0000899243-17-013129.txt : 20170515 0000899243-17-013129.hdr.sgml : 20170515 20170515172801 ACCESSION NUMBER: 0000899243-17-013129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170511 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rampell Alastair CENTRAL INDEX KEY: 0001660056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17846073 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-11 0 0001569391 KCG Holdings, Inc. KCG 0001660056 Rampell Alastair KCG HOLDINGS, INC. 300 VESEY STREET NEW YORK NY 10282 1 0 0 0 Restricted Stock Units 2017-05-11 4 A 0 4023 19.89 A 10112 D Restricted Stock Units 2017-05-12 4 M 0 6089 D 4023 D Class A Common Stock, par value $0.01 per share 2017-05-12 4 M 0 6089 A 12301 D Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. Restricted stock units are scheduled to vest on May 11, 2018 or upon earlier retirement and will be settled upon vesting. Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis. /s/ Robert McQueen as attorney-in-fact for Alastair Rampell 2017-05-15