0001209191-15-052040.txt : 20150610 0001209191-15-052040.hdr.sgml : 20150610 20150610185849 ACCESSION NUMBER: 0001209191-15-052040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150608 FILED AS OF DATE: 20150610 DATE AS OF CHANGE: 20150610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuler Stephen CENTRAL INDEX KEY: 0001580561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 15924495 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-08 0 0001569391 KCG Holdings, Inc. KCG 0001580561 Schuler Stephen KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 1 0 0 0 Class A Common Stock, par value $0.01 per share 2015-06-08 4 S 0 1336476 14.00 D 3260009 I See Footnote Class A Common Stock, par value $0.01 per share 2015-06-08 4 S 0 2099 14.00 D 12079 D Restricted Stock Units 5975 D Represents shares tendered by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity") and accepted for purchase by KCG Holdings, Inc. ("KCG") in the tender offer (the "Tender Offer") commenced by KCG on May 4, 2015 (the final results of which were announced by KCG on June 9, 2015). See Note 2 for more information. The reported securities are held by Serenity. The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Represents shares tendered by the reporting person and accepted for purchase by KCG in the Tender Offer. /s/ Robert McQueen as attorney-in-fact for Stephen Schuler 2015-06-10