0000899243-16-030777.txt : 20161004
0000899243-16-030777.hdr.sgml : 20161004
20161004161243
ACCESSION NUMBER: 0000899243-16-030777
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161003
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-222-9400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLUM MICHAEL L.
CENTRAL INDEX KEY: 0001686128
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54991
FILM NUMBER: 161918982
MAIL ADDRESS:
STREET 1: KCG HOLDINGS, INC.
STREET 2: 545 WASHINGTON BLVD.
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-03
0
0001569391
KCG Holdings, Inc.
KCG
0001686128
BLUM MICHAEL L.
KCG HOLDINGS, INC.,
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
0
1
0
0
Chief Technology Officer
Restricted Stock Units
2016-10-03
4
A
0
48481
A
68643
D
Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted stock units are scheduled to vest approximately 33.3% on each of October 1, 2017, 2018 and 2019.
/s/ Robert McQueen as attorney-in-fact for Michael Blum
2016-10-04