0001569433-13-000002.txt : 20130509 0001569433-13-000002.hdr.sgml : 20130509 20130509121212 ACCESSION NUMBER: 0001569433-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 EFFECTIVENESS DATE: 20130509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Raven Rock Credit Master Fund L.P. CENTRAL INDEX KEY: 0001569433 IRS NUMBER: 980632459 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15181 FILM NUMBER: 13827438 BUSINESS ADDRESS: STREET 1: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 919-442-5220 MAIL ADDRESS: STREET 1: 55 VILCOM CENTER DRIVE STREET 2: SUITE 240 CITY: CHAPEL HILL STATE: NC ZIP: 27514 13F-HR 1 rr0331013-13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Raven Rock Capital Management, LLC Address: 55 Vilcom Centre Drive, Suite 240, Chapel Hill, NC, 27515 Form 13F File Number: 28-15181 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Rich Godfrey Title: Chief Operating Officer Phone: (919) 442-5226 Signature, Place, and Date of Signing: RICH GODFREY Chapel Hill, NC May 9, 2013 ----------------- --------------------- -------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $84,061 (thousands) List of Other Included Managers: NONE No. Form 13F File Number Name --- -------------------- ---- 1 028-15181 Raven Rock Credit Master Fund L.P. FORM 13F INFORMATION TABLE -------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------------------------------------------------------------------------------------------------------- NAME OF TITLE OF VALUE SHRS OR SH/ PUT Investment Other Voting Authority ISSUE CLASS CUSIP (x$1000) PRN AMT PRN CALL Discretion Manager Sole Shared None ----------------------------------------------------------------------------------------------------------------------------------- ACCURAY INC NOTE 3.500% 2/0 004397AC9 2,629 2,440,000 PRN SOLE 2,440,000 AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 2,109 2,000,000 PRN SOLE 2,000,000 ANNALY CAP MGMT NOTE 5.000% 5/1 035710AB8 2,891 2,780,000 PRN SOLE 2,780,000 INC BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 508 500,000 PRN SOLE 500,000 CARRIZO OIL AND NOTE 4.375% 6/0 144577AA1 1,766 1,750,000 PRN SOLE 1,750,000 GAS INC COBALT INTL NOTE 2.625%12/0 19075FAA4 8,311 7,385,000 PRN SOLE 7,385,000 ENERGY INC CUBIST NOTE 2.500%11/0 229678AD9 3,429 2,000,000 PRN SOLE 2,000,000 PHARMACEUTICALS DENDREON CORP NOTE 2.875% 1/1 24823QAC1 1,836 2,350,000 PRN SOLE 2,350,000 ENCORE CAP NOTE 3.000%11/2 292554AC6 1,946 1,690,000 PRN SOLE 1,690,000 GROUP INC EQUINIX INC NOTE 4.750% 6/1 29444UAH9 3,460 1,300,000 PRN SOLE 1,300,000 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 2,968 3,000,000 PRN SOLE 3,000,000 FIDELITY NOTE 4.250% 8/1 31620RAE5 2,044 1,500,000 PRN SOLE 1,500,000 NATIONAL FIN GENCORP INC SDCV 4.062%12/3 368682AN0 4,528 2,875,000 PRN SOLE 2,875,000 GENERAL CABLE FRNT 4.500%11/1 369300AL2 4,805 3,810,000 PRN SOLE 3,810,000 CORP DEL NEW GENESEE AND WYO UNIT 10/01/2015 371559204 4,214 32,500 PRN SOLE 32,500 INC GREENBRIER COS NOTE 2.375% 5/1 393657AD3 1,390 1,390,000 PRN SOLE 1,390,000 INC GREENBRIER COS NOTE 3.500% 4/0 393657AH4 2,007 2,000,000 PRN SOLE 2,000,000 INC HELIX ENERGY I NOTE 3.250% 3/1 42330PAG2 1,830 1,480,000 PRN SOLE 1,480,000 SOLUTIONS GRP INSULET CORP NOTE 3.750% 6/1 45784PAC5 2,985 3,350,000 PRN SOLE 3,350,000 L-3 DEBT 3.000% 8/0 502413AW7 1,183 1,165,000 PRN SOLE 1,165,000 COMMUNICATIONS M/I HOMES INC NOTE 3.000% 3/0 55292PAB1 1,530 1,480,000 PRN SOLE 1,480,000 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 2,385 1,885,000 PRN SOLE 1,885,000 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 2,320 1,957,000 PRN SOLE 1,957,000 OMNICARE INC DBCV 3.250%12/1 681904AL2 1,644 1,632,000 PRN SOLE 1,632,000 ONYX NOTE 4.000% 8/1 683399AB5 3,528 1,500,000 PRN SOLE 1,500,000 PHARMACEUTICALS SAVIENT NOTE 4.750% 2/0 80517QAA8 215 860,000 PRN SOLE 860,000 PHARMACEUTICALS THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 3,314 3,000,000 PRN SOLE 3,000,000 THOMPSON CREEK UNIT 99/99/9999 884768300 229 14,000 PRN SOLE 14,000 METALS CO INC TYSON FOODS INC NOTE 3.250%10/1 902494AP8 2,788 1,875,000 PRN SOLE 1,875,000 VECTOR GROUP LTD FRNT 1/1 92240MAY4 2,432 2 090,000 PRN SOLE 2,090,000 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 3m537 2,375,000 PRN SOLE 2,375,000 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 3m299 2,670,000 PRN SOLE 2,670,000