0001062993-22-020596.txt : 20221006 0001062993-22-020596.hdr.sgml : 20221006 20221006122449 ACCESSION NUMBER: 0001062993-22-020596 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221006 DATE AS OF CHANGE: 20221006 EFFECTIVENESS DATE: 20221006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 221297587 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 09-30-2022 09-30-2022 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 Thomas Johnson III Atlanta GA 10-06-2022 0 141 685055 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 2 20 SH SOLE 20 0 0 INVESCO QQQ TRUST ETF 46090E103 43 152 SH SOLE 152 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 44 348 SH SOLE 348 0 0 BLOCK INC CL A Stock 852234103 0 5 SH SOLE 5 0 0 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 333 13285 SH SOLE 13285 0 0 ELEVANCE HEALTH INC COM Stock 036752103 22 46 SH SOLE 46 0 0 DOLLAR GEN CORP NEW COM Stock 256677105 23 94 SH SOLE 94 0 0 SPDR S&P NORTH AMERICAN NATURAL RESOURCES ETF ETF 78463X152 16085 309216 SH SOLE 309216 0 0 JOHNSON & JOHNSON COM Stock 478160104 32 191 SH SOLE 191 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN Stock 01881G106 72 2000 SH SOLE 2000 0 0 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 18 335 SH SOLE 335 0 0 HCA HEALTHCARE INC COM Stock 40412C101 28 139 SH SOLE 139 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 2 15 SH SOLE 15 0 0 INTEL CORP COM Stock 458140100 1 24 SH SOLE 24 0 0 CME GROUP INC COM Stock 12572Q105 1 8 SH SOLE 8 0 0 GLOBAL MED REIT INC COM NEW REIT 37954A204 0 5 SH SOLE 5 0 0 ISHARES TREASURY FLOATING RATE BOND ETF ETF 46434V860 43364 860225 SH SOLE 860225 0 0 PROLOGIS INC. COM REIT 74340W103 6 55 SH SOLE 55 0 0 MERCK & CO INC COM Stock 58933Y105 2 26 SH SOLE 26 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 263 2554 SH SOLE 2554 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 626 1660 SH SOLE 1660 0 0 STEEL DYNAMICS INC COM Stock 858119100 2 23 SH SOLE 23 0 0 EMERSON ELEC CO COM Stock 291011104 4 50 SH SOLE 50 0 0 CHUBB LIMITED COM Stock H1467J104 23 122 SH SOLE 122 0 0 FEDEX CORP COM Stock 31428X106 24 155 SH SOLE 155 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 4175 51392 SH SOLE 51392 0 0 SNAP INC CL A Stock 83304A106 1 100 SH SOLE 100 0 0 KIMBERLY-CLARK CORP COM Stock 494368103 1 7 SH SOLE 7 0 0 FIRSTENERGY CORP COM Stock 337932107 1 16 SH SOLE 16 0 0 US BANCORP DEL COM NEW Stock 902973304 18 426 SH SOLE 426 0 0 HOME DEPOT INC COM Stock 437076102 1 5 SH SOLE 5 0 0 STARWOOD PPTY TR INC COM REIT 85571B105 29 1500 SH SOLE 1500 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 45042 354968 SH SOLE 354968 0 0 SOUTHERN CO COM Stock 842587107 8 113 SH SOLE 113 0 0 AMERISOURCEBERGEN CORP COM Stock 03073E105 33 235 SH SOLE 235 0 0 LABORATORY CORP AMER HLDGS COM NEW Stock 50540R409 19 87 SH SOLE 87 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 16 227 SH SOLE 227 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 3000 59921 SH SOLE 59921 0 0 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF ETF 78464A474 81556 2788223 SH SOLE 2788223 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 2957 29978 SH SOLE 29978 0 0 ISHARES CORE S&P SMALL CAP ETF ETF 464287804 0 3 SH SOLE 3 0 0 VANGUARD SHORT-TERM CORPORATE BOND ETF ETF 92206C409 55 732 SH SOLE 732 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 52 680 SH SOLE 680 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 2 19 SH SOLE 19 0 0 PROGRESSIVE CORP COM Stock 743315103 24 194 SH SOLE 194 0 0 FRANKLIN FTSE JAPAN HEDGED ETF ETF 35473P637 11695 388676 SH SOLE 388676 0 0 FISERV INC COM Stock 337738108 31 312 SH SOLE 312 0 0 ISHARES U.S. INFRASTRUCTURE ETF ETF 46435U713 16145 474583 SH SOLE 474583 0 0 MICROSOFT CORP COM Stock 594918104 13 51 SH SOLE 51 0 0 SS&C TECHNOLOGIES HLDGS INC COM Stock 78467J100 28 545 SH SOLE 545 0 0 DOCUSIGN INC COM Stock 256163106 0 5 SH SOLE 5 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDR FUND ETF 81369Y852 10 201 SH SOLE 201 0 0 FRANKLIN FTSE EUROPE ETF ETF 35473P652 448 21132 SH SOLE 21132 0 0 BAUSCH HEALTH COS INC COM Stock 071734107 5 700 SH SOLE 700 0 0 VANGUARD INTERMEDIATE-TERM TREASURY ETF ETF 92206C706 24 412 SH SOLE 412 0 0 NIKE INC CL B Stock 654106103 0 4 SH SOLE 4 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 25 779 SH SOLE 779 0 0 NORFOLK SOUTHN CORP COM Stock 655844108 2 7 SH SOLE 7 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 0 3 SH SOLE 3 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 22 267 SH SOLE 267 0 0 VANGUARD S&P 500 ETF ETF 922908363 86254 248850 SH SOLE 248850 0 0 CORTEVA INC COM Stock 22052L104 0 6 SH SOLE 6 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 232 1722 SH SOLE 1722 0 0 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 2979 60312 SH SOLE 60312 0 0 LILLY ELI & CO COM Stock 532457108 2 5 SH SOLE 5 0 0 OVERLAY SHARES LARGE CAP EQUITY ETF ETF 53656F805 105528 3484083 SH SOLE 3484083 0 0 OVERLAY SHARES MUNICIPAL BOND ETF ETF 53656F854 66 3114 SH SOLE 3114 0 0 VANGUARD RUSSELL 1000 VALUE ETF ETF 92206C714 1765 28007 SH SOLE 28007 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 34442 338734 SH SOLE 338734 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 28 518 SH SOLE 518 0 0 INVESCO S&P 500 LOW VOLATILITY ETF ETF 46138E354 3505 58813 SH SOLE 58813 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 43673 869983 SH SOLE 869983 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 153 1357 SH SOLE 1357 0 0 AMERICAN ELEC PWR CO INC COM Stock 025537101 1 9 SH SOLE 9 0 0 MARATHON PETE CORP COM Stock 56585A102 1 12 SH SOLE 12 0 0 VANGUARD MID-CAP GROWTH ETF ETF 922908538 17604 96782 SH SOLE 96782 0 0 ROBLOX CORP CL A Stock 771049103 0 6 SH SOLE 6 0 0 ELECTRONIC ARTS INC COM Stock 285512109 10 78 SH SOLE 78 0 0 VISA INC COM CL A Stock 92826C839 1 4 SH SOLE 4 0 0 LUCID GROUP INC COM Stock 549498103 10 690 SH SOLE 690 0 0 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 236 3429 SH SOLE 3429 0 0 VANGUARD SMALL-CAP GROWTH ETF ETF 922908595 0 1 SH SOLE 1 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 1 4 SH SOLE 4 0 0 META PLATFORMS INC CL A Stock 30303M102 21 151 SH SOLE 151 0 0 LPL FINL HLDGS INC COM Stock 50212V100 25 103 SH SOLE 103 0 0 J.P. MORGAN NASDAQ EQUITY PREMIUM INCOME ETF ETF 46654Q203 16 375 SH SOLE 375 0 0 PIMCO SENIOR LOAN ACTIVE EXCHANGE-TRADED FUND ETF 72201R627 40608 832228 SH SOLE 832228 0 0 MONDELEZ INTL INC CL A Stock 609207105 6 109 SH SOLE 109 0 0 BROADCOM INC COM Stock 11135F101 45 93 SH SOLE 93 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1542 27908 SH SOLE 27908 0 0 ABBVIE INC COM Stock 00287Y109 2 13 SH SOLE 13 0 0 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 73 1365 SH SOLE 1365 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 589 13079 SH SOLE 13079 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 78 1088 SH SOLE 1088 0 0 SYNOVUS FINL CORP COM NEW Stock 87161C501 4 100 SH SOLE 100 0 0 SPDR BLACKSTONE SENIOR LOAN ETF ETF 78467V608 46 1120 SH SOLE 1120 0 0 CISCO SYS INC COM Stock 17275R102 31 729 SH SOLE 729 0 0 PTC THERAPEUTICS INC COM Stock 69366J200 9 175 SH SOLE 175 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 21 254 SH SOLE 254 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 9 127 SH SOLE 127 0 0 SPDR PORTFOLIO SHORT TERM TREASURY ETF ETF 78468R101 614 21211 SH SOLE 21211 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 18 126 SH SOLE 126 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 11 127 SH SOLE 127 0 0 ISHARES US FINANCIAL SERVICES ETF ETF 464287770 30 201 SH SOLE 201 0 0 FIDELITY MSCI HEALTH CARE INDEX ETF ETF 316092600 2435 40339 SH SOLE 40339 0 0 FIDELITY COVINGTON TRUST MSCI CONSUMER STAPLES INDEX ETF ETF 316092303 22145 536586 SH SOLE 536586 0 0 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 41 1046 SH SOLE 1046 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 3428 9056 SH SOLE 9056 0 0 ROSS STORES INC COM Stock 778296103 23 259 SH SOLE 259 0 0 ISHARES MBS ETF ETF 464288588 26 287 SH SOLE 287 0 0 ISHARES 10-20 YEAR TREASURY BOND ETF ETF 464288653 25 228 SH SOLE 228 0 0 PROSPECT CAP CORP COM CEF 74348T102 34 5100 SH SOLE 5100 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 2 5 SH SOLE 5 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 32 286 SH SOLE 286 0 0 INTERNATIONAL PAPER CO COM Stock 460146103 1 18 SH SOLE 18 0 0 SPDR PORTFOLIO EMERGING MARKETS ETF ETF 78463X509 28 850 SH SOLE 850 0 0 CHEVRON CORP NEW COM Stock 166764100 47 294 SH SOLE 294 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 280 2706 SH SOLE 2706 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 2517 54114 SH SOLE 54114 0 0 WALMART INC COM Stock 931142103 1 4 SH SOLE 4 0 0 PFIZER INC COM Stock 717081103 2 39 SH SOLE 39 0 0 ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 46434V100 81430 1712511 SH SOLE 1712511 0 0 KLA CORP COM NEW Stock 482480100 23 69 SH SOLE 69 0 0 ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 46434V803 42 1359 SH SOLE 1359 0 0 AMERICAN EXPRESS CO COM Stock 025816109 19 133 SH SOLE 133 0 0 TYSON FOODS INC CL A Stock 902494103 28 421 SH SOLE 421 0 0 INVESCO S&P 500 PURE VALUE ETF ETF 46137V258 1771 23835 SH SOLE 23835 0 0 VANECK MERK GOLD TRUST ETF 921078101 6 386 SH SOLE 386 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 643 6655 SH SOLE 6655 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 10 221 SH SOLE 221 0 0 BLACKROCK ULTRA SHORT-TERM BOND ETF ETF 46434V878 3003 60145 SH SOLE 60145 0 0 CRANE HLDGS CO COM Stock 224441105 0 4 SH SOLE 4 0 0 SPDR S&P INTERNATIONAL DIVIDEND ETF ETF 78463X772 66 2225 SH SOLE 2225 0 0 CITIGROUP INC COM NEW Stock 172967424 20 467 SH SOLE 467 0 0 EXXON MOBIL CORP COM Stock 30231G102 2 22 SH SOLE 22 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 31 58 SH SOLE 58 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 6 204 SH SOLE 204 0 0 AUTOZONE INC COM Stock 053332102 43 19 SH SOLE 19 0 0 CBRE GROUP INC CL A Stock 12504L109 29 399 SH SOLE 399 0 0 APPLE INC COM Stock 037833100 13 92 SH SOLE 92 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 57 754 SH SOLE 754 0 0