The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
POWERSECURE INTERNATIONAL IN | COM | 73936N105 | 124,655 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
WESTERN ASSET HIGH YIELD DEF | ETF | 95768B107 | 281,336 | 17,840 | SH | SOLE | 17,840 | 0 | 0 | ||
INVESCO SENIOR INCOME TRUST | ETF | 46131H107 | 487,737 | 106,960 | SH | SOLE | 106,960 | 0 | 0 | ||
NEWS CORP - CLASS B | COM | 65249B208 | 1,508,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LORILLARD INC | COM | 544147101 | 339,876 | 5,400 | SH | SOLE | 5,400 | 0 | 0 | ||
WELLS FARGO & CO | COM | 949746101 | 427,596 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 506,287 | 28,300 | SH | SOLE | 28,300 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 369,939 | 13,300 | SH | SOLE | 13,300 | 0 | 0 | ||
ASCENA RETAIL GROUP INC | COM | 04351G101 | 147,341 | 11,731 | SH | SOLE | 11,731 | 0 | 0 | ||
MORGAN STANLEY EMERGING MARK | ETF | 617477104 | 191,136 | 18,100 | SH | SOLE | 18,100 | 0 | 0 | ||
ARCH COAL INC | COM | 039380100 | 63,084 | 35,441 | SH | SOLE | 35,441 | 0 | 0 | ||
INVESCO AD MIT II | ETF | 46132E103 | 171,912 | 14,820 | SH | SOLE | 14,820 | 0 | 0 | ||
EATON VANCE LTD DURATION FND | ETF | 27828H105 | 510,014 | 36,120 | SH | SOLE | 36,120 | 0 | 0 | ||
AMAZON.COM INC | COM | 023135106 | 283,970 | 915 | SH | SOLE | 915 | 0 | 0 | ||
PLANAR SYSTEMS INC | COM | 726900103 | 118,017 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
PIONEER FLOATING RATE TRUST | ETF | 72369J102 | 303,846 | 26,700 | SH | SOLE | 26,700 | 0 | 0 | ||
ARROWHEAD RESEARCH CORP | COM | 042797209 | 93,010 | 12,603 | SH | SOLE | 12,603 | 0 | 0 | ||
COMCAST CORP-SPECIAL CL A | COM | 20030N200 | 2,302,600 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
JAKKS PACIFIC INC | COM | 47012E106 | 189,720 | 27,900 | SH | SOLE | 27,900 | 0 | 0 | ||
CORNERSTONE PROGRESSIVE RETU | ETF | 21925C200 | 322,528 | 21,205 | SH | SOLE | 21,205 | 0 | 0 | ||
GROUPON INC | COM | 399473107 | 112,170 | 13,580 | SH | SOLE | 13,580 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 331,674 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
REX ENERGY CORP | COM | 761565100 | 53,172 | 10,426 | SH | SOLE | 10,426 | 0 | 0 | ||
GAMCO NATURAL RESOURCES GOLD | ETF | 36465E101 | 310,896 | 38,525 | SH | SOLE | 38,525 | 0 | 0 | ||
PGT INC | COM | 69336V101 | 166,599 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
PNC FINANCIAL SERVICES-CW18 | WTS | 693475121 | 4,632,566 | 185,674 | SH | SOLE | 185,674 | 0 | 0 | ||
CAMPUS CREST COMMUNITIES INC | COM | 13466Y105 | 73,253 | 10,021 | SH | SOLE | 10,021 | 0 | 0 | ||
GLU MOBILE INC | COM | 379890106 | 65,520 | 16,800 | SH | SOLE | 16,800 | 0 | 0 | ||
RIGHTSIDE GROUP LTD | COM | 76658B100 | 67,341 | 10,021 | SH | SOLE | 10,021 | 0 | 0 | ||
EXPEDITORS INTL WASH INC | COM | 302130109 | 236,433 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
WESTERN ASSET GLOBAL PARTNER | ETF | 95766G108 | 166,208 | 16,960 | SH | SOLE | 16,960 | 0 | 0 | ||
WESTERN ASSET EMERGING MARKE | ETF | 95766A101 | 185,968 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
BLACKROCK FLT RT INC | ETF | 091941104 | 261,626 | 20,360 | SH | SOLE | 20,360 | 0 | 0 | ||
TCF FINANCIAL CORP-CW18 | WTS | 872275128 | 376,362 | 144,200 | SH | SOLE | 144,200 | 0 | 0 | ||
ZYNGA INC - CL A | COM | 98986T108 | 98,826 | 37,153 | SH | SOLE | 37,153 | 0 | 0 | ||
EMULEX CORP | COM | 292475209 | 108,297 | 19,100 | SH | SOLE | 19,100 | 0 | 0 | ||
PRUDENTIAL SHORT DURATION HI | ETF | 74442F107 | 228,516 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
NEWS CORP - CLASS A | COM | 65249B109 | 179,619 | 11,448 | SH | SOLE | 11,448 | 0 | 0 | ||
ADVENT CLAYMORE CONVERTIBLE | ETF | 007639107 | 150,318 | 23,860 | SH | SOLE | 23,860 | 0 | 0 | ||
BLACKROCK MUNICIPAL TARGET | ETF | 09257P105 | 1,141,212 | 56,805 | SH | SOLE | 56,805 | 0 | 0 | ||
COEUR MINING INC | COM | 192108504 | 87,365 | 17,097 | SH | SOLE | 17,097 | 0 | 0 | ||
CHIMERA INVESTMENT CORP | COM | 16934Q109 | 890,400 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 371,574 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
REALTY INCOME CORP | COM | 756109104 | 662,882 | 13,894 | SH | SOLE | 13,894 | 0 | 0 | ||
ABERDEEN ASIA-PAC INCOME FD | ETF | 003009107 | 96,570 | 17,400 | SH | SOLE | 17,400 | 0 | 0 | ||
SPRINT CORP | COM | 85207U105 | 222,282 | 53,562 | SH | SOLE | 53,562 | 0 | 0 | ||
EATON VANCE FLOAT RT INC TR | ETF | 278279104 | 339,402 | 24,435 | SH | SOLE | 24,435 | 0 | 0 | ||
NUVEEN MORT OPP TERM FD | ETF | 670735109 | 238,908 | 10,320 | SH | SOLE | 10,320 | 0 | 0 | ||
NUVEEN CREDIT STRAT INC FD | ETF | 67073D102 | 351,852 | 40,120 | SH | SOLE | 40,120 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPP | ETF | 46132R104 | 613,119 | 51,740 | SH | SOLE | 51,740 | 0 | 0 | ||
STAPLES INC | COM | 855030102 | 201,132 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
CAPITAL ONE FINANCIAL C-CW18 | WTS | 14040H139 | 1,027,750 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FIFTH STREET FINANCE CORP | COM | 31678A103 | 92,916 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
DEUTSCHE MULTI-MARKET INCOME | ETF | 25160E102 | 94,955 | 11,145 | SH | SOLE | 11,145 | 0 | 0 | ||
CALIFORNIA RESOURCES CORP | COM | 13057Q107 | 78,242 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
ESSEX PROPERTY TRUST INC | COM | 297178105 | 392,540 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
BUNGE LTD | COM | G16962105 | 227,275 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
VIMPELCOM LTD-SPON ADR | COM | 92719A106 | 108,132 | 25,900 | SH | SOLE | 25,900 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 294,637 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
CITIGROUP INC | COM | 172967424 | 395,003 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
WP GLIMCHER INC | COM | 92939N102 | 316,848 | 18,400 | SH | SOLE | 18,400 | 0 | 0 | ||
LIBERTY GLOBAL PLC-SERIES C | COM | 530555309 | 241,550 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AMERICAN AIRLINES GROUP INC | COM | 02376R102 | 241,335 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
BGC PARTNERS INC-CL A | COM | 05541T101 | 105,225 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
GOOGLE INC-CL A | COM | 38259P508 | 716,391 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
WESTERN ASSET EMERGING MARKE | ETF | 95766E103 | 147,168 | 13,440 | SH | SOLE | 13,440 | 0 | 0 | ||
CLEARBRIDGE AMERICAN ENERGY | ETF | 184691103 | 169,176 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
ABERDEEN AUSTRALIA EQUITY FD | ETF | 003011103 | 92,884 | 13,540 | SH | SOLE | 13,540 | 0 | 0 | ||
AVON PRODUCTS INC | COM | 054303102 | 162,296 | 17,284 | SH | SOLE | 17,284 | 0 | 0 | ||
SFX ENTERTAINMENT INC | COM | 784178303 | 81,888 | 18,077 | SH | SOLE | 18,077 | 0 | 0 | ||
MCDERMOTT INTL INC | COM | 580037109 | 70,843 | 24,345 | SH | SOLE | 24,345 | 0 | 0 | ||
JOHNSON CONTROLS INC | COM | 478366107 | 522,845 | 10,816 | SH | SOLE | 10,816 | 0 | 0 | ||
NUVEEN LONG/SHORT COMMODITY | ETF | 670731108 | 199,200 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
COMERICA INC-CW18 | WTS | 200340115 | 3,309,980 | 184,400 | SH | SOLE | 184,400 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL | COM | 46131B100 | 231,900 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FUND | ETF | 880198106 | 117,197 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
NUVEEN INT DUR MUNI TERM FD | ETF | 670671106 | 685,562 | 54,845 | SH | SOLE | 54,845 | 0 | 0 | ||
SANOFI CVR | COM | 80105N113 | 59,882 | 75,800 | SH | SOLE | 75,800 | 0 | 0 | ||
TWENTY-FIRST CENTURY FOX - B | COM | 90130A200 | 5,533,500 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
APPLIED MICRO CIRCUITS CORP | COM | 03822W406 | 80,091 | 12,284 | SH | SOLE | 12,284 | 0 | 0 | ||
ALLIANCEBERNSTEIN GL HI INC | ETF | 01879R106 | 213,298 | 17,160 | SH | SOLE | 17,160 | 0 | 0 | ||
QIWI PLC-SPONSORED ADR | COM | 74735M108 | 205,938 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
HALYARD HEALTH INC | COM | 40650V100 | 350,119 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 571,232 | 16,363 | SH | SOLE | 16,363 | 0 | 0 | ||
NORANDA ALUMINUM HOLDING COR | COM | 65542W107 | 68,640 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
KLX INC | COM | 482539103 | 208,312 | 5,050 | SH | SOLE | 5,050 | 0 | 0 | ||
BLACKROCK DEBT STRATEGIES FD | ETF | 09255R103 | 370,437 | 99,580 | SH | SOLE | 99,580 | 0 | 0 | ||
GAMCO GLOBAL GOLD NATURAL RE | ETF | 36465A109 | 182,700 | 26,100 | SH | SOLE | 26,100 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM | 80007P307 | 58,451 | 32,116 | SH | SOLE | 32,116 | 0 | 0 | ||
CUMULUS MEDIA INC-CL A | COM | 231082108 | 59,220 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
DONALDSON CO INC | COM | 257651109 | 274,273 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
VOYA PRIME RATE TRUST | ETF | 92913A100 | 418,852 | 78,880 | SH | SOLE | 78,880 | 0 | 0 | ||
BLACKROCK LTD DURATION INC | ETF | 09249W101 | 282,016 | 17,940 | SH | SOLE | 17,940 | 0 | 0 | ||
BLACKROCK RESOURCES & COMMOD | ETF | 09257A108 | 224,990 | 23,171 | SH | SOLE | 23,171 | 0 | 0 | ||
TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | 493,420 | 17,910 | SH | SOLE | 17,910 | 0 | 0 | ||
CTC MEDIA INC | COM | 12642X106 | 49,674 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
PENNYMAC MORTGAGE INVESTMENT | COM | 70931T103 | 210,900 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS QU II | ETF | 09254C107 | 169,578 | 12,580 | SH | SOLE | 12,580 | 0 | 0 | ||
APOLLO INVESTMENT CORP | COM | 03761U106 | 87,556 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
MDU RESOURCES GROUP INC | COM | 552690109 | 332,877 | 14,165 | SH | SOLE | 14,165 | 0 | 0 | ||
VALLEY NATIONAL BANCORP-CW18 | WTS | 919794131 | 20,520 | 76,000 | SH | SOLE | 76,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES | COM | 007903107 | 104,135 | 39,002 | SH | SOLE | 39,002 | 0 | 0 | ||
CULLEN/FROST BANKERS INC | COM | 229899109 | 218,984 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
BLACKROCK FLOAT RT INCOME ST | ETF | 09255X100 | 368,492 | 27,520 | SH | SOLE | 27,520 | 0 | 0 | ||
KEY ENERGY SERVICES INC | COM | 492914106 | 70,489 | 42,209 | SH | SOLE | 42,209 | 0 | 0 | ||
TEMPLETON EMERG MKTS INC FD | ETF | 880192109 | 312,984 | 27,600 | SH | SOLE | 27,600 | 0 | 0 | ||
MGIC INVESTMENT CORP | COM | 552848103 | 103,452 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
WESTERN ASSET HIGH INCOME OP | ETF | 95766K109 | 65,191 | 12,140 | SH | SOLE | 12,140 | 0 | 0 | ||
RF MICRO DEVICES INC | COM | 749941100 | 175,854 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
FIRST TRUST SENIOR FLOATING | ETF | 33733U108 | 285,699 | 21,960 | SH | SOLE | 21,960 | 0 | 0 | ||
PEABODY ENERGY CORP | COM | 704549104 | 83,019 | 10,726 | SH | SOLE | 10,726 | 0 | 0 | ||
GRAFTECH INTERNATIONAL LTD | COM | 384313102 | 87,715 | 17,335 | SH | SOLE | 17,335 | 0 | 0 | ||
BLACKSTONE/GSO LONG-SHORT CR | ETF | 09257D102 | 294,448 | 18,960 | SH | SOLE | 18,960 | 0 | 0 | ||
BLACKHAWK NETWORK HD-B | COM | 09238E203 | 1,056,789 | 28,039 | SH | SOLE | 28,039 | 0 | 0 | ||
SUPERVALU INC | COM | 868536103 | 113,490 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
ISHARES NATIONAL AMT-FREE MU | ETF | 464288414 | 760,683 | 6,894 | SH | SOLE | 6,894 | 0 | 0 | ||
TRW AUTOMOTIVE HOLDINGS CORP | COM | 87264S106 | 205,700 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BLACKSTONE/GSO STRATEGIC C | ETF | 09257R101 | 463,088 | 28,100 | SH | SOLE | 28,100 | 0 | 0 | ||
UNITED CONTINENTAL HOLDINGS | COM | 910047109 | 241,740 | 3,614 | SH | SOLE | 3,614 | 0 | 0 | ||
ION GEOPHYSICAL CORP | COM | 462044108 | 39,946 | 14,526 | SH | SOLE | 14,526 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 222,514 | 8,922 | SH | SOLE | 8,922 | 0 | 0 | ||
FIRST TRUST ABERDEEN GLOBAL | ETF | 337319107 | 234,780 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
ARES DYNAMIC CREDIT ALLOCATI | ETF | 04014F102 | 234,136 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
DISCOVERY COMMUNICATIONS-C | COM | 25470F302 | 1,070,306 | 31,741 | SH | SOLE | 31,741 | 0 | 0 | ||
MONSTER WORLDWIDE INC | COM | 611742107 | 77,643 | 16,806 | SH | SOLE | 16,806 | 0 | 0 | ||
NUVEEN FLOAT RATE INC FD | ETF | 67072T108 | 139,792 | 12,720 | SH | SOLE | 12,720 | 0 | 0 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 338,720 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
PETROQUEST ENERGY INC | COM | 716748108 | 38,944 | 10,413 | SH | SOLE | 10,413 | 0 | 0 | ||
VECTRUS INC | COM | 92242T101 | 215,227 | 7,855 | SH | SOLE | 7,855 | 0 | 0 |