0000899243-17-003008.txt : 20170207 0000899243-17-003008.hdr.sgml : 20170207 20170207205044 ACCESSION NUMBER: 0000899243-17-003008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tusar Gregory A CENTRAL INDEX KEY: 0001585000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17580705 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-03 0 0001569391 KCG Holdings, Inc. KCG 0001585000 Tusar Gregory A KCG HOLDINGS, INC. 300 VESEY STREET NEW YORK NY 10282 0 1 0 0 See Remarks Restricted Stock Units 2017-02-03 4 M 0 60580 D 194269 D Class A Common Stock, par value $0.01 per share 2017-02-03 4 M 0 60580 A 228112 D Class A Common Stock, par value $0.01 per share 2017-02-03 4 F 0 28677 14.24 D 199435 D Restricted Stock Units 2017-02-04 4 M 0 20915 D 173354 D Class A Common Stock, par value $0.01 per share 2017-02-04 4 M 0 20915 A 220350 D Class A Common Stock, par value $0.01 per share 2017-02-04 4 F 0 7780 14.24 D 212570 D Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis. Head of Global Execution Services and Platforms /s/ Robert McQueen as attorney-in-fact for Gregory A. Tusar 2017-02-07