0001085146-23-004042.txt : 20231103
0001085146-23-004042.hdr.sgml : 20231103
20231102210710
ACCESSION NUMBER: 0001085146-23-004042
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231103
DATE AS OF CHANGE: 20231102
EFFECTIVENESS DATE: 20231103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd
CENTRAL INDEX KEY: 0001569356
IRS NUMBER: 980691159
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16783
FILM NUMBER: 231374236
BUSINESS ADDRESS:
STREET 1: LEVEL 20, ONE IFC
STREET 2: 1 HARBOUR VIEW STREET
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
BUSINESS PHONE: 852 2105 5800
MAIL ADDRESS:
STREET 1: LEVEL 20, ONE IFC
STREET 2: 1 HARBOUR VIEW STREET
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001569356
XXXXXXXX
09-30-2023
09-30-2023
false
NINE MASTS CAPITAL Ltd
LEVEL 20, ONE IFC
1 HARBOUR VIEW STREET
CENTRAL
K3
HONG KONG
13F HOLDINGS REPORT
028-16783
N
Irene Backenhorn
Chief Compliance Officer
8-522-105-5803
/s/ Irene Backenhorn
Hong Kong
K3
11-02-2023
0
36
139225206
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
AMERICAN AIRLS GROUP INC
COM
02376R102
BBG005P7Q907
749300
1180000
SH
Put
SOLE
1180000
0
0
BAUSCH HEALTH COS INC
COM
071734107
BBG001S7WDP0
1049400
3180000
SH
Put
SOLE
3180000
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
BBG00B6WF7V2
549652
3077
SH
SOLE
3077
0
0
BLOCK INC
NOTE 0.125% 3/0
852234AF0
3732000
4000
PRN
SOLE
4000
0
0
BLOCK INC
NOTE 5/0
852234AJ2
6300000
7500
PRN
SOLE
7500
0
0
CARNIVAL CORP
COMMON STOCK
143658300
BBG001S5PL01
1545000
3000000
SH
Put
SOLE
3000000
0
0
CLEAN EARTH ACQUISITIONS COR
*W EXP 99/99/999
184493112
7917
149097
PRN
SOLE
149097
0
0
CLEAN EARTH ACQUISITIONS COR
CLASS A COM
184493104
BBG013NTTJD6
3086387
291995
SH
SOLE
291995
0
0
CLEAN EARTH ACQUISITIONS COR
RIGHT 01/01/2027
184493120
BBG015H887L4
39573
299795
SH
SOLE
299795
0
0
COINBASE GLOBAL INC
NOTE 0.500% 6/0
19260QAB3
17001000
22500
PRN
SOLE
22500
0
0
CONFLUENT INC
NOTE 1/1
20717MAB9
3282400
4000
PRN
SOLE
4000
0
0
CONX CORP
*W EXP 10/30/202
212873111
4095
27300
PRN
SOLE
27300
0
0
FISCALNOTE HOLDINGS INC
*W EXP 07/29/202
337655112
71409
408052
PRN
SOLE
408052
0
0
FOX CORP
CL B COM
35137L204
BBG00JHNKKR3
4140266
143361
SH
SOLE
143361
0
0
GRINDR INC
*W EXP 11/18/202
39854F119
321718
407186
PRN
SOLE
407186
0
0
GRINDR INC
COM
39854F101
BBG00YV3H7V6
575000
100000
SH
SOLE
100000
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
BBG001SJB7J7
30587656
518347
SH
SOLE
518347
0
0
HH&L ACQUISITION CO
*W EXP 02/04/202
G39714129
2326
82180
PRN
SOLE
82180
0
0
ISRAEL ACQUISITIONS CORP
UNIT 12/12/2027
G49667135
BBG0166KB6Y1
4260000
400000
SH
SOLE
400000
0
0
KE HLDGS INC
SPONSORED ADS
482497104
BBG00W9L9N03
434541
27200
SH
SOLE
27200
0
0
MARIADB PLC
*W EXP 12/16/202
G5920M118
21986
288530
PRN
SOLE
288530
0
0
MINISO GROUP HLDG LTD
SPONSORED ADS
66981J102
BBG00XKM5867
974902
36667
SH
SOLE
36667
0
0
NIO INC
NOTE 0.500% 2/0
62914VAF3
5265000
6000
PRN
SOLE
6000
0
0
POST HLDGS INC
NOTE 2.500% 8/1
737446AT1
9965000
10000
PRN
SOLE
10000
0
0
PRENETICS GLOBAL LTD
*W EXP 05/18/202
G72245114
18993
362456
PRN
SOLE
362456
0
0
SK TELECOM LTD
SPONSORED ADR
78440P306
BBG001S91DP0
1007104
47000
SH
SOLE
47000
0
0
SPLUNK INC
COM
848637104
BBG001TWMNG3
7312500
50000
SH
SOLE
50000
0
0
STRIDE INC
NOTE 1.125% 9/0
86333MAA6
422200
400
PRN
SOLE
400
0
0
TRIP COM GROUP LTD
ADS
89677Q107
BBG001S6VL20
638224
17900
SH
SOLE
17900
0
0
UBER TECHNOLOGIES INC
NOTE 12/1
90353TAJ9
15006660
16000
PRN
SOLE
16000
0
0
UNITED AIRLS HLDGS INC
COM
910047109
BBG001SQ87W0
138480
577000
SH
Put
SOLE
577000
0
0
UNITY SOFTWARE INC
NOTE 11/1
91332UAB7
5575500
7000
PRN
SOLE
7000
0
0
VNET GROUP INC
NOTE 2/0
90138VAB3
8662500
11000
PRN
SOLE
11000
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
BBG001S5XGG6
62801
12763
SH
SOLE
12763
0
0
WOODSIDE ENERGY GROUP LTD
SPONSORED ADR
980228308
BBG001S5WCY6
291729
12420
SH
SOLE
12420
0
0
XPENG INC
ADS
98422D105
BBG00WKJG3N6
6121987
342665
SH
SOLE
342665
0
0