0000899243-17-003016.txt : 20170207
0000899243-17-003016.hdr.sgml : 20170207
20170207205543
ACCESSION NUMBER: 0000899243-17-003016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170203
FILED AS OF DATE: 20170207
DATE AS OF CHANGE: 20170207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 646-682-6000
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ogurtsov Nick
CENTRAL INDEX KEY: 0001580394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54991
FILM NUMBER: 17580712
MAIL ADDRESS:
STREET 1: KCG HOLDINGS, INC.
STREET 2: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-03
0
0001569391
KCG Holdings, Inc.
KCG
0001580394
Ogurtsov Nick
KCG HOLDINGS, INC.
300 VESEY STREET
NEW YORK
NY
10282
0
1
0
0
COO and Chief Risk Officer
Restricted Stock Units
2017-02-03
4
M
0
37282
D
182116
D
Class A Common Stock, par value $0.01 per share
2017-02-03
4
M
0
37282
A
147532
D
Class A Common Stock, par value $0.01 per share
2017-02-03
4
F
0
19268
14.24
D
128264
D
Restricted Stock Units
2017-02-04
4
M
0
25981
D
156135
D
Class A Common Stock, par value $0.01 per share
2017-02-04
4
M
0
25981
A
154245
D
Class A Common Stock, par value $0.01 per share
2017-02-04
4
F
0
11286
14.24
D
142959
D
Restricted Stock Units
2017-02-05
4
M
0
31212
D
124923
D
Class A Common Stock, par value $0.01 per share
2017-02-05
4
M
0
31212
A
174171
D
Class A Common Stock, par value $0.01 per share
2017-02-05
4
F
0
11601
14.24
D
162570
D
Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis.
/s/ Robert McQueen as attorney-in-fact for Nick Ogurtsov
2017-02-07