0000899243-17-010856.txt : 20170425
0000899243-17-010856.hdr.sgml : 20170425
20170425163006
ACCESSION NUMBER: 0000899243-17-010856
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170421
FILED AS OF DATE: 20170425
DATE AS OF CHANGE: 20170425
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tusar Gregory A
CENTRAL INDEX KEY: 0001585000
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54991
FILM NUMBER: 17781418
MAIL ADDRESS:
STREET 1: KCG HOLDINGS, INC.
STREET 2: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-21
0
0001569391
KCG Holdings, Inc.
KCG
0001585000
Tusar Gregory A
KCG HOLDINGS, INC.
300 VESEY STREET
NEW YORK
NY
10282
0
1
0
0
See Remarks
Class A Common Stock, par value $0.01 per share
2017-04-21
4
M
0
75910
A
288480
D
Class A Common Stock, par value $0.01 per share
2017-04-21
4
S
0
158080
D
130400
D
Class A Common Stock, par value $0.01 per share
2017-04-24
4
M
0
11600
A
142000
D
Class A Common Stock, par value $0.01 per share
2017-04-24
4
S
0
32100
D
109900
D
Stock Options (right to buy)
8.25
2017-04-21
4
M
0
75910
0.00
D
2018-08-20
Class A Common Stock
75910
15000
D
Stock Options (right to buy)
8.25
2017-04-24
4
M
0
11600
0.00
D
2018-08-20
Class A Common Stock
11600
3400
D
Reflects the exercise by the Reporting Person of Stock Options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan.
Represents the sale of 158,080 shares in multiple transactions at prices ranging from $19.75 to $19.76 per share, resulting in a weighted average sale price per share of $19.75. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
Represents the sale of 32,100 shares in multiple transactions at prices ranging from $19.75 to $19.78 per share, resulting in a weighted average sale price per share of $19.76. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
Stock options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. The options vested in full on August 20, 2016.
Head of Global Execution Services and Platforms
/s/ Robert McQueen as attorney-in-fact for Gregory A. Tusar
2017-04-25