH SOLE 1441 0 0 ISHARES MSCI BRAZIL INDEX FD ETF ETF 464286400 20 422 SH SOLE 422 0 0 ISHARES MSCI EAFE ETF ETF 464287465 116 1707 SH SOLE 1707 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 6 150 SH SOLE 150 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 6521 25373 SH SOLE 25373 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 34 375 SH SOLE 375 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 80 795 SH SOLE 795 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 284 2395 SH SOLE 2395 0 0 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 6 50 SH SOLE 50 0 0 ISHARES RUSSELL 2000 VALUE ETF 464287630 1284 12440 SH SOLE 12440 0 0 ISHARES RUSSELL MIDCAP GROWTH ETF ETF 464287481 26 300 SH SOLE 300 0 0 ISHARES RUSSELL MIDCAP VALUE INDEX ETF 464287473 66 920 SH SOLE 920 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 194 1852 SH SOLE 1852 0 0 ISHARES S&P 500 INDEX ETF 464287200 217 1105 SH SOLE 1105 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 1 20 SH SOLE 20 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 3249 20685 SH SOLE 20685 0 0 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 13 110 SH SOLE 110 0 0 ISHARES S&P NORTH AMER TECH-MULTIMEDIA ETF 464287531 17 500 SH SOLE 500 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 1046 26233 SH SOLE 26233 0 0 ISHARES TR 2016 CORPTERM ETF EXP 03/31/16 ETF 46432FAT4 116 1150 SH SOLE 1150 0 0 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 2943 39045 SH SOLE 39045 0 0 ISHARES TR LEHMAN INTER GOVT CR BD FD ETF 464288612 55 500 SH SOLE 500 0 0 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 319 2895 SH SOLE 2895 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 24 150 SH SOLE 150 0 0 ISHARES TR S&P CALIF MUN BD FD ETF 464288356 385 3326 SH SOLE 3326 0 0 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 42 363 SH SOLE 363 0 0 ISHARES US REAL ESTATE ETF ETF 464287739 1074 14971 SH SOLE 14971 0 0 J M SMUCKER CO NEW Stock 832696405 588 5525 SH SOLE 5525 0 0 JOHN HANCOCK PATRIOT PREMIUM DIV. FND. II CEF 41013T105 54 4000 SH SOLE 4000 0 0 JOHNSON & JOHNSON Stock 478160104 1083 10352 SH SOLE 10352 0 0 JOY GLOBAL INC Stock 481165108 18 300 SH SOLE 300 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 2206 42125 SH SOLE 42125 0 0 JP MORGAN CHASE & CO Stock 46625H100 1268 22013 SH SOLE 22013 0 0 KANSAS CITY SOUTHERN Stock 485170302 202 1885 SH SOLE 1885 0 0 KAYNE ANDERSON ENERGY TOTAL RETURN FD INC CEF 48660P104 16 500 SH SOLE 500 0 0 KAYNE ANDERSON MLP INVT CO CEF 486606106 1525 38699 SH SOLE 38699 0 0 KEYCORP NEW Stock 493267108 224 15649 SH SOLE 15649 0 0 KIMBERLY CLARK CORP Stock 494368103 994 8940 SH SOLE 8940 0 0 KINDER MORGAN ENERGY PTNRS LP MLP 494550106 263 3200 SH SOLE 3200 0 0 KINDER MORGAN INC Stock 49456B101 674 18606 SH SOLE 18606 0 0 KINDER MORGAN MGMT LLC MLP 49455U100 127 1609 SH SOLE 1609 0 0 KRAFT FOODS GROUP Stock 50076Q106 69 1159 SH SOLE 1159 0 0 LINKEDIN CORPORATION Stock 53578A108 158 925 SH SOLE 925 0 0 LNB BANCORP INC Stock 502100100 135 11120 SH SOLE 11120 0 0 LOCKHEED MARTIN CORP Stock 539830109 535 3330 SH SOLE 3330 0 0 LOWES COMPANIES Stock 548661107 110 2300 SH SOLE 2300 0 0 MAGNUM HUNTER RESOURCES CORP. Stock 55973B102 12 1500 SH SOLE 1500 0 0 MANITOWOC CO INC Stock 563571108 6 200 SH SOLE 200 0 0 MARKEL CORP HOLDING CO Stock 570535104 65 100 SH SOLE 100 0 0 MARKET VECTORS ETF TR STEEL ETF ETF 57060U308 9 200 SH SOLE 200 0 0 MARKWEST ENERGY PARTNERS L P MLP 570759100 390 5450 SH SOLE 5450 0 0 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 140 2830 SH SOLE 2830 0 0 MEDTRONIC INC Stock 585055106 12 200 SH SOLE 200 0 0 MERCK & CO INC Stock 58933Y105 27 482 SH SOLE 482 0 0 MICROSOFT Stock 594918104 1260 30239 SH SOLE 30239 0 0 MILLENNIAL MEDIA INC Stock 60040N105 56 11300 SH SOLE 11300 0 0 MOLYCORP INC DEL Stock 608753109 2 1000 SH SOLE 1000 0 0 MONDELEZ INTL INC COM Stock 609207105 1027 27318 SH SOLE 27318 0 0 MONSANTO CO Stock 61166W101 1403 11250 SH SOLE 11250 0 0 NEKTAR THERAPEUTICS Stock 640268108 2 200 SH SOLE 200 0 0 NETFLIX COM INC Stock 64110L106 26 60 SH SOLE 60 0 0 NEW MEDIA INV GRP INC Stock 64704V106 183 12997 SH SOLE 12997 0 0 NEW RESIDENTIAL INVESTMENT CORP REIT 64828T102 1030 163600 SH SOLE 163600 0 0 NEWCASTLE INVT CORP REIT 65105M108 650 135750 SH SOLE 135750 0 0 NEWMARKET CORP Stock 651587107 43 112 SH SOLE 112 0 0 NIKE INC CLASS B Stock 654106103 7 100 SH SOLE 100 0 0 NORTHERN TIER ENERGYLP CL A MLP 665826103 244 9150 SH SOLE 9150 0 0 NORTHROP GRUMMAN CORP HOLDING CO Stock 666807102 18 153 SH SOLE 153 0 0 NUVEEN DIVID ADVANTAGE MUN FD 2 COM CEF 67070F100 4 333 SH SOLE 333 0 0 NUVEEN INUSRED NEW YORK TAX FREE ADVANTAGE MUNI FD CEF 670656107 18 1400 SH SOLE 1400 0 0 NUVEEN LONG/SHORT COMMODITY TOTAL COM UNIT BEN INT Stock 670731108 208 12900 SH SOLE 12900 0 0 NUVEEN MUN VALUE FD CEF 670928100 4 500 SH SOLE 500 0 0 NUVEEN OHIO QUALITY INCOME MUN FD INC CEF 670980101 15 1000 SH SOLE 1000 0 0 NUVEEN QUALIFY PFD INCOME FD 3 CEF 67072W101 1 229 SH SOLE 229 0 0 NUVEEN QUALITY PFD INCOME FD CEF 67071S101 8 1000 SH SOLE 1000 0 0 NUVEEN SELECT QLTY MUNI CEF 670973106 6 500 SH SOLE 500 0 0 O REILLY AUTOMOTIVE INC Stock 67103H107 60 400 SH SOLE 400 0 0 ONEOK PARTNERS LP MLP 68268N103 23 400 SH SOLE 400 0 0 OPKO HEALTH INC Stock 68375N103 4 500 SH SOLE 500 0 0 PAN AMERICAN SILVER CORP Stock 697900108 4 300 SH SOLE 300 0 0 PEPSICO INC Stock 713448108 538 6024 SH SOLE 6024 0 0 PETSMART INC Stock 716768106 26 450 SH SOLE 450 0 0 PFIZER INC Stock 717081103 790 26643 SH SOLE 26643 0 0 PHILIP MORRIS INTL INC Stock 718172109 211 2505 SH SOLE 2505 0 0 PHILLIPS 66 Stock 718546104 164 2050 SH SOLE 2050 0 0 PICO HOLDINGS INC Stock 693366205 19 800 SH SOLE 800 0 0 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 51 504 SH SOLE 504 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD ETF 72201R783 91 860 SH SOLE 860 0 0 PIMCO TOTAL RETURN ETF ETF 72201R775 5448 49990 SH SOLE 49990 0 0 PLAINS ALL AMERICAN PIPELINE LP MLP 726503105 24 400 SH SOLE 400 0 0 POLYONE CORP Stock 73179P106 34 808 SH SOLE 808 0 0 POWERSHARES EMERGING MKTS SOVEREIGN DEBT ETF 73936T573 20 714 SH SOLE 714 0 0 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 73936Q769 1117 44950 SH SOLE 44950 0 0 POWERSHARES QQQ TR ETF 73935A104 14 150 SH SOLE 150 0 0 POWERSHARES WILDERHILL CLEAN ENERGY ETF 73935X500 1 200 SH SOLE 200 0 0 PRICELINE.COM INC Stock 741503403 1182 983 SH SOLE 983 0 0 PROCTER & GAMBLE CO Stock 742718109 749 9542 SH SOLE 9542 0 0 PROGRESSIVE CORP. Stock 743315103 189 7475 SH SOLE 7475 0 0 PROTEIN DESIGN LABS INC Stock 69329Y104 4 500 SH SOLE 500 0 0 PUTNAM MASTER INTERMEDIATE INCOME TRUST-SBI CEF 746909100 30 6000 SH SOLE 6000 0 0 QUALCOMM INC Stock 747525103 1068 13488 SH SOLE 13488 0 0 REACHLOCAL INC Stock 75525F104 3 500 SH SOLE 500 0 0 REALTY INCOME CORP REIT 756109104 35 800 SH SOLE 800 0 0 RICE ENERGY INC COM USD0.01 Stock 762760106 9 300 SH SOLE 300 0 0 RITE AID CORP Stock 767754104 742 103500 SH SOLE 103500 0 0 ROCKWELL COLLINS INC Stock 774341101 27 350 SH SOLE 350 0 0 ROCKWOOD HLDGS INC COM Stock 774415103 53 700 SH SOLE 700 0 0 ROYAL CARRIBBEAN CRUISES LTD Stock V7780T103 6 109 SH SOLE 109 0 0 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 18 230 SH SOLE 230 0 0 RPM INTERNATIONAL INC Stock 749685103 253 5500 SH SOLE 5500 0 0 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 188 723 SH SOLE 723 0 0 SABRA HEALTH CARE REIT INC REIT 78573L106 5 200 SH SOLE 200 0 0 SALESFORCE COM Stock 79466L302 40 700 SH SOLE 700 0 0 SCHLUMBERGER LTD Stock 806857108 82 700 SH SOLE 700 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF ETF 808524201 37 800 SH SOLE 800 0 0 SCHWAB US LARGE CAP GROWTH ETF ETF 808524300 14 300 SH SOLE 300 0 0 SCHWAB US LARGE CAP VALUE ETF ETF 808524409 649 15174 SH SOLE 15174 0 0 SEADRILL LIMTED Stock G7945E105 1181 29575 SH SOLE 29575 0 0 SHERWIN WILLIAMS CO Stock 824348106 165 800 SH SOLE 800 0 0 SOUTHERN CO Stock 842587107 122 2700 SH SOLE 2700 0 0 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD ETF 78464A474 565 18350 SH SOLE 18350 0 0 SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF ETF 78468R408 535 17300 SH SOLE 17300 0 0 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 2581 51122 SH SOLE 51122 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 440 2625 SH SOLE 2625 0 0 SPDR GOLD ETF ETF 78463V107 39 311 SH SOLE 311 0 0 SPDR HIGH YIELD BOND ETF ETF 78464A417 1745 41825 SH SOLE 41825 0 0 SPDR INDEX SHS FDS S&P GLOBAL NAT RES ETF ETF 78463X541 5 104 SH SOLE 104 0 0 SPDR S&P 500 ETF ETF 78462F103 4133 21118 SH SOLE 21118 0 0 SPDR S&P RUSSIA ETF ETF 78463X558 84 3300 SH SOLE 3300 0 0 SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF ETF 78464A680 33 728 SH SOLE 728 0 0 SPDR SER TR S&P 400 MID CAP VALUE ETF ETF 78464A839 17 200 SH SOLE 200 0 0 SPDR SERIES TRUST KBW BK ETF ETF 78464A797 1479 44280 SH SOLE 44280 0 0 SPDR SERIES TRUST S&P COMPUTER SOFTWARE ETF ETF 78464A599 37 425 SH SOLE 425 0 0 SPDR SHORT-TERM MUNICIPAL BOND ETF ETF 78464A425 364 15000 SH SOLE 15000 0 0 SPLUNK INC COM Stock 848637104 776 14030 SH SOLE 14030 0 0 STARBUCKS CORP Stock 855244109 330 4270 SH SOLE 4270 0 0 SUNESIS PHARMACEUTICALS INC COM NEW Stock 867328601 7 1215 SH SOLE 1215 0 0 SUNTECH POWER HLDGS CO ADR 86800C104 0 50 SH SOLE 50 0 0 T-MOBILE US INC COM Stock 872590104 6 200 SH SOLE 200 0 0 TABLEAU SOFTWARE INC Stock 87336U105 264 3715 SH SOLE 3715 0 0 TAL INTERNATIONAL GROUP INC Stock 874083108 4 107 SH SOLE 107 0 0 TARGET CORP Stock 87612E106 17 301 SH SOLE 301 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 1340 34943 SH SOLE 34943 0 0 TEEKAY TANKERS CL A Stock Y8565N102 1 400 SH SOLE 400 0 0 TEREX CORP NEW Stock 880779103 322 7850 SH SOLE 7850 0 0 TERRA NITROGEN COMPANY L.P. DEPOSITARY RECEIPTS EVIDENCING COMMON MLP 881005201 72 500 SH SOLE 500 0 0 TESLA MOTORS INC Stock 88160R101 1 6 SH SOLE 6 0 0 TORONTO DOMINION BANK Stock 891160509 51 1000 SH SOLE 1000 0 0 TRAVELERS COMPANIES INC Stock 89417E109 880 9356 SH SOLE 9356 0 0 TRW AUTOMOTIVE HOLDINGS C Stock 87264S106 438 4900 SH SOLE 4900 0 0 U S SILICA HLDGS INCCOM Stock 90346E103 363 6550 SH SOLE 6550 0 0 UNILEVER PLC ADR NEW ADR 904767704 194 4300 SH SOLE 4300 0 0 UNITEDHEALTH GROUP Stock 91324P102 24 300 SH SOLE 300 0 0 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 267 6050 SH SOLE 6050 0 0 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 24 318 SH SOLE 318 0 0 VANGUARD EUROPEAN ETF 922042874 11 200 SH SOLE 200 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 10 200 SH SOLE 200 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 793 18621 SH SOLE 18621 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 47 1100 SH SOLE 1100 0 0 VANGUARD MID CAP ETF 922908629 189 1598 SH SOLE 1598 0 0 VANGUARD NATURAL RES MLP 92205F106 6 204 SH SOLE 204 0 0 VANGUARD REIT INDEX ETF ETF 922908553 1251 16725 SH SOLE 16725 0 0 VANGUARD SMALL CAP ETF ETF 922908751 224 1917 SH SOLE 1917 0 0 VANGUARD TOTAL STK MKT ETF 922908769 2290 22506 SH SOLE 22506 0 0 VECTOR GROUP LTD Stock 92240M108 14 704 SH SOLE 704 0 0 VERIZON COMMUNICATIONS Stock 92343V104 146 3000 SH SOLE 3000 0 0 VISA INC Stock 92826C839 1646 7815 SH SOLE 7815 0 0 VIVUS INC Stock 928551100 2 400 SH SOLE 400 0 0 WABASH NATL CORP Stock 929566107 4 300 SH SOLE 300 0 0 WAL-MART STORES INC Stock 931142103 10 136 SH SOLE 136 0 0 WALT DISNEY CO Stock 254687106 21 250 SH SOLE 250 0 0 WATSCO INC Stock 942622200 5 50 SH SOLE 50 0 0 WELLS FARGO & CO Stock 949746101 173 3297 SH SOLE 3297 0 0 WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND ETF ETF 97717W281 11 250 SH SOLE 250 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 2043 41405 SH SOLE 41405 0 0 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 473 8100 SH SOLE 8100 0 0 YAHOO INC Stock 984332106 203 5800 SH SOLE 5800 0 0