0000899243-17-003016.txt : 20170207 0000899243-17-003016.hdr.sgml : 20170207 20170207205543 ACCESSION NUMBER: 0000899243-17-003016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogurtsov Nick CENTRAL INDEX KEY: 0001580394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17580712 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-03 0 0001569391 KCG Holdings, Inc. KCG 0001580394 Ogurtsov Nick KCG HOLDINGS, INC. 300 VESEY STREET NEW YORK NY 10282 0 1 0 0 COO and Chief Risk Officer Restricted Stock Units 2017-02-03 4 M 0 37282 D 182116 D Class A Common Stock, par value $0.01 per share 2017-02-03 4 M 0 37282 A 147532 D Class A Common Stock, par value $0.01 per share 2017-02-03 4 F 0 19268 14.24 D 128264 D Restricted Stock Units 2017-02-04 4 M 0 25981 D 156135 D Class A Common Stock, par value $0.01 per share 2017-02-04 4 M 0 25981 A 154245 D Class A Common Stock, par value $0.01 per share 2017-02-04 4 F 0 11286 14.24 D 142959 D Restricted Stock Units 2017-02-05 4 M 0 31212 D 124923 D Class A Common Stock, par value $0.01 per share 2017-02-05 4 M 0 31212 A 174171 D Class A Common Stock, par value $0.01 per share 2017-02-05 4 F 0 11601 14.24 D 162570 D Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis. /s/ Robert McQueen as attorney-in-fact for Nick Ogurtsov 2017-02-07