0001209191-15-052040.txt : 20150610
0001209191-15-052040.hdr.sgml : 20150610
20150610185849
ACCESSION NUMBER: 0001209191-15-052040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150608
FILED AS OF DATE: 20150610
DATE AS OF CHANGE: 20150610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-222-9400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schuler Stephen
CENTRAL INDEX KEY: 0001580561
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54991
FILM NUMBER: 15924495
MAIL ADDRESS:
STREET 1: KCG HOLDINGS, INC.
STREET 2: 545 WASHINGTON BLVD.
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-08
0
0001569391
KCG Holdings, Inc.
KCG
0001580561
Schuler Stephen
KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
1
0
0
0
Class A Common Stock, par value $0.01 per share
2015-06-08
4
S
0
1336476
14.00
D
3260009
I
See Footnote
Class A Common Stock, par value $0.01 per share
2015-06-08
4
S
0
2099
14.00
D
12079
D
Restricted Stock Units
5975
D
Represents shares tendered by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity") and accepted for purchase by KCG Holdings, Inc. ("KCG") in the tender offer (the "Tender Offer") commenced by KCG on May 4, 2015 (the final results of which were announced by KCG on June 9, 2015). See Note 2 for more information.
The reported securities are held by Serenity. The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
Represents shares tendered by the reporting person and accepted for purchase by KCG in the Tender Offer.
/s/ Robert McQueen as attorney-in-fact for Stephen Schuler
2015-06-10