0001062993-18-004009.txt : 20181009 0001062993-18-004009.hdr.sgml : 20181009 20181009094524 ACCESSION NUMBER: 0001062993-18-004009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 EFFECTIVENESS DATE: 20181009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC CENTRAL INDEX KEY: 0001569452 IRS NUMBER: 208243118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15180 FILM NUMBER: 181112517 BUSINESS ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 404-262-9283 MAIL ADDRESS: STREET 1: 3350 RIVERWOOD PARKWAY STREET 2: SUITE GL-28 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569452 XXXXXXXX 09-30-2018 09-30-2018 Advocacy Wealth Management Services, LLC

3350 RIVERWOOD PARKWAY SUITE GL-28 ATLANTA GA 30339

13F HOLDINGS REPORT 028-15180 N Thomas Johnson III 404-262-9283 THOMAS JOHNSON III Atlanta GA 10-08-2018 0 172 162860 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ARCHROCK INC COM COMMON 03957W106 17 1400 SH SOLE NONE 0 1400 1400 INVESCO QQQ TRUST COMMON 46090E103 37 201 SH SOLE NONE 0 201 201 STARBUCKS CORP COM COMMON 855244109 23 400 SH SOLE NONE 0 400 400 NAVIOS MARITIME PARTNERS L P UNIT LPI COMMON Y62267102 8 4300 SH SOLE NONE 0 4300 4300 DOLLAR GEN CORP NEW COM COMMON 256677105 15 138 SH SOLE NONE 0 138 138 JOHNSON & JOHNSON COM COMMON 478160104 53 386 SH SOLE NONE 0 386 386 FIRST TRUST UTILITIES ALPHADEX FUND COMMON 33734X184 9 337 SH SOLE NONE 0 337 337 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN COMMON 01881G106 96 3150 SH SOLE NONE 0 3150 3150 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND COMMON 97717X560 15 503 SH SOLE NONE 0 503 503 ISHARES MSCI ITALY ETF COMMON 46434G830 14 493 SH SOLE NONE 0 493 493 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 15 68 SH SOLE NONE 0 68 68 ROYAL DUTCH SHELL PLC SPONS ADR A COMMON 780259206 19 283 SH SOLE NONE 0 283 283 PROCTER AND GAMBLE CO COM COMMON 742718109 29 350 SH SOLE NONE 0 350 350 COCA COLA CO COM COMMON 191216100 49 1051 SH SOLE NONE 0 1051 1051 CARNIVAL CORP PAIRED CTF COMMON 143658300 4 69 SH SOLE NONE 0 69 69 INTEL CORP COM COMMON 458140100 23 486 SH SOLE NONE 0 486 486 STATE STR CORP COM COMMON 857477103 11 127 SH SOLE NONE 0 127 127 MEDTRONIC PLC SHS COMMON G5960L103 23 232 SH SOLE NONE 0 232 232 PAYCHEX INC COM COMMON 704326107 6 81 SH SOLE NONE 0 81 81 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF COMMON 46435U796 18104 186411 SH SOLE NONE 0 186411 186411 MERCK & CO INC COM COMMON 58933Y105 14 198 SH SOLE NONE 0 198 198 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF COMMON 464288158 290 2767 SH SOLE NONE 0 2767 2767 ILLINOIS TOOL WKS INC COM COMMON 452308109 14 100 SH SOLE NONE 0 100 100 ISHARES MSCI JAPAN ETF COMMON 46434G822 50 825 SH SOLE NONE 0 825 825 CORNING INC COM COMMON 219350105 113 3201 SH SOLE NONE 0 3201 3201 EATON VANCE LTD DUR INCOME FD COM COMMON 27828H105 93 7322 SH SOLE NONE 0 7322 7322 ISHARES S&P 100 ETF COMMON 464287101 8 65 SH SOLE NONE 0 65 65 VERIZON COMMUNICATIONS INC COM COMMON 92343V104 54 1005 SH SOLE NONE 0 1005 1005 CHUBB LIMITED COM COMMON H1467J104 30 221 SH SOLE NONE 0 221 221 FEDEX CORP COM COMMON 31428X106 29 120 SH SOLE NONE 0 120 120 PEPSICO INC COM COMMON 713448108 4 40 SH SOLE NONE 0 40 40 SNAP INC CL A COMMON 83304A106 1 100 SH SOLE NONE 0 100 100 HONEYWELL INTL INC COM COMMON 438516106 35 210 SH SOLE NONE 0 210 210 VANECK VECTORS GREEN BOND ETF COMMON 92189F171 30 1164 SH SOLE NONE 0 1164 1164 US BANCORP DEL COM NEW COMMON 902973304 19 366 SH SOLE NONE 0 366 366 HOME DEPOT INC COM COMMON 437076102 336 1620 SH SOLE NONE 0 1620 1620 STARWOOD PPTY TR INC COM COMMON 85571B105 54 2500 SH SOLE NONE 0 2500 2500 HEALTH CARE SELECT SECTOR SPDR FUND COMMON 81369Y209 19 202 SH SOLE NONE 0 202 202 ISHARES U.S. REAL ESTATE ETF COMMON 464287739 8 104 SH SOLE NONE 0 104 104 CONSUMER STAPLES SELECT SECTOR SPDR FUND COMMON 81369Y308 11 207 SH SOLE NONE 0 207 207 PIMCO 15 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND COMMON 72201R304 12 182 SH SOLE NONE 0 182 182 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND COMMON 72201R833 599 5890 SH SOLE NONE 0 5890 5890 ENSCO PLC SHS CLASS A COMMON G3157S106 4 500 SH SOLE NONE 0 500 500 AVID BIOSERVICES INC COM COMMON 05368M106 0 1 SH SOLE NONE 0 1 1 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND COMMON 92206C409 84 1077 SH SOLE NONE 0 1077 1077 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF COMMON 92206C870 75 895 SH SOLE NONE 0 895 895 ALPHABET INC CAP STK CL A COMMON 02079K305 30 25 SH SOLE NONE 0 25 25 INVESCO CEF INCOME COMPOSITE ETF COMMON 46138E404 23 1000 SH SOLE NONE 0 1000 1000 JPMORGAN BETABUILDERS JAPAN ETF COMMON 46641Q712 8 312 SH SOLE NONE 0 312 312 BAUSCH HEALTH COS INC COM COMMON 071734107 18 700 SH SOLE NONE 0 700 700 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF COMMON 92206C706 20 316 SH SOLE NONE 0 316 316 TESLA INC COM COMMON 88160R101 12 45 SH SOLE NONE 0 45 45 ALERIAN MLP ETF COMMON 00162Q866 59 5505 SH SOLE NONE 0 5505 5505 PUTNAM MASTER INTER INCOME TR SH BEN INT COMMON 746909100 27 6000 SH SOLE NONE 0 6000 6000 STANLEY BLACK & DECKER INC COM COMMON 854502101 22 152 SH SOLE NONE 0 152 152 CONAGRA BRANDS INC COM COMMON 205887102 3 100 SH SOLE NONE 0 100 100 ASTRAZENECA PLC SPONSORED ADR COMMON 046353108 40 1000 SH SOLE NONE 0 1000 1000 CONSOLIDATED EDISON INC COM COMMON 209115104 46 600 SH SOLE NONE 0 600 600 GLOBAL X MSCI NORWAY ETF COMMON 37950E747 8 494 SH SOLE NONE 0 494 494 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND COMMON 72201R817 40 397 SH SOLE NONE 0 397 397 ISHARES U.S. OIL EQUIPMENT & SERVICES ETF COMMON 464288844 10 268 SH SOLE NONE 0 268 268 AFLAC INC COM COMMON 001055102 56 1200 SH SOLE NONE 0 1200 1200 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT COMMON 573331105 15 1300 SH SOLE NONE 0 1300 1300 ISHARES FLOATING RATE BOND ETF COMMON 46429B655 20 390 SH SOLE NONE 0 390 390 CBIZ INC COM COMMON 124805102 118 5000 SH SOLE NONE 0 5000 5000 ISHARES SELECT DIVIDEND ETF COMMON 464287168 3 35 SH SOLE NONE 0 35 35 AMERICAN ELEC PWR INC COM COMMON 025537101 25 350 SH SOLE NONE 0 350 350 BLACKROCK DEBT STRAT FD INC COM NEW COMMON 09255R202 4 333 SH SOLE NONE 0 333 333 INVESCO AEROSPACE & DEFENSE ETF COMMON 46137V100 12 197 SH SOLE NONE 0 197 197 VANECK VECTORS MORTGAGE REIT INCOME ETF COMMON 92189F452 84 3500 SH SOLE NONE 0 3500 3500 EATON VANCE TAX MNGD GBL DV EQ COM COMMON 27829F108 38 4000 SH SOLE NONE 0 4000 4000 GENTEX CORP COM COMMON 371901109 7 305 SH SOLE NONE 0 305 305 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF COMMON 464286533 1778 29981 SH SOLE NONE 0 29981 29981 MID CON ENERGY PARTNERS LP COM UNIT REPST COMMON 59560V109 6 4200 SH SOLE NONE 0 4200 4200 ISHARES EDGE MSCI MIN VOL EAFE ETF COMMON 46429B689 6827 93766 SH SOLE NONE 0 93766 93766 CLOVIS ONCOLOGY INC COM COMMON 189464100 6 200 SH SOLE NONE 0 200 200 ISHARES EDGE MSCI MIN VOL USA ETF COMMON 46429B697 10 183 SH SOLE NONE 0 183 183 PEMBINA PIPELINE CORP COM COMMON 706327103 29 850 SH SOLE NONE 0 850 850 PUMA BIOTECHNOLOGY INC COM COMMON 74587V107 9 200 SH SOLE NONE 0 200 200 PHILLIPS 66 COM COMMON 718546104 57 510 SH SOLE NONE 0 510 510 BLACKROCK ENHANCED GBL DIV TR COM COMMON 092501105 3 300 SH SOLE NONE 0 300 300 ABERDEEN EMRG MRKTS EQT INM FD COM COMMON 00301W105 9 1382 SH SOLE NONE 0 1382 1382 GLOBAL X MLP ETF COMMON 37950E473 4558 477265 SH SOLE NONE 0 477265 477265 VOYA GLBL EQTY DIV & PREM OPP COM COMMON 92912T100 62 8500 SH SOLE NONE 0 8500 8500 DUKE ENERGY CORP NEW COM NEW COMMON 26441C204 21 266 SH SOLE NONE 0 266 266 COCA COLA EUROPEAN PARTNERS P SHS COMMON G25839104 2 50 SH SOLE NONE 0 50 50 VECTOR GROUP LTD COM COMMON 92240M108 33 2428 SH SOLE NONE 0 2428 2428 SPDR S&P CAPITAL MARKETS ETF COMMON 78464A771 9 159 SH SOLE NONE 0 159 159 DELEK US HLDGS INC NEW COM COMMON 24665A103 10 245 SH SOLE NONE 0 245 245 HOLLY ENERGY PARTNERS L P COM UT LTD PTN COMMON 435763107 19 600 SH SOLE NONE 0 600 600 MONDELEZ INTL INC CL A COMMON 609207105 16 370 SH SOLE NONE 0 370 370 NUSTAR ENERGY LP UNIT COM COMMON 67058H102 3 100 SH SOLE NONE 0 100 100 FLOWERS FOODS INC COM COMMON 343498101 19 1012 SH SOLE NONE 0 1012 1012 MAGNA INTL INC COM COMMON 559222401 19 366 SH SOLE NONE 0 366 366 ISHARES CORE MSCI EAFE ETF COMMON 46432F842 31 480 SH SOLE NONE 0 480 480 ACCENTURE PLC IRELAND SHS CLASS A COMMON G1151C101 17 98 SH SOLE NONE 0 98 98 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF COMMON 78468R200 29 957 SH SOLE NONE 0 957 957 EATON VANCE TX MGD DIV EQ INCM COM COMMON 27828N102 29955 2332908 SH SOLE NONE 0 2332908 2332908 GENUINE PARTS CO COM COMMON 372460105 6 64 SH SOLE NONE 0 64 64 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND COMMON 97717W760 97 1365 SH SOLE NONE 0 1365 1365 TRANSMONTAIGNE PARTNERS L P COM UNIT L P COMMON 89376V100 85 2200 SH SOLE NONE 0 2200 2200 CVR REFNG LP COMUNIT REP LT COMMON 12663P107 39 2000 SH SOLE NONE 0 2000 2000 CABOT OIL & GAS CORP COM COMMON 127097103 10 447 SH SOLE NONE 0 447 447 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR COMMON 874039100 22 507 SH SOLE NONE 0 507 507 INVESCO S&P SMALLCAP LOW VOLATILITY ETF COMMON 46138G102 1889 38204 SH SOLE NONE 0 38204 38204 FIRST TRUST TACTICAL HIGH YIELD ETF COMMON 33738D408 45228 946394 SH SOLE NONE 0 946394 946394 BLACKSTONE GROUP L P COM UNIT LTD COMMON 09253U108 38 1000 SH SOLE NONE 0 1000 1000 ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF COMMON 00768Y727 3280 68580 SH SOLE NONE 0 68580 68580 SYNOVUS FINL CORP COM NEW COMMON 87161C501 5 100 SH SOLE NONE 0 100 100 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF COMMON 78467V608 18 371 SH SOLE NONE 0 371 371 GENERAL DYNAMICS CORP COM COMMON 369550108 8 41 SH SOLE NONE 0 41 41 QUEST DIAGNOSTICS INC COM COMMON 74834L100 11 100 SH SOLE NONE 0 100 100 CISCO SYS INC COM COMMON 17275R102 61 1257 SH SOLE NONE 0 1257 1257 CAPITAL ONE FINL CORP COM COMMON 14040H105 22 233 SH SOLE NONE 0 233 233 FIRST TRUST SENIOR LOAN FUND COMMON 33738D309 27 562 SH SOLE NONE 0 562 562 WISDOMTREE U.S. LARGECAP DIVIDEND FUND COMMON 97717W307 29 306 SH SOLE NONE 0 306 306 AT&T INC COM COMMON 00206R102 158 4700 SH SOLE NONE 0 4700 4700 PTC THERAPEUTICS INC COM COMMON 69366J200 16 350 SH SOLE NONE 0 350 350 XILINX INC COM COMMON 983919101 8 100 SH SOLE NONE 0 100 100 GENERAL ELECTRIC CO COM COMMON 369604103 12 1088 SH SOLE NONE 0 1088 1088 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND COMMON 81369Y407 11 95 SH SOLE NONE 0 95 95 ISHARES U.S. FINANCIAL SERVICES ETF COMMON 464287770 35 261 SH SOLE NONE 0 261 261 RIVERFRONT STRATEGIC INCOME FUND COMMON 00162Q783 23 919 SH SOLE NONE 0 919 919 BLACKROCK CR ALLCTN INC TR COM COMMON 092508100 37 3000 SH SOLE NONE 0 3000 3000 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND COMMON 97717W836 14 185 SH SOLE NONE 0 185 185 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND COMMON 97717W794 101 2091 SH SOLE NONE 0 2091 2091 ISHARES CORE S&P 500 ETF COMMON 464287200 321 1096 SH SOLE NONE 0 1096 1096 SUNTRUST BKS INC COM COMMON 867914103 20 297 SH SOLE NONE 0 297 297 ISHARES U.S. PREFERRED STOCK ETF COMMON 464288687 15 400 SH SOLE NONE 0 400 400 ISHARES 10-20 YEAR TREASURY BOND ETF COMMON 464288653 20 154 SH SOLE NONE 0 154 154 THERMO FISHER SCIENTIFIC INC COM COMMON 883556102 13 54 SH SOLE NONE 0 54 54 PROSPECT CAPITAL CORPORATION COM COMMON 74348T102 37 5100 SH SOLE NONE 0 5100 5100 JPMORGAN CHASE & CO COM COMMON 46625H100 38 337 SH SOLE NONE 0 337 337 CHEVRON CORP NEW COM COMMON 166764100 39 320 SH SOLE NONE 0 320 320 ISHARES NATIONAL MUNI BOND ETF COMMON 464288414 48 441 SH SOLE NONE 0 441 441 CONOCOPHILLIPS COM COMMON 20825C104 107 1379 SH SOLE NONE 0 1379 1379 BANK AMER CORP COM COMMON 060505104 15 500 SH SOLE NONE 0 500 500 INVESCO DYNAMIC LEISURE AND ENTERTAINMENT ETF COMMON 46137V720 9 200 SH SOLE NONE 0 200 200 ISHARES MORTGAGE REAL ESTATE ETF COMMON 46435G342 28032 643518 SH SOLE NONE 0 643518 643518 SPDR NYSE TECHNOLOGY ETF COMMON 78464A102 59 630 SH SOLE NONE 0 630 630 ORACLE CORP COM COMMON 68389X105 25 491 SH SOLE NONE 0 491 491 PFIZER INC COM COMMON 717081103 24 535 SH SOLE NONE 0 535 535 3M CO COM COMMON 88579Y101 11 50 SH SOLE NONE 0 50 50 LEGACY RESVS INC COM COMMON 524706108 10 2000 SH SOLE NONE 0 2000 2000 AMERICAN EXPRESS CO COM COMMON 025816109 27 249 SH SOLE NONE 0 249 249 AMERIGAS PARTNERS L P UNIT L P INT COMMON 030975106 24 600 SH SOLE NONE 0 600 600 VAN ECK MERK GOLD TRUST COMMON 921078101 5 386 SH SOLE NONE 0 386 386 ISHARES MSCI EAFE SMALL-CAP ETF COMMON 464288273 47 750 SH SOLE NONE 0 750 750 ISHARES 20 YEAR TREASURY BOND ETF COMMON 464287432 14 116 SH SOLE NONE 0 116 116 ISHARES GLOBAL REIT ETF COMMON 46434V647 636 25227 SH SOLE NONE 0 25227 25227 AFFIMED N V COM COMMON N01045108 4 1000 SH SOLE NONE 0 1000 1000 WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND COMMON 97717X594 11 332 SH SOLE NONE 0 332 332 BORGWARNER INC COM COMMON 099724106 16 365 SH SOLE NONE 0 365 365 CRACKER BARREL OLD CTRY STORE COM COMMON 22410J106 15 100 SH SOLE NONE 0 100 100 CSI COMPRESSCO LP COM UNIT COMMON 12637A103 5 1000 SH SOLE NONE 0 1000 1000 CALITHERA BIOSCIENCES INC COM COMMON 13089P101 1 200 SH SOLE NONE 0 200 200 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN COMMON 864482104 35 1500 SH SOLE NONE 0 1500 1500 CITIGROUP INC COM NEW COMMON 172967424 26 368 SH SOLE NONE 0 368 368 EXXON MOBIL CORP COM COMMON 30231G102 9 100 SH SOLE NONE 0 100 100 PRICE T ROWE GROUP INC COM COMMON 74144T108 8 74 SH SOLE NONE 0 74 74 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS COMMON 670699107 40 1664 SH SOLE NONE 0 1664 1664 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF COMMON 33739Q200 16523 324167 SH SOLE NONE 0 324167 324167 KRAFT HEINZ CO COM COMMON 500754106 7 126 SH SOLE NONE 0 126 126 CARDINAL HEALTH INC COM COMMON 14149Y108 5 100 SH SOLE NONE 0 100 100 CHENIERE ENERGY PARTNERS LP COM UNIT COMMON 16411Q101 28 700 SH SOLE NONE 0 700 700 APPLE INC COM COMMON 037833100 194 859 SH SOLE NONE 0 859 859 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF COMMON 381430503 117 1996 SH SOLE NONE 0 1996 1996 PJT PARTNERS INC COM CL A COMMON 69343T107 1 17 SH SOLE NONE 0 17 17 ABBOTT LABS COM COMMON 002824100 7 100 SH SOLE NONE 0 100 100 DISNEY WALT CO COM DISNEY COMMON 254687106 53 450 SH SOLE NONE 0 450 450 CYTOMX THERAPEUTICS INC COM COMMON 23284F105 2 100 SH SOLE NONE 0 100 100 MARSH & MCLENNAN COS INC COM COMMON 571748102 27 328 SH SOLE NONE 0 328 328