0000899243-16-030777.txt : 20161004 0000899243-16-030777.hdr.sgml : 20161004 20161004161243 ACCESSION NUMBER: 0000899243-16-030777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM MICHAEL L. CENTRAL INDEX KEY: 0001686128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 161918982 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-03 0 0001569391 KCG Holdings, Inc. KCG 0001686128 BLUM MICHAEL L. KCG HOLDINGS, INC., 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 1 0 0 Chief Technology Officer Restricted Stock Units 2016-10-03 4 A 0 48481 A 68643 D Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted stock units are scheduled to vest approximately 33.3% on each of October 1, 2017, 2018 and 2019. /s/ Robert McQueen as attorney-in-fact for Michael Blum 2016-10-04