0000899243-17-002012.txt : 20170126 0000899243-17-002012.hdr.sgml : 20170126 20170126171448 ACCESSION NUMBER: 0000899243-17-002012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170124 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parratt Steffen CENTRAL INDEX KEY: 0001629783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17550643 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-24 0 0001569391 KCG Holdings, Inc. KCG 0001629783 Parratt Steffen KCG HOLDINGS, INC., 300 VESEY STREET NEW YORK NY 10282 0 1 0 0 Chief Financial Officer Restricted Stock Units 2017-01-24 4 A 0 8748 A 79908 D Class A Common Stock, par value $0.01 per share 42044 D Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted stock units are scheduled to vest approximately 33.3% on each of January 24, 2018, 2019, and 2020. /s/ Robert McQueen as attorney-in-fact for Steffen Parratt 2017-01-26