0001209191-15-029222.txt : 20150325 0001209191-15-029222.hdr.sgml : 20150325 20150325165506 ACCESSION NUMBER: 0001209191-15-029222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150323 FILED AS OF DATE: 20150325 DATE AS OF CHANGE: 20150325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuler Stephen CENTRAL INDEX KEY: 0001580561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 15725224 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-23 0 0001569391 KCG Holdings, Inc. KCG 0001580561 Schuler Stephen KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 1 0 0 0 Class A Common Stock, par value $0.01 per share 2015-03-23 4 S 0 3650 D 6333904 I See Footnote Restricted Stock Units 6957 D Class A Common Stock, par value $0.01 per share 7221 D Transactions executed in accordance with a Rule 10b5-1 trading plan established on February 2, 2015. Represents the sale of 3,650 shares in multiple transactions at prices ranging from $12.63 to $12.64 per share, resulting in a weighted average sale price per share of $12.63. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. The reported securities are held by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity"). The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. /s/ Robert McQueen as attorney-in-fact for Stephen Schuler 2015-03-25